WorldWideScience

Sample records for plants proposed rule

  1. New security measures are proposed for N-plants: Insider Rule package is issued by NRC

    International Nuclear Information System (INIS)

    Anon.

    1984-01-01

    New rules proposed by the Nuclear Regulatory Commission (NRC) will require background investigations and psychological assessments of new job candidates and continual monitoring of the behavior of all power plant workers with access to sensitive areas. Licensees will have to submit an ''access authorization'' program for approval describing how they will conduct these security activities. The employee checks will go back five years to examine credit, educational, and criminal histories. Implementation of the rules could involve the Edison Electric Institute as an intermediary to funnel criminal checks from the Justice Department and FBI. The NRC is also considering a clarification of areas designated as ''vital'' because current designations may be too strict

  2. Analysis of public comments on the proposed rule on nuclear power plant license renewal

    International Nuclear Information System (INIS)

    1991-12-01

    This report provides a summary and analysis of public comments on the proposed license renewal rule for the nuclear power plants (10 CFR Part 54) published in the Federal Register on 17 July 1990. It also documents the NRC's resolution of the issues raised by the commenters. Comments from 121 organizations and 76 individuals were reviewed and analyzed to identify the issues, including those pertaining to the adequacy of the licensing basis, the performance of an integrated plant assessment, backfit considerations, and need for public hearings. The analysis included grouping of commenters' views according to the issues raised. The public comments analyzed in this report were taken into consideration in the development of the final rule and revisions to the supporting documents

  3. 75 FR 2102 - Endangered and Threatened Wildlife and Plants; Proposed Rule To List the Shovelnose Sturgeon as...

    Science.gov (United States)

    2010-01-14

    ... receive public comments on the proposal. If you have previously submitted comments, please do not resubmit... on the length of written comments submitted to us. If you have any questions concerning the [[Page...; Proposed Rule To List the Shovelnose Sturgeon as Threatened Due to Similarity of Appearance AGENCY: Fish...

  4. Quality assurance in central nuclear power plant control systems. (Status report containing proposed enhancements for KTA rules)

    International Nuclear Information System (INIS)

    Gossner, S.

    1985-01-01

    All enterprises investigated observe the requirements laid down in KTA 1401. In most cases, the quality assurance systems and measures applied even go beyond the requirements of KTA 1401, especially in those enterprises working primarily for export and having to meet foreign quality assurance standards. Quality assurance measures in these enterprises are based primarily on 10 CFR 50, App.B and related rules and standards (e.g. ANSI N 54.2; NUREG 75/087). Internal quality assurance in these enterprises is organized on the basis of graphic flow diagrams which are even presented in the quality assurance manuals. These flow diagrams, in contrast to the German KTA rules, meet the international standards for quality assurance. KTA 1401 requirements not sufficiently met are, e.g. the operator audits with plant producers and unit and equipment producer audits with component producers. The report presents hints for improvements of the quality assurance concept in control systems engineering. (orig./HP) [de

  5. 75 FR 310 - Endangered and Threatened Wildlife and Plants; Withdrawal of Proposed Rule to List Cook's Petrel

    Science.gov (United States)

    2010-01-05

    ... likelihood of extinction for Cook's petrel within the foreseeable future. The peer reviewer provided us with... plants and animals that were historically known from this area but no longer occur there (Maungatautari... species as well as other native animals and plants (Little Barrier Island Supporters Trust 2007...

  6. 76 FR 36493 - Endangered and Threatened Wildlife and Plants; Proposed Rule To Establish a Manatee Refuge in...

    Science.gov (United States)

    2011-06-22

    ... benefits of the proposed changes, the economic impact... manatees; 3. Any foreseeable economic or other impacts resulting from the proposed designation; 4. Any... Bureau 2010 Web site). Tourism surveys suggest that about half of all visitors to the area come to Citrus...

  7. A proposal on restart rule of nuclear power plants with piping having local wall thinning subjected to an earthquake. Former part. Aiming at further application

    International Nuclear Information System (INIS)

    Urabe, Yoshio

    2011-01-01

    Restart rule of nuclear power plants (NPPs) with piping having local wall thinning subjected to an earthquake was proposed taking account of local wall thinning, seismic effects and restart of NPPs with applicability of 'Guidelines for NPP Response to an Earthquake (EPRI NP-6695)' in Japan. Japan Earthquake Damage Intensity Scale (JEDIS) and Earthquake Ground Motion Level (EGML) were introduced. JEDIS was classified into four scales obtained from damage level of components and structures of NPPs subjected to an earthquake, while EGML was divided into four levels by safe shutdown earthquake ground motion (So), elastic design earthquake ground motion (Sd) and design earthquake ground motion (Ss). Combination of JEDIS and EGML formulated 4 x 4 matrix and determined detailed conditions of restart of NPPs. As a response to an earthquake, operator walk inspections and evaluation of earthquake ground motion were conducted to know the level of JEDIS. JEDIS level requested respective allowable conditions of restart of NPP, which were scale level dependent and consisted of weighted combination of damage inspection (operator walk inspections, focused inspections/tests and expanded inspections), integrity evaluation and repair/replacement. If JEDIS were assigned greater than 3 with expanded inspections, inspection of piping with local wall thinning, its integrity evaluation and repair/replacement if necessary were requested. Inspection and evaluation of piping with local wall thinning was performed based on JSME or ASME codes. Detailed work flow charts were presented. Carbon steel piping and elbow was chosen for evaluation. (T. Tanaka)

  8. Proposed Rule: Strengthening Transparency in Regulatory Science

    Science.gov (United States)

    April 24, 2018 proposed rule providing that when EPA develops regulations, including regulations for which the public is likely to bear the cost of compliance, with regard to those scientific studies that are pivotal to the action being taken, EPA should e

  9. New Jersey proposes rule reducing NOx emissions

    International Nuclear Information System (INIS)

    Anon.

    1993-01-01

    The New Jersey Department of Environmental Protection and Energy has proposed a rule requiring utility and industrial sources to significantly reduce their emission levels of nitrogen oxide (NO x ). If approved, it will be the first major rule mandated by the Clean Air Act Amendments of 1990 to affect New Jersey's stationary sources of these air pollutants - primarily electric generating utilities and other large fossil fuel burning facilities. The proposed rule requires all facilities with the potential to emit 25 tons or more of NO x each year to install reasonably available control technology by May 30, 1995. According to Richard Sinding, the environment and energy agency's assistant commissioner for policy and planning, the rule will likely require installation of low-NO x burners or other modifications to the combustion process. Sinding says the proposed rule will reduce the State's NO x emissions by approximately 30,000 tons a year, roughly 30 percent from current levels from these stationary sources. The pollution prevention measures are estimated to cost approximately $1,000 for each ton of NO x removed. The state energy agency estimates the average residential utility customer will see an increase in the monthly electric bill of about 50 cents. The agency said the proposed regulation includes provisions to make implementation more flexible and less costly for achieving the NO x reductions. It has approved the use of natural gas during the ozone season if low-NO x burners are not available. Additionally, emissions may be averaged from all units at the same utility or company location, effectively allowing a company to select the most cost-effective method of achieving the required emissions reductions

  10. Systematic generation of rules for nuclear power plant diagnostics

    International Nuclear Information System (INIS)

    Reifman, J.; Lee, J.C.

    1988-01-01

    The knowledge base of an expert system is generally represented by a set of heuristic rules derived from the expert's own experience and judgmental knowledge. These heuristic or production rules are cast as if (condition), then (consequence) statements, and represent, for nuclear power plant diagnostic systems, information connecting symptoms to failures. In this paper, the authors apply an entropy minimax pattern recognition algorithm to automate the process of extracting and encoding knowledge into a set of rules. Knowledge is extracted by recognizing patterns in plant parameters or symptoms associated with failures or transient events, and is encoded by casting the discovered patterns as production rules. The paper discusses how the proposed method can systematically generate rules that characterize failure of pressurizer components based on transient events analyzed with a pressurizer components based on transient events analyzed with a pressurizer water reactor simulator program

  11. Public comments on the proposed 10 CFR Part 51 rule for renewal of nuclear power plant operating licenses and supporting documents: Review of concerns and NRC staff response. Volume 1

    International Nuclear Information System (INIS)

    1996-05-01

    This report documents the Nuclear Regulatory Commission (NRC) staff review of public comments provided in response to the NRC's proposed amendments to 10 Code of Federal Regulations (CFR) Part 51, which establish new requirements for the environmental review of applications for the renewal of operating licenses of nuclear power plants. The public comments include those submitted in writing, as well as those provided at public meetings that were held with other Federal agencies, State agencies, nuclear industry representatives, public interest groups, and the general public. This report also contains the NRC staff response to the various concerns raised, and highlights the changes made to the final rule and the supporting documents in response to these concerns

  12. Proposal to modify Rule 6, Rule 10a, and Rule 12c of the International Code of Nomenclature of Prokaryotes.

    Science.gov (United States)

    Oren, Aharon; Garrity, George M; Schink, Bernhard

    2014-04-01

    According to the current versions of Rule 10a and Rule 12c of the International Code of Nomenclature of Prokaryotes, names of a genus or subgenus and specific epithets may be taken from any source and may even be composed in an arbitrary manner. Based on these rules, names may be composed of any word or any combination of elements derived from any language with a Latin ending. We propose modifying these rules by adding the text, currently part of Recommendation 6, according to which words from languages other than Latin or Greek should be avoided as long as equivalents exist in Latin or Greek or can be constructed by combining word elements from these two languages. We also propose modification of Rule 6 by adopting some of the current paragraphs of Recommendation 6 to become part of the Rule.

  13. CFC rules in the context of the proposed CCCTB directive

    Directory of Open Access Journals (Sweden)

    Veronika Sobotková

    2011-01-01

    Full Text Available In the proposal for a Council Directive on a Common Consolidated Corporate Tax Base (CCCTB there have been introduced a specific anti-abuse provisions, CFC rules. These rules are aimed at tax evasions and tax avoidance. The basic principle is the protection of the tax base against erosion through practices of artificial income shifting. Generally, CFC rules prevent tax avoidance in a state of a shareholder by denying the deferred taxation of profits generated by its controlled company, which is a resident in a tax preference jurisdiction. Even thought the CCCTB directive would be aided easier and low-costs cross-border business as well as it would be restricted the harmful tax competition there are questions whether it is advisable to introduce these rules into such system of the CCCTB, whether these rules are compatible with the CCCTB and whether it is regulated properly. So, the focus of this paper rests on the interaction of the proposed CCCTB directive with existing CFC rules in the European Union. The paper deals with pros and cons, economic and legal perspectives these rules in the context of the proposed CCCTB directive.

  14. Nuclear power plant equipment design and construction rules

    International Nuclear Information System (INIS)

    Boiron, P.

    1983-03-01

    Presentation of the AFCEN (French association for nuclear power plant equipment design and construction rules) working, of its edition activity and of somes of its edited documents such as RCC-C (design and construction rules for PWR power plant fuel assemblies) and RCC-E (design and construction rules for nuclear facility electrical equipments) [fr

  15. 77 FR 35331 - Trichoderma reesei; Proposed Significant New Use Rule

    Science.gov (United States)

    2012-06-13

    ... Trichoderma reesei; Proposed Significant New Use Rule AGENCY: Environmental Protection Agency (EPA). ACTION... Control Act (TSCA) for the genetically modified microorganism identified generically as Trichoderma reesei...: Trichoderma reesei (MCAN J-10-2) (generic). Chemical Abstracts Service (CAS) Registry Number: Not available...

  16. 78 FR 65936 - Endangered and Threatened Wildlife and Plants; Proposed Endangered Status for Gunnison Sage...

    Science.gov (United States)

    2013-11-04

    ... and Plants; Proposed Endangered Status for Gunnison Sage-Grouse and Proposed Designation of Critical Habitat for Gunnison Sage-Grouse AGENCY: Fish and Wildlife Service, Interior. ACTION: Proposed rule... rules to list the Gunnison sage-grouse (Centrocercus minimus) as endangered and to designate critical...

  17. 50 CFR 17.86 - Special rules-plants. [Reserved

    Science.gov (United States)

    2010-10-01

    ... 50 Wildlife and Fisheries 2 2010-10-01 2010-10-01 false Special rules-plants. [Reserved] 17.86... WILDLIFE AND PLANTS (CONTINUED) ENDANGERED AND THREATENED WILDLIFE AND PLANTS Experimental Populations § 17.86 Special rules—plants. [Reserved] ...

  18. 76 FR 49479 - Franchise Rule Information Collection Activities; Proposed Collection; Comment Request

    Science.gov (United States)

    2011-08-10

    ... FEDERAL TRADE COMMISSION Franchise Rule Information Collection Activities; Proposed Collection... Concerning Franchising (``Franchise Rule''). That clearance expires on December 31, 2011. DATES: Comments... INFORMATION section below. Write ``Franchise Rule, PRA Comment, FTC File No. P094400'' on your comment, and...

  19. 75 FR 60352 - Notice of Proposed Rulemaking: Mortgage Acts and Practices - Advertising Rule

    Science.gov (United States)

    2010-09-30

    ... Acts and Practices - Advertising Rule AGENCY: Federal Trade Commission (FTC or Commission). ACTION...) relating to unfair or deceptive acts and practices that may occur with regard to mortgage advertising, the Mortgage Acts and Practices (MAP) - Advertising Rule (proposed rule). The proposed rule published for...

  20. 78 FR 58500 - Water Quality Standards Regulatory Clarifications Proposed Rule; Public Meeting and Public Webinars

    Science.gov (United States)

    2013-09-24

    ... the proposed rule ``Water Quality Standards Regulatory Clarifications,'' which was published... the federal water quality standards (WQS) regulation at 40 CFR Part 131 which helps implement the..., the proposed rule will lead to improved water quality standard development, implementation and...

  1. 75 FR 25887 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-05-10

    ... Generally Accepted Accounting Principles (GAAP). The Exchange also proposes to require firms that fail to... by Amendment No. 1, by NYSE Arca, Inc. Amending Rule 4, Capital Requirements, Financial Reports... Change The Exchange proposes to amend certain financial rules contained in Rule 4. A copy of this filing...

  2. 75 FR 32529 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-06-08

    ... the requirements of Exchange Act Rule 15c3-1. The Exchange has conducted an analysis of financial.... 78a. \\3\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend Rule 6.82 by revising the minimum financial...

  3. 76 FR 55148 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change To Adopt...

    Science.gov (United States)

    2011-09-06

    ...-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change To Adopt Rules for the...-4 thereunder,\\2\\ a proposed rule change to adopt rules for the qualification, listing, and delisting... the Proposal The Exchange proposes rules to adopt a program for the qualification, listing, and...

  4. Fact Sheet: Proposed Rule: State Plans to Address Emissions During Startup, Shutdown, and Malfunction (SSM)

    Science.gov (United States)

    On February 12, 2013, the U.S. Environmental Protection Agency (EPA) proposed a rule that would ensure states have plans in place that require industrial facilities across the country to follow air pollution rules during SSM operations.

  5. NRC proposes changes to nuke decommissioning funding rules

    International Nuclear Information System (INIS)

    Anon.

    1993-01-01

    The Nuclear Regulatory Commission (NRC) has proposed to amend its regulations to allow self-guarantee as a means of assuring adequate funding for nuclear plant decommissioning. It acted in response to a rulemaking petition filed by General Electric Co. and Westinghouse Electric Corp. The proposal would allow self-guarantees if certain conditions are met: Tangible net worth of at least $1 billion; Tangible net worth at least 10 times the present decommissioning cost estimate for all activities the utility is responsible for as a self-guaranteeing licensee and as parent guarantor; Domestic assets amounting to at least 90 percent of total assets or at least 10 times the present decommissioning cost estimate; A credit rating for the utility's most recent bond issuance of AAA, AA, or A (Standard ampersand Poor's), or Aaa, Aa, or A (Moody's). Additional requirements include that the utility licensee must have at least one class of equity securities registered under the Securities Exchange Act of 1934, and that an independent auditor must verify that the utility met the financial test. A utility also would be responsible for reporting any change in circumstances affecting the criteria used to meet the financial test, and would be responsible for meeting that test within 90 days of each financial year. The NRC will accept written comments until March 29, 1993

  6. Plant's sterilization rule for fertile women cited.

    Science.gov (United States)

    1979-01-01

    The American Cyanamid Corporation has been cited by the Occupational Safety and Health Administration (OSHA) for violating federal law by requiring female employees of childbearing age to be sterilized in order to continue working in areas of the plant where they would be exposed to high levels of airborne lead. High levels of airborne lead can cause damage to workers' reproductive systems and be responsible for birth defects in fetuses. The OSHA charged that American Cyanamid's policy constituted a "willful violation" of the 1970 Occupational Safety and Health Act. The Act requires employers to provide employment that is free from recognized hazards likely to cause death or physical harm. According to OSHA, the Act does not allow an employer to eliminate the hazard by compelling employees to choose between losing their jobs and undergoing sterilization. The reproductive health of workers is considered a valid part of OSHA's regulatory concern. The citation, which carries a $10,000 fine, grew out of a complaint that was filed by the Oil, Chemical and Atomic Workers Union on behalf of 5 female workers working in the lead pigment division of the company's Willow Island, West Virginia plant. The 5 employees alleged that they had themselves sterilized to avoid being transferred to other and possibly lower paying janitorial jobs or losing thier jobs completely. The company is appealing the citation. The union has also filed a complaint with the Equal Employment Opportunity Commission charging American Cyanamid with sex discrimination, since only the women workers are at risk of being transferred to lower paying jobs.

  7. 77 FR 74722 - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule...

    Science.gov (United States)

    2012-12-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68401; File No. SR-CME-2012-42] Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule Change Regarding the Valuation of... to approve a proposed rule change of a self-regulatory organization if it finds that such proposed...

  8. 77 FR 40394 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2012-07-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67333; File No. SR-OCC-2012-07] Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Adjustment... to approve a proposed rule change of a self-regulatory organization if it finds that such proposed...

  9. 75 FR 3509 - Public Company Accounting Oversight Board; Order Approving Proposed Rules on Auditing Standard No...

    Science.gov (United States)

    2010-01-21

    ... Accounting Oversight Board; Order Approving Proposed Rules on Auditing Standard No. 7, Engagement Quality... (the ``Commission'') a notice (the ``Notice'') of proposed rules (File No. PCAOB-2009-02) on Auditing... identify any significant engagement deficiencies before it issues its audit report. Auditing Standard No. 7...

  10. 76 FR 62891 - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-10-11

    ... of the Proposed Rule Change The proposed rule change would remove any potential cloud on the... change is to remove any potential cloud on the jurisdictional status of relative performance indexes... Reference Section, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of...

  11. 78 FR 57538 - Proposed Waste Confidence Rule and Draft Generic Environmental Impact Statement

    Science.gov (United States)

    2013-09-19

    ..., Chief, Communication, Planning, and Rulemaking Branch Waste Confidence Directorate, Office of Nuclear...-2012-0246] RIN 3150-AJ20 Proposed Waste Confidence Rule and Draft Generic Environmental Impact... disposal (proposed Waste Confidence rule). In addition, the NRC will receive public comment on its...

  12. 75 FR 10532 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-03-08

    ... Commission (the ``Commission'') the proposed rule change as described in Items I, II, and III below, which... all similarly situated ATP Holders. 2. Statutory Basis The Exchange believes that the proposed rule... to all similarly situated ATP Holders. \\4\\ 15 U.S.C. 78f(b). \\5\\ 15 U.S.C. 78f(b)(4). B. Self...

  13. 78 FR 12684 - Proposed Significant New Use Rules on Certain Chemical Substances

    Science.gov (United States)

    2013-02-25

    ..., importers, or processors of one or more subject chemical substances (NAICS codes 325 and 324110), e.g... a use changes the type or form of exposure of human beings or the environment to a chemical... assigned in the regulatory text section of this proposed rule. This proposed rule includes 14 PMN...

  14. 75 FR 61799 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-10-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63024; File No. SR-Phlx-2010-134] Self... 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule... ``Phlx XL II'' to ``PHLX XL'' for branding purposes. \\4\\ The current rules relevant to this proposal are...

  15. 77 FR 11061 - Endangered and Threatened Wildlife and Plants; Proposed Endangered Status for the Dunes Sagebrush...

    Science.gov (United States)

    2012-02-24

    ...; 4500030113] RIN 1018-AV97 Endangered and Threatened Wildlife and Plants; Proposed Endangered Status for the... lizard in Texas. We are reopening the comment period to allow all interested parties an opportunity to... date. ADDRESSES: Document availability: You may obtain copies of the proposed rule, the ``Texas...

  16. Public perspectives on proposed license renewal regulations for nuclear power plants

    International Nuclear Information System (INIS)

    Ligon, D.; Hughes, A.; Seth, S.

    1991-01-01

    On 17 July 1990, the U.S Nuclear Regulatory Commission (NRC) issued for public comment its proposed rule for renewing the operating licenses of nuclear power plants (55 FR 29043). This solicitation marked the fourth time that NRC has Invited public comments on its efforts to develop regulatory requirements for re licensing nuclear power plants. Previously, NRC solicited public comments on establishing a policy statement on plant life extension, and on the issues and options for license renewal discussed in NUREG-1317. On 13-14 November 1989, NRC held a public workshop where the NRC staff discussed a conceptual approach to the rule and solicited written comments on the regulatory philosophy, conceptual rule, and on certain questions. NRC is taking into account all comments received in its development of the final rule which is scheduled for issuance in the summer of 1991

  17. 78 FR 3928 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Disapproving Proposed Rule...

    Science.gov (United States)

    2013-01-17

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Disapproving Proposed Rule Change To Establish ``Benchmark Orders'' Under NASDAQ Rule 4751(f) January 11, 2013. I. Introduction On May 1, 2012, The NASDAQ Stock Market LLC (``NASDAQ'' or ``Exchange'') filed with the Securities and Exchange Commission...

  18. 77 FR 3531 - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2012-01-24

    ... Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Enhance Risk Management.... Description The rule change will enhance the risk management controls associated with DTC's Receiver... Participant's net debit cap is placed on a pending (recycling) queue until another transaction creates...

  19. 75 FR 34498 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-06-17

    ... inconsistent regulatory obligations. Similar in concept to Rule 48, which suspends the requirements for... market system and, in general, to protect investors and the public interest. The proposed rule change...) impose any significant burden on competition; and (iii) become operative prior to 30 days from the date...

  20. 76 FR 36596 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Science.gov (United States)

    2011-06-22

    ..., eliminate the Minor Rule Violation Panel, clarify pleading requirements of a Respondent seeking to challenge.... The Exchange also proposed to clarify the pleading requirements of a Respondent who seeks to challenge... (Article 9, Rule 23) applied to all sell orders and not just those of a proprietary nature.\\6\\ In addition...

  1. 76 FR 11550 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-03-02

    ...-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols February 24, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4...

  2. 76 FR 18814 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-04-05

    ...-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols March 30, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''), \\1\\ and Rule 19b-4...

  3. 75 FR 65693 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-10-26

    ... Exchange has observed the popularity of $0.50 strikes. The open interest in the $2.50 August strike series... Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act \\9\\ and Rule 19b... are filed with the Commission, and all written communications relating to the proposed rule change...

  4. 77 FR 40935 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2012-07-11

    ... Exchange To Amend ISE Rule 715 To Reflect a Modification in the Functionality of the Add Liquidity Order... Add Liquidity Order and to rename the order type. The text of the proposed rule change is available on...), Add Liquidity Order (``ALO''), to add a sentence describing a change to the functionality.\\3\\ \\3\\ ALOs...

  5. 77 FR 4605 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2012-01-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66231; File No. SR-EDGA-2011-40] Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change Amending EDGA Rule 11.9 January 24, 2012. On December 2, 2011, EDGA Exchange, Inc. (``Exchange'' or ``EDGA'') filed...

  6. 76 FR 25727 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-05-05

    ... disciplinary proceeding, for a rule violation that the Exchange has found to be minor in nature, but which the... it from instituting other disciplinary proceedings. Article 12, Rule 8(f). Proposed New Rules for the... supervisory procedures (Article 6, Rule 5(b)); failure to report short positions (Article 7, Rule 9...

  7. 77 FR 11181 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-02-24

    ... warrant initiation of a formal disciplinary proceeding under Rule 476.\\5\\ \\4\\ Rule 476A(a) includes a... procedures to be followed in delayed opening situations. The Exchange proposes to update the Rule 476A List... Rules [sic] 104 or duties under Rule 123D. In some circumstances, formal disciplinary measures in...

  8. Medicare depreciation; useful life guidelines--HCFA. Proposed rule.

    Science.gov (United States)

    1982-09-30

    We are proposing to amend Medicare regulations to clarify which useful life guidelines providers of health care services may use to determine the useful life of a depreciable asset for Medicare reimbursement purposes. Current regulations state that providers must utilize HHS useful life guidelines or, if none have been published by HHS, the American Hospital Association (AHA) useful life guidelines of 1973 or IRS guidelines. We are proposing to eliminate the reference to IRS guidelines because those previously acceptable for Medicare purposes are outdated and have been made obsolete by the IRS or by statutory change. We would also delete the specific reference to the 1973 AHA guidelines. In addition, we intend this amendment to clarify that certain tax legislation on accelerated depreciation, recently passed by Congress, does not apply to the Medicare program.

  9. 75 FR 39712 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-07-12

    ... investment and risk management strategies and decisions to the movement of the underlying security..., and risk management purposes. 2. Statutory Basis The Exchange believes the proposed rule change is...

  10. 78 FR 36616 - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2013-06-18

    ... of this proposed rule change filing, the United Kingdom, Mexico, Ireland, Switzerland, Spain, Norway... services industry already contain provisions allocating the risk of any FATCA Withholding tax that will...

  11. 75 FR 4451 - Financial Management Service; Proposed Collection of Information: Final Rule-Management of...

    Science.gov (United States)

    2010-01-27

    ... DEPARTMENT OF THE TREASURY Fiscal Service Financial Management Service; Proposed Collection of Information: Final Rule--Management of Federal Agency Disbursements. AGENCY: Financial Management Service, Fiscal Service, Treasury. ACTION: Notice and Request for comments. SUMMARY: The Financial Management...

  12. 77 FR 57630 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending...

    Science.gov (United States)

    2012-09-18

    ... change was published for comment in the Federal Register on July 30, 2012.\\3\\ The Commission received no comment letters regarding the proposed rule change. This order approves the proposed rule change. \\1\\ 15 U...

  13. Catalogue and classification of technical safety rules for light-water reactors and reprocessing plants

    International Nuclear Information System (INIS)

    Bloser, M.; Fichtner, N.; Neider, R.

    1975-08-01

    This report on the cataloguing and classification of technical rules for land-based light-water reactors and reprocessing plants contains a list of classified rules. The reasons for the classification system used are given and discussed

  14. 75 FR 47333 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-08-05

    ... 100 shares) orders in a separate, dedicated system, but will trade them on the Display Book system... Rule 501(a)--NYSE Amex Equities, the Exchange proposes to amend the definition of the term ``Closing... proposes to add language to conform the definition of a ``Stop Order'' for Nasdaq Securities with that for...

  15. 75 FR 80410 - Proposed Rules Governing Notification of Employee Rights Under the National Labor Relations Act

    Science.gov (United States)

    2010-12-22

    ... proposed rule, search ``documents open for comment'' and use key words such as ``National Labor Relations... their Beck rights. See footnote 5 above. In other words, existing law already requires notice of this.... Proposed Sec. 104.202(e) states that the Board will print the notice poster and provide copies to employers...

  16. 75 FR 43590 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-07-26

    ...), and sends a cancellation notice to the member that originally submitted the order. The instant.... Specifically, the Exchange believes that the proposal benefits customers by improving market efficiency through... the Commission, and all written communications relating to the proposed rule change between the...

  17. 75 FR 12325 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-03-15

    ... LLC To Increase the Monthly ATP Fee for All Options Market Makers and To Reduce the Per- Contract... Exchange Commission (the ``Commission'') the proposed rule change as described in Items I, II, and III... Amex Trading Permit (``ATP'') for options Market Makers. Effective March 1, 2010 the Exchange proposes...

  18. 75 FR 65683 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-10-26

    ... does not significantly affect the protection of investors or the public interest, does not impose any... this proposed rule change is to expand the $.50 Strike Program in order to provide investors with... proposal would expand $.50 strike offerings to market participants, such as traders and retail investors...

  19. 75 FR 55728 - Withdrawal of Proposed Rules; Discontinuing Rulemaking Efforts Listed in the Unified Agenda of...

    Science.gov (United States)

    2010-09-14

    ..., Chemical Control Division (7405M), Office of Pollution Prevention and Toxics, Environmental Protection... stakeholders working with us to identify the most practical and effective solutions to problems and we stress... Proposed Test Rule for Hazardous Air Pollutants (RIN 2070-AC76) 1. What was proposed? In the Federal...

  20. 75 FR 2180 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-01-14

    ... LLC To Modify Its Liquidity Credits and Establish Separate Liquidity Credits for Supplemental Liquidity Providers January 7, 2010. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934... Proposed Rule Change The Exchange proposes to modify its liquidity credits and establish liquidity credits...

  1. 78 FR 28267 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2013-05-14

    ... Trust Company (``DTC'') and maintain accounts to facilitate Delivery Orders (``DOs'') to approved... Commission to approve a proposed rule change of a self-regulatory organization if it finds that such proposed... securities transactions and foster cooperation and coordination with persons engaged in the clearance and...

  2. 75 FR 45572 - Oil Pollution Prevention; Spill Prevention, Control, and Countermeasure (SPCC) Rule-Proposed...

    Science.gov (United States)

    2010-08-03

    ... Oil Pollution Prevention; Spill Prevention, Control, and Countermeasure (SPCC) Rule--Proposed... Federal Regulations is proposed to be amended as follows: PART 112--OIL POLLUTION PREVENTION 1. The... certain facilities must prepare or amend their Spill Prevention, Control, and Countermeasure (SPCC) Plans...

  3. 78 FR 57319 - Children's Online Privacy Protection Rule Safe Harbor Proposed Self-Regulatory Guidelines...

    Science.gov (United States)

    2013-09-18

    ...-AB20 Children's Online Privacy Protection Rule Safe Harbor Proposed Self-Regulatory Guidelines; kidSAFE... proposed self-regulatory guidelines submitted by the kidSAFE Seal Program (``kidSAFE''), owned and operated... enabling industry groups or others to submit to the Commission for approval self-regulatory guidelines that...

  4. 75 FR 1438 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2010-01-11

    ...)(iv). Finally, because DMMs no longer act as agent for orders on the Display Book under the rules of... the Policy would not be in violation the Order Display rule \\8\\ and/or the Firm Quote rule \\9\\ under...-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Rescinding...

  5. 78 FR 5213 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-01-24

    ... proposes to (1) establish processes for settling disciplinary matters both before and after the issuance of... Investigation, Disciplinary, Sanction, and Other Procedural Rules That Are Modeled on the Rules of the Financial... investigation, disciplinary, sanction, and other procedural rules that are modeled on the rules of the Financial...

  6. New rules for competition: Ontario to cap power plant emissions

    International Nuclear Information System (INIS)

    Anon.

    1999-01-01

    The Ontario government through the Dept. of the Environment announced on November 16, 1999 that it would cut the emissions from Ontario coal burning power plants that cause acid rain and smog. This announcement was a much anticipated clarification of the government's plans to clean up the power industry since the enactment of the Electricity Competition Act more than one year past. The announcement signals the beginning of a public discussion process between government and stakeholders on the environmental rules for electricity generation in Ontario. The Ontario government is expected to release draft regulations for controlling coal burning power plant emissions in the near future. Consulations with stakeholders on the regulations, as well as the rules for disclosure and labeling, are anticipated to begin in a few months. The announcement set out four principles for environmental performance in the competitive electricity market. Anti-smog requirements will be included in the stringent environmental requirements to be built into Ontario's new, competitive electricity market. The strong measures which the government will put into place when the market opens later in 2000 include: (1) regulations to cut smog and acid gas emissions for all Ontario electricity generators on the grid - these regulations will include Ontario Hydro's voluntary nitrogen oxide limits; (2) emission performance standards to define maximum acceptable emission levels for all generators wanting to sell in the Ontario market; (3) a framework to support opportunities to make greater use of more efficient, environmentally responsible technologies; and (4) disclosure requirements to ensure that electricity consumers can understand the environmental implications of their purchasing decisions

  7. 75 FR 20401 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change, and...

    Science.gov (United States)

    2010-04-19

    .... Proposed NYSE Amex Equities Rule 510 (Derivative Securities Products) The Exchange also proposes some... derivative securities products,'' as defined in Rule 19b-4(e) under the Act and traded pursuant to Rule 19b-4.../or approved by the Commission for the generic trading of derivative securities products based on...

  8. 77 FR 55885 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change...

    Science.gov (United States)

    2012-09-11

    ...-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change To Modify Exchange Rule 3307 To Institute a Five Millisecond Delay in the Execution Time of Marketable Orders on... millisecond delay in the execution time of marketable orders on NASDAQ OMX PSX. Notice of the proposed rule...

  9. 77 FR 73106 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change...

    Science.gov (United States)

    2012-12-07

    ... default swaps and European Corporate Single-Name credit default swaps. Notice of the proposed rule change... Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change To Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS December 3, 2012. On September...

  10. 77 FR 38879 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-06-29

    ... marketable non-displayed interest, the Market Maker would be required to re-enter a quotation for purposes of...-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Adding New... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to add new...

  11. 77 FR 67427 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-11-09

    ... Rules provide updates related to anti-money laundering legislation applicable to customers, clarify... proposed rule change will have any impact or impose any burden on competition. C. Self-Regulatory...

  12. 76 FR 75570 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-12-02

    ...-DTC-2008-15]. DTC also seeks to conform the language of its existing procedures pertaining to...'s Web site at http://www.dtcc.com/legal/rule_filings/dtc/2011.php . (2) The proposed rule change is...

  13. 75 FR 60689 - Hazardous Waste Management System; Identification and Listing of Hazardous Waste; Proposed Rule

    Science.gov (United States)

    2010-10-01

    ... Waste Management System; Identification and Listing of Hazardous Waste; Proposed Rule AGENCY... exclude (or delist) a certain solid waste generated by its Beaumont, Texas, facility from the lists of hazardous wastes. EPA used the Delisting Risk Assessment Software (DRAS) Version 3.0 in the evaluation of...

  14. 78 FR 79048 - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending...

    Science.gov (United States)

    2013-12-27

    ... sale disciplinary actions in its equities market, as the Exchange believes that the conduct described... of equity market participants subject to disciplinary action for wash sales, the Exchange proposed a... wash sale disciplinary actions in its equities market. The Exchange stated that Rule 6140--Equities...

  15. 75 FR 11210 - Public Company Accounting Oversight Board; Order Approving Proposed Amendment to Board Rules...

    Science.gov (United States)

    2010-03-10

    ... the target threshold for U.S. market capitalization for 2009. The PCAOB was unable to conduct the... the U.S. market capitalization of the aforementioned 49 firms' issuer audit clients. The proposed rule... be satisfied in each of the years from 2009 to 2012. The minimum thresholds relate to U.S. market...

  16. 75 FR 40001 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-07-13

    ... investment and risk management strategies and decisions to the movement of the underlying security... risk management objectives. \\8\\ See Securities Exchange Act Release Nos. 57478 (March 12, 2008), 73 FR..., and risk management purposes. Finally, the proposal also corrects an internal rule reference in...

  17. 75 FR 20737 - Proposed Amendments to Rule 610 of Regulation NMS

    Science.gov (United States)

    2010-04-20

    ... surcharge or ``royalty'' fee for executions in certain index option classes.\\31\\ Many exchanges also charge...'') relating to access to quotations in listed options as well as fees for such access. The proposed rule would... quotations in a listed option on its exchange and establish a limit on access fees that an exchange would be...

  18. 78 FR 36608 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2013-06-18

    ..., as part of the Hiring Incentives to Restore Employment Act, and became effective, subject to... proposed rule change filing, the United Kingdom, Mexico, Ireland, Switzerland, Spain, Norway Denmark, Italy... terms, such as MBS product, coupon rate, maturity and settlement date, on a multilateral basis, i.e...

  19. 75 FR 76509 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-12-08

    ... system (``PSX''). The text of the proposed rule change is available on the Exchange's Web site at http... the price changes upon the net fees paid by a particular market participant will depend upon a number... sizes through pricing or by operating as ``dark pools.'' C. Self-Regulatory Organization's Statement on...

  20. 75 FR 14221 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-03-24

    ... upon execution of incoming orders. The modified logic rewards displayed orders that establish the...). Proposal to Extend the Operation of the NMM Pilot The NYSE established the NMM Pilot to provide incentives... operates to reward aggressive liquidity providers. As such, the Exchange believes that the rules governing...

  1. 77 FR 66196 - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2012-11-02

    ... Accounting Principles (``GAAP''). Canadian clearing members that use Form 1 report the same, and in some... Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Financial... financial reporting by Canadian clearing members to reflect the Investment Industry Regulatory Organization...

  2. 78 FR 24257 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2013-04-24

    ... positions are in-the- money or out-of-the-money. Volume, like open interest, is a measure of a Clearing... demands on OCC's services and facilities that are not captured by the current methodology. IV. Conclusion... Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Implement a Revised...

  3. 78 FR 33456 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing Proposed Rule...

    Science.gov (United States)

    2013-06-04

    ... certain locked- in trade sources in the future based on volumes and processing costs. \\9\\ Designated...-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing Proposed Rule Change to Include trueEX LLC as a Designated Locked-In Trade Source Pursuant to the Rulebook of the Government Securities...

  4. 75 FR 65689 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-10-26

    ... does not significantly affect the protection of investors or the public interest, does not impose any... rule change is to expand the $.50 Strike Program in order to provide investors with opportunities and... proposal would expand $.50 strike offerings to market participants, such as traders and retail investors...

  5. 78 FR 23184 - Proposed Significant New Use Rules on Certain Chemical Substances

    Science.gov (United States)

    2013-04-18

    .... Potentially affected entities may include: Manufacturers, importers, or processors of one or more subject... manufacturing and processing of a chemical substance. The extent to which a use changes the type or form of... information). CFR citation assigned in the regulatory text section of this proposed rule. The regulatory text...

  6. 76 FR 19165 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-04-06

    ...\\ Additionally, the Exchange proposes to increase the number of option classes on individual stocks for which the... underlying stock is traded. Currently, Exchange Rule 6.4 at Commentary .03 permits the listing of options... security and meet their investment, trading and risk management requirements. [[Page 19166

  7. 76 FR 19160 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-04-06

    ... market'' is defined in NYSE Amex Rule 900.2NY(62), in respect of an underlying stock or Exchange-Traded Fund Share, as the principal market in which the underlying stock or Exchange-Traded Fund Share is... and meet their investment, trading and risk management requirements. The Exchange is also proposing to...

  8. 77 FR 15432 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2012-03-15

    ... corporate governance structure of OCC by: (i) Increasing the number of public directors on OCC's Board of... directs the Commission to approve a proposed rule change of a self-regulatory organization if it finds... Directors, OCC stated that the changes would enhance the corporate governance structure at OCC. As such, the...

  9. 78 FR 42809 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2013-07-17

    ... proposed rule change was published for comment in the Federal Register on June 4, 2013.\\3\\ The Commission... omitted). \\21\\ As with bilateral trades, counterparties to a locked-in trade may submit a ``DK Notice..., unlike with bilateral trades, the GSD considers a DK Notice in the context of a locked-in trade to be ``a...

  10. 76 FR 52996 - Public Company Accounting Oversight Board; Order Approving Proposed Temporary Rule for an Interim...

    Science.gov (United States)

    2011-08-24

    ... Accounting Oversight Board; Order Approving Proposed Temporary Rule for an Interim Program of Inspection Related to Audits of Brokers and Dealers August 18, 2011. I. Introduction On June 21, 2011, the Public... that would be imposed on different categories of registered public accounting firms and classes of...

  11. 76 FR 52997 - Public Company Accounting Oversight Board; Order Approving Proposed Board Funding Final Rules for...

    Science.gov (United States)

    2011-08-24

    ... Accounting Oversight Board; Order Approving Proposed Board Funding Final Rules for Allocation of the Board's... August 18, 2011. I. Introduction On June 21, 2011, the Public Company Accounting Oversight Board (the... public accounting firm, in amounts that are sufficient to cover the costs of processing and reviewing...

  12. 76 FR 5110 - Hazardous Waste Management System; Identification and Listing of Hazardous Waste; Proposed Rule

    Science.gov (United States)

    2011-01-28

    ... will dispose of the leachate at a publicly owned treatment works or at an industrial waste disposal... classification of listed waste pursuant to Sec. Sec. 261.31 and 261.32. Specifically, in its petition, Gulf West... Waste Management System; Identification and Listing of Hazardous Waste; Proposed Rule AGENCY...

  13. 75 FR 16217 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-03-31

    ..., Inc. Regarding the Listing of the ProShares Ultra MSCI Mexico Investable Market Fund March 24, 2010... Ultra MSCI Mexico Investable Market. The text of the proposed rule change is available at the Exchange... (``ICUs''): \\4\\ ProShares Ultra MSCI Mexico Investable Market (the ``Fund''). \\4\\ An Investment Company...

  14. 78 FR 74212 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2013-12-10

    ... Trade Shares of the iShares Liquidity Income Fund December 4, 2013. I. Introduction On September 19... Liquidity Income Fund (``Fund''). The proposed rule change was published for comment in the Federal Register...- income exchange-traded funds. See, infra, note 20. The exchange states that the liquidity of a security...

  15. 77 FR 75243 - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2012-12-19

    ... modeling and risk management procedures (``Risk Management Proposal'') \\9\\ is approved by the Commission... risk modeling enhancements with respect to longer-tenor options, including OTC S&P 500 Index Options... http://www.sec.gov/rules/petitions/2012/petn4-644.pdf . This Order does not address the relief...

  16. 76 FR 78059 - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2011-12-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65927; File No. SR-OCC-2011-15] Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Management of..., future regulatory requirements for clearinghouses could impose liquidity requirements that would be...

  17. 75 FR 30095 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Amending Its...

    Science.gov (United States)

    2010-05-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62157; File No. SR-NYSEArca-2010-28] Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Amending Its Schedule of Fees May 24, 2010. On April 12, 2010, NYSE Arca, Inc. (``NYSE Arca'') filed with the Securities and Exchange...

  18. New fire and security rules change USA nuclear power plant emergency plans

    International Nuclear Information System (INIS)

    Garrou, A.L.

    1978-01-01

    New safety and security rules for nuclear power plants have resulted from the Energy Reorganisation Act and also from a review following the Browns Ferry fire. The content of the emergency plan which covers personnel, plant, site, as well as a general emergency, is outlined. New fire protection rules, the plan for security, local and state government assistance are also discussed, with a brief reference to the impact of the new rules on continuity of operations. (author)

  19. Comments received on proposed rule on radiological criteria for decommissioning and related documents

    International Nuclear Information System (INIS)

    Page, G.; Caplin, J.; Smith, D.

    1996-03-01

    The Nuclear Regulatory Commission (NRC) is conducting an enhanced participatory rulemaking to establish radiological criteria for the decommissioning of NRC-licensed facilities. As a part of this action, the Commission published in the Federal Register (59 FR 43200), on August 22, 1994, a proposed rule on radiological criteria for decommissioning, soliciting comments both on the rule as proposed and on certain specific items as identified in its supplementary statement of considerations. A draft Generic Environmental Impact Statement (GEIS) in support of the rule, also published in August 1994 as NUREG-1496, along with its Appendix A (NUREG-1501), were also made available for comment. A staff working draft on regulatory guidance (NUREG-1500)was also made available. This report summarizes the 1,309 comments on the proposed rule and supplementary items and the 311 comments on the GEIS as excerpted from 101 docketed letters received associated in the Federal/Register notice. Comments from two NRC/Agreement-States meetings are also summarized

  20. 75 FR 64767 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2010-10-20

    ...-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Y-Exchange Rules To Conform to the Current Rules of BATS Exchange October 13, 2010. Pursuant to Section 19(b... hereby given that on October 4, 2010, BATS Y-Exchange, Inc. (the ``Exchange'' or ``BYX'') filed with the...

  1. 78 FR 15394 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2013-03-11

    ...-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Adopting... paragraph (d) it contains a provision establishing how the transition period from NYSE Rule 477 will work... to announce the effective date of the new rules at least 30 days in advance in an Information...

  2. 78 FR 58364 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2013-09-23

    ... 7240(a)(1), the term ``cBBO'' means the best net bid and offer price for a Complex Order Strategy based... order receives the best possible price. \\3\\ As defined in Rule 7240(a)(5), the term ``Complex Order... particular investment strategy. \\4\\ See Rule 7150. \\5\\ As defined in proposed Rule 7245, the term ``COPIP...

  3. 75 FR 37510 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc...

    Science.gov (United States)

    2010-06-29

    ... countries' currencies relative to the U.S. dollar. The term ``commodity currency'' generally is used to... Trading of WisdomTree Dreyfus Commodity Currency Fund Under NYSE Arca Equities Rule 8.600 June 22, 2010... Equities Rule 8.600: WisdomTree Dreyfus Commodity Currency Fund (``Fund''). The text of the proposed rule...

  4. 75 FR 17820 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Science.gov (United States)

    2010-04-07

    ... 30-day operative delay period contained in Exchange Act Rule 19b- 4(f)(6)(iii).\\3\\ \\3\\ 17 CFR 240.19b.... In proposing adoption of Rule 1007A, the Exchange stated that Rule 1107A, being similar in concept to... perfect the mechanisms of a free and open market and a national market system, by encouraging listing...

  5. 78 FR 72965 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2013-12-04

    ... type called a Midpoint Passive Liquidity (``MPL'') Order; (2) NYSE MKT Rule 1000--Equities to specify... Order into the Retail Liquidity Program. The text of the proposed rule change is available on the...) NYSE MKT Rule 107C--Equities to incorporate the new MPL Order into the Retail Liquidity Program...

  6. 77 FR 24239 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-04-23

    ... Rule 107B To Add a Class of Supplemental Liquidity Providers That Are Registered as Market Makers at... participants to quote more often and to add displayed liquidity to the market. Thus, Rule 107B(a) requires that... liquidity for trading. In addition, the Exchange believes that the proposed rule change is consistent with...

  7. 75 FR 44829 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2010-07-29

    ... Amendments No. 1 and 2 Thereto, To Amend Certain Corporate Governance Disclosure Requirements for Listed... rules relating to corporate governance standards for listed companies. The proposed rule change, as... when it relies on certain exceptions to Nasdaq rules concerning the composition and independence of...

  8. 75 FR 1439 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Rescinding...

    Science.gov (United States)

    2010-01-11

    ...(a)(iv). Finally, because DMMs no longer act as agent for orders on the Display Book under the rules... fails to follow the Policy would not be in violation the Order Display rule \\8\\ and/or the Firm Quote...-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Rescinding NYSE Information...

  9. 76 FR 40961 - Public Company Accounting Oversight Board; Notice of Filing of Proposed Temporary Rule for an...

    Science.gov (United States)

    2011-07-12

    ... of the Board Section 1. General Provisions * * * Rule 1001. Definitions of Terms Employed in Rules... Accounting Oversight Board; Notice of Filing of Proposed Temporary Rule for an Interim Program of Inspection... Act of 2002 (the ``Act''), notice is hereby given that on June 21, 2011, the Public Company Accounting...

  10. 76 FR 20624 - Oglethorpe Power Corporation: Proposed Biomass Power Plant

    Science.gov (United States)

    2011-04-13

    ... DEPARTMENT OF AGRICULTURE Rural Utilities Service Oglethorpe Power Corporation: Proposed Biomass Power Plant AGENCY: Rural Utilities Service, USDA. ACTION: Notice of Availability of a Draft... financial assistance to Oglethorpe Power Corporation (Oglethorpe) for the construction of a 100 megawatt (MW...

  11. 77 FR 35444 - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-06-13

    ... could result in disciplinary action. First, pursuant to proposed Rule 107B(d)(1), the SLMM must maintain... disciplinary action. Under proposed Rule 107B(h), an SLP-Prop may not also act as an SLMM in the same...

  12. 77 FR 6833 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-02-09

    ... Reference Asset. The term ``Currency,'' as used in the proposed rule, means one or more currencies, or.... Description Proposed Rule 5711(e)(iii) provides that the term ``Currency Trust Shares'' as used in these...-Based Trust Shares; Currency Trust Shares; Commodity Index Trust Shares; Commodity Futures Trust Shares...

  13. 78 FR 77743 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2013-12-24

    ...\\ a proposed rule change to list and trade shares (``Shares'') of the PIMCO Diversified Income... proposes to list and trade the Shares of the Funds pursuant to NYSE Arca Equities Rule 8.600, which governs... to other risks, such as interest rate or currency risk. A Fund may also use forwards to enhance...

  14. 77 FR 15440 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-03-15

    ... component currencies. The price used for the calculation of the Index is the mid-point between the Bloomberg... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to list... The Exchange proposes to list and trade shares (``Shares'') of the following funds (each a ``Fund...

  15. 76 FR 34781 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-06-14

    ... income statement, which must be presented in English, and is filed no later than six months following the..., consistent with Rule 5250(c)(2), it includes an interim balance sheet and income statement, which must be... Organization's Statement of the Terms of the Substance of the Proposed Rule Change Nasdaq proposes to adopt...

  16. 77 FR 47472 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2012-08-08

    ... proposed rule change to make certain amendments that, in part, clarified the operation of the new Market... equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market...-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified by...

  17. 76 FR 71399 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-11-17

    ... of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend NYSE Rule 104 to... is aware that a Floor broker representing buying interest inquired about selling interest in one of his or her assigned securities and later a Floor broker representing selling interest makes an inquiry...

  18. 76 FR 71405 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change To Codify...

    Science.gov (United States)

    2011-11-17

    ... Terms of Substance of the Proposed Rule Change The Exchange proposes to amend NYSE Amex Equities Rule... representing buying interest inquired about selling interest in one of his or her assigned securities and later a Floor broker representing selling interest makes an inquiry about buying interest, the assigned...

  19. 78 FR 7844 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Withdrawal of Proposed Rule...

    Science.gov (United States)

    2013-02-04

    ... following sovereign reference entities: Republic of Ireland, Italian Republic, Hellenic Republic, Portuguese Republic, and Kingdom of Spain. Notice of the proposed rule change was published in the Federal Register on November 2, 2012.\\3\\ The Commission received one comment on the proposed rule change.\\4\\ \\1\\ 15 U.S.C. 78s...

  20. 76 FR 805 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2011-01-06

    ... Trading Shares of the SPDR Nuveen S&P High Yield Municipal Bond ETF December 30, 2010. Pursuant to Section... Change The Exchange proposes to list and trade shares of the SPDR Nuveen S&P High Yield Municipal Bond ETF under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02. The text of the proposed rule change is...

  1. 78 FR 25512 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2013-05-01

    ... Market Makers. Under the proposed rules, quotations and quotation sizes may be entered into PSX only by a... terminated by the Exchange if the PSX Market Maker fails to enter quotations in the issue within five (5... in PSX's quotation montage at all times. Proposed Rule 3213(a)(2) would require a PSX Market Maker...

  2. Design rules for high temperature plant - the implications of recent research in relation to current practice

    International Nuclear Information System (INIS)

    Townley, C.H.A.

    1977-01-01

    An historical summary is presented of design rules for high temperature plant, leading to the rules applicable to high temperature reactors, particularly the liquid metal fast breeder reactor. Special attention is given to creep rupture properties of ferritic and austenitic materials used for the construction of components such as boilers and pressure vessels. (author)

  3. Citizens United, public health, and democracy: the Supreme Court ruling, its implications, and proposed action.

    Science.gov (United States)

    Wiist, William H

    2011-07-01

    The 2010 US Supreme Court Citizens United v Federal Election Commission 130 US 876 (2010) case concerned the plans of a nonprofit organization to distribute a film about presidential candidate Hillary Clinton. The Court ruled that prohibiting corporate independent expenditures for advocacy advertising during election campaigns unconstitutionally inhibits free speech. Corporations can now make unlimited contributions to election advocacy advertising directly from the corporate treasury. Candidates who favor public health positions may be subjected to corporate opposition advertising. Citizen groups and legislators have proposed remedies to ameliorate the effects of the Court's ruling. The public health field needs to apply its expertise, in collaboration with others, to work to reduce the disproportionate influence of corporate political speech on health policy and democracy.

  4. Proposed Rule for Control of Air Pollution From New Motor Vehicles: Proposed Heavy-Duty Engine and Vehicle Standards and Highway Diesel Fuel Sulfur Control Requirements

    Science.gov (United States)

    Rule summary, CFR citations and additional resources concerning proposed new emission standards that will begin to take effect in 2007 and corresponding diesel fuel requirements that take effect in 2006.

  5. Medicare program; update of ratesetting methodology, payment rates, payment policies, and the list of covered procedures for ambulatory surgical centers effective October 1, 1998; reopening of comment period and delay in adoption of the proposed rule as final--HCFA. Notice of reopening of comment period for proposed rule and delay in adoption of provisions of the proposed rule as final.

    Science.gov (United States)

    1998-10-01

    This notice reopens the comment period for a proposed rule affecting Medicare payments to ambulatory surgical centers (ASCs) that was originally published in the Federal Register on June 12, 1998 (63 FR 32290). This document gives notice of a delay in the adoption of the provisions of the June 12, 1998 ASC proposed rule as a final rule to be concurrent with the adoption as final of the hospital outpatient prospective payment system (PPS) that is the subject of a proposed rule published in the Federal Register on September 8, 1998 (63 FR 47551). In addition this document confirms that the current ASC payment rates that are effective for services furnished on or after October 1, 1998, will remain in effect until rebased ASC rates and the provisions of the June 12, 1998 ASC proposed rule are adopted as final to be concurrent with the adoption as final of the Medicare hospital PPS.

  6. Cogeneration Power Plants: a Proposed Methodology for Unitary Production Cost

    International Nuclear Information System (INIS)

    Metalli, E.

    2009-01-01

    A new methodology to evaluate unitary energetic production costs in the cogeneration power plants is proposed. This methodology exploits the energy conversion factors fixed by Italian Regulatory Authority for Electricity and Gas. So it allows to settle such unitary costs univocally for a given plant, without assigning them a priori subjective values when there are two or more energy productions at the same time. Moreover the proposed methodology always ensures positive values for these costs, complying with the total generation cost balance equation. [it

  7. 75 FR 29792 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change...

    Science.gov (United States)

    2010-05-27

    ... administered pursuant to the Exchange's minor rule plan (``MRP''). As amended, the fine schedule would now..., the Commission believes that the proposed changes to the MRP should strengthen the Exchange's ability... quote spread parameter rule, under the MRP, reasonably addresses quoting violations on an electronic...

  8. 76 FR 52030 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2011-08-19

    ... with the Commission, Phlx included statements concerning the purpose of and basis for the proposed rule... information advantages resulting from the affiliation between Phlx and NOS, as related to NOS's authority to... violated Exchange or Commission Rules; \\12\\ \\12\\ The Exchange, FINRA, and SEC staff may agree going forward...

  9. 78 FR 13103 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2013-02-26

    ... intermediate holding company from the ownership structure of the Exchange. C. Self-Regulatory Organization's...-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Rules To..., Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of the Exchange...

  10. 77 FR 48570 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2012-08-14

    ... Underlying Securities) of the NASDAQ Options Market rules.\\11\\ Additionally, the Target Component's and the...\\ Additionally, the Target Component's and the Benchmark Component's trading volume (in all markets in which the...-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change Relating to the...

  11. 76 FR 67238 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change by BATS...

    Science.gov (United States)

    2011-10-31

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65619, File No. SR-BATS-2011-032] Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change by BATS Exchange, Inc. To Adopt Rules Applicable to Auctions Conducted by the Exchange for Exchange-Listed Securities October 25, 2011. I. Introduction On August 22, 2011,...

  12. 78 FR 28654 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2013-05-15

    ...-CBOE-2011-114) (order granting approval of a proposed rule change relating to Complex Order processing... rule change relating to Complex Order processing in CBOE's Hybrid 3.0 classes). \\10\\ The Exchange notes... Auction (``DNA'') designation for Complex Orders; (iii) add a definition of conforming ratio; \\8\\ (iv...

  13. 76 FR 5630 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change, as...

    Science.gov (United States)

    2011-02-01

    ... order processing available on options exchanges today.\\66\\ The Phlx represents that neither the Exchange... definition of conforming ratio; (iv) provide priority rules for Complex Orders traded on Phlx XL II; and (v... Orders on Phlx XL II. \\6\\ See Notice. A. Definitions The proposal amends Phlx Rule 1080, Commentary .08(a...

  14. 77 FR 38351 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2012-06-27

    ... copper market is the third largest metals market in terms of physical volume. Much of the copper traded...-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 June 22, 2012. Pursuant to Section...

  15. 77 FR 52096 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving a Proposed Rule Change, as...

    Science.gov (United States)

    2012-08-28

    ...'s rules, the financial and regulatory risk management controls and supervisory procedures required...-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by... that broker-dealers appropriately control the risks associated with market access, so as not to...

  16. 77 FR 52097 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change, as...

    Science.gov (United States)

    2012-08-28

    ... financial and regulatory risk management controls and supervisory procedures required by Rule 15c3-5 under...-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by... that broker-dealers appropriately control the risks associated with market access, so as not to...

  17. 77 FR 25770 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2012-05-01

    ... settings via Regulatory Bulletin. The Mechanism protects Market Makers from the risk associated with an...-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Options Rule 928NY Specifying That the Potential Range for the Settings Applicable to the Market Maker Risk...

  18. 77 FR 65920 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-10-31

    ... Trading of Shares of the Pring Turner Business Cycle ETF Under NYSE Arca Equities Rule 8.600 October 25... Turner Business Cycle ETF. The text of the proposed rule change is available on the Exchange's Web site... and trade shares (``Shares'') of the Pring Turner Business Cycle ETF (``Fund'') under NYSE Arca...

  19. 77 FR 74707 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List...

    Science.gov (United States)

    2012-12-17

    ... the Pring Turner Business Cycle ETF Under NYSE Arca Equities Rule 8.600 December 11, 2012. On October... Pring Turner Business Cycle ETF (``Fund''). The proposed rule change was published for comment in the... proprietary business cycle research, the Sub-Adviser proactively will change the Fund's asset allocation and...

  20. 77 FR 312 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-01-04

    ... solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR..., 2011, there were public news reports that MF Global was in financial difficulties and might be... Executive Officer in Rule 2(c) represents a simple oversight in the 2006 amendments and seeks to correct it...

  1. 78 FR 68111 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2013-11-13

    ... entered by ATP Holders. \\7\\ Under Rules 980NY(c)(i)-(iii), incoming orders or quotes, or those residing in... ATP Holder During the Trading Day November 6, 2013. Pursuant to Section 19(b)(1) of the Securities... (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been...

  2. 77 FR 51599 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2012-08-24

    ... Proposed Rule Change As with the Standard North American Corporate Single Names currently cleared, ICC... the following twenty additional investment grade Standard North American Corporate Single Name CDS... Single Names do not require any changes to the body of the ICC Rules. ICC will clear the Additional...

  3. 76 FR 36606 - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2011-06-22

    ... book at the same price. Specifically, proposed Phlx Rule 1064(e) would provide that Floor QCC Orders... exposure if no Customer Orders \\8\\ exist on the Exchange's order book at the same price. \\7\\ Phlx Rule 1080... same issuer, or involve the securities of participants in mergers or with intentions to merge that have...

  4. 76 FR 78057 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2011-12-15

    ... milliseconds following receipt by the Exchange. If a market participant entering a Minimum Life Order submits a... by Amendment No. 1, To Introduce the Minimum Life Order as a New Order Type December 9, 2011. On...\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to introduce the Minimum Life Order as new order...

  5. 77 FR 49034 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2012-08-15

    ... entering new orders at inferior prices. This occurs because the current process directs the order to NASDAQ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Amend Rule... June 14, 2012, The NASDAQ Stock Market LLC (``NASDAQ'' or ``Exchange''), filed with the Securities and...

  6. 75 FR 39074 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2010-07-07

    .... Accordingly, a 10% percent price movement in a leveraged ETP may not signify extraordinary volatility. Because....14, Entitled ``Trading Halts Due to Extraordinary Volatility'' June 30, 2010. Pursuant to Section 19... Volatility'' to add additional securities to the pilot rule. The text of the proposed rule change is...

  7. 75 FR 39084 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2010-07-07

    .... Accordingly, a 10% percent price movement in a leveraged ETP may not signify extraordinary volatility. Because....14, Entitled ``Trading Halts Due to Extraordinary Volatility.'' June 30, 2010. Pursuant to Section 19... Volatility'' to add additional securities to the pilot rule. The text of the proposed rule change is...

  8. 77 FR 42533 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-07-19

    ... corporate governance documents.\\8\\ \\7\\ See Section 3(a)(27) of the Act, 15 U.S.C. 78c(a)(27). \\8\\ See... Bylaws, along with other corporate documents, are rules of the Exchange \\7\\ and must be filed with the... Corporate Structure and Deletion of Duplicative or Obsolete Text The proposed rule changes reflect the...

  9. 78 FR 68116 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-11-13

    ... Liquidity Program November 6, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934... to establish a Retail Liquidity Program (``Program'' or ``proposed rule change'') to attract... new NYSE Arca Equities Rule 7.44 to establish a Retail Liquidity Program to attract additional retail...

  10. 78 FR 59390 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change...

    Science.gov (United States)

    2013-09-26

    ... Amendment No. 1 Thereto, To Amend the Competitive Liquidity Provider Program September 20, 2013. On June 17...'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to establish the Competitive Liquidity... Liquidity Provider Program to apply only to corporate issues. On June 24, 2013, the Exchange submitted...

  11. 75 FR 14227 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2010-03-24

    ... Commission has considered the proposed rule's impact on efficiency, competition, and capital formation. See... its rules governing NOM, the Securities Industry and Financial Markets Association (``SIFMA... security.''). See also Newton v. Merrill, Lynch, Pierce, Fenner & Smith, Inc., 135 F.3d 266, at 271, 274...

  12. 75 FR 28831 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule...

    Science.gov (United States)

    2010-05-24

    ... second by comparing each last consolidated sale price of a security (``Trigger Trade'') during the...-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Adding Rule 80C To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More...

  13. 78 FR 71689 - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule...

    Science.gov (United States)

    2013-11-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70927; File No. 4-669] Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan November 22, 2013... of Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization (``SRO'') promptly...

  14. 77 FR 67722 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Minor Rule...

    Science.gov (United States)

    2012-11-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68170; File No. 4-655] Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan November 6, 2012... Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization (``SRO'') promptly file...

  15. Medicare program; revision to accrual basis of accounting policy--HCFA. Proposed rule.

    Science.gov (United States)

    1998-05-18

    Current policy provides that payroll taxes a provider becomes obligated to remit to governmental agencies are included in allowable costs under Medicare only in the cost reporting period in which payment (upon which the payroll taxes are based) is actually made to an employee. Therefore, for payroll accrued in one year but not paid until the next year, the associated payroll taxes on the payroll are not an allowable cost until the next year. This proposed rule would make one exception, in the situation where payment would be made to the employee in the current year but for the fact the regularly scheduled payment date is after the end of the year. In that case, the rule would require allowance in the current year of accrued taxes on payroll that is accrued through the end of the year but not paid until the beginning of the next year, thus allowing accrued taxes on end-of-the year payroll in the same year that the accrual of the payroll itself is allowed. The effect of this proposal is not on the allowability of cost but rather only on the timing of payment; that is, the cost of payroll taxes on and-of-the-year payroll would be allowable in the current period rather than in the following period.

  16. Shutdown of biogas plant by court ruling; Runterfahren

    Energy Technology Data Exchange (ETDEWEB)

    Bensmann, Martin; May, Hanne

    2009-04-15

    A decision of the Federal Constitutional Court will have disastrous consequences for the world's biggest biogas plant at Penkun, Germany. Many thousands of investors will be involved as well. (orig.)

  17. 75 FR 5829 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2010-02-04

    ... proposed rule change is available from NASDAQ's website at http://nasdaq.cchwallstreet.com , at NASDAQ's... Authority have the necessary systems capacity to handle the additional traffic associated with the listing...

  18. 77 FR 42349 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Defining a...

    Science.gov (United States)

    2012-07-18

    ... ATP Holders via Regulatory Bulletin regarding the rule change. The Exchange plans to issue notice....\\7\\ \\7\\ See Notice, supra note 3, at 32158. III. Discussion The Commission finds that the proposed...

  19. 78 FR 69167 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2013-11-18

    ..., the Bolivian Republic of Venezuela, the Argentine Republic, the Republic of Turkey and the Russian... transactions, and ICC's proposal, in combination with its existing rules, policies, and procedures for clearing...

  20. 77 FR 40392 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Changes To...

    Science.gov (United States)

    2012-07-09

    ... prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments.... I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change.... [[Page 40393

  1. Rule-Based Design of Plant Expression Vectors Using GenoCAD.

    Science.gov (United States)

    Coll, Anna; Wilson, Mandy L; Gruden, Kristina; Peccoud, Jean

    2015-01-01

    Plant synthetic biology requires software tools to assist on the design of complex multi-genic expression plasmids. Here a vector design strategy to express genes in plants is formalized and implemented as a grammar in GenoCAD, a Computer-Aided Design software for synthetic biology. It includes a library of plant biological parts organized in structural categories and a set of rules describing how to assemble these parts into large constructs. Rules developed here are organized and divided into three main subsections according to the aim of the final construct: protein localization studies, promoter analysis and protein-protein interaction experiments. The GenoCAD plant grammar guides the user through the design while allowing users to customize vectors according to their needs. Therefore the plant grammar implemented in GenoCAD will help plant biologists take advantage of methods from synthetic biology to design expression vectors supporting their research projects.

  2. 77 FR 3532 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-01-24

    ... component currencies. The price used for the calculation of the Index is the mid-point between the Bloomberg... Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to list and trade... (``UTP'').\\3\\ The Exchange proposes to list and trade shares (``Shares'') of the following pursuant to...

  3. 78 FR 76479 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2013-12-17

    ... Amendment No. 1, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc... Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Business Combination... connection with the proposed business combination (the ``Combination''), as described in more detail below...

  4. 78 FR 76415 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2013-12-17

    ... Amendment No. 1, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc... Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Business Combination... connection with the proposed business combination (the ``Combination''), as described in more detail below...

  5. 75 FR 36138 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2010-06-24

    ... Terms of Substance of the Proposed Rule Change The Exchange proposes to amend proposes to amend [sic..., provide information about buying or selling interest in the market, including (a) Aggregated buying or selling interest contained in Floor broker agency interest files other than interest the broker has chosen...

  6. Proposed rule package on fracture toughness and thermal annealing requirements and guidance for light water reactor vessels

    International Nuclear Information System (INIS)

    Allen Hiser, J.R.

    1993-01-01

    In the framework of updating and clarification of the fracture toughness and thermal annealing requirements and guidance for light water reactor pressure vessels, proposed revisions concerning the pressurized thermal shock rule, fracture toughness requirements and reactor vessel material surveillance program requirements, are described. A new rule concerning thermal annealing requirements and a draft regulatory guide on 'Format and Content of Application for Approval for Thermal Annealing of RPV' are also proposed

  7. Proposed rule package on fracture toughness and thermal annealing requirements and guidance for light water reactor vessels

    Energy Technology Data Exchange (ETDEWEB)

    Allen Hiser, J R [UKAEA Harwell Lab. (United Kingdom). Engineering Div.

    1994-12-31

    In the framework of updating and clarification of the fracture toughness and thermal annealing requirements and guidance for light water reactor pressure vessels, proposed revisions concerning the pressurized thermal shock rule, fracture toughness requirements and reactor vessel material surveillance program requirements, are described. A new rule concerning thermal annealing requirements and a draft regulatory guide on `Format and Content of Application for Approval for Thermal Annealing of RPV` are also proposed.

  8. European utility requirements: common rules to design next LWR plants in an open electricity market

    International Nuclear Information System (INIS)

    Berbey, Pierre; Ingemarsson, Karl-Fredrik

    2004-01-01

    The major European electricity producers want to keep able to build new nuclear power plants and they believe 3. generation LWRs would be the most adapted response to their needs in the first decades of this century. Producing a common European Utility Requirement (EUR) document has been one of the basic tasks towards this objective. In this common frame, standardized and competitive LWR NPPs could be developed and offered to the investors. This idea is now well supported by all the other actors on the European electricity market: vendors, regulators, grid managers, administrations although in the competitive and unified European electricity market that is emerging, the electricity producers' stakes are more and more different from the other electricity business actors'. The next term objectives of the electricity producers involved in EUR are focused on negotiating common rules of the game together with the regulators. This covers the nuclear safety approaches, the conditions requested to connect a plant to a HV grid, as well as the design standards. Discussions are going on between the EUR organization and all the corresponding bodies to develop stabilized and predictable design rules that would meet the constraints of nuclear electricity generation in this new environment. Finally there cannot be competition without competitors. The EUR organization has proven to be the right place to establish trustful relationship between the vendors and their potential customers, through fair assessment of the proposed designs performance vs. the utility needs. This will be continued and developed with the main vendors present in Europe, so as to keep alive a list of 4 to 6 designs 'qualified', i.e. showing an acceptable score of non-compliance vs. EUR. (authors)

  9. A Proposed Additional Requirement for the Publication of New Plant ...

    African Journals Online (AJOL)

    A Proposed Additional Requirement for the Publication of New Plant Names. LE Newton. Abstract. Journal of East African Natural History Vol. 85 (1&2) 1996: 95. http://dx.doi.org/10.2982/0012-8317(1996)85[95:APARFT]2.0.CO;2 · AJOL African Journals Online. HOW TO USE AJOL... for Researchers · for Librarians · for ...

  10. 76 FR 77963 - Oglethorpe Power Corporation; Proposed Biomass Power Plant

    Science.gov (United States)

    2011-12-15

    ... Service Oglethorpe Power Corporation; Proposed Biomass Power Plant AGENCY: Rural Utilities Service, USDA... related to possible financial assistance to Oglethorpe Power Corporation's (Oglethorpe) for the... online at the following Web site: http://www.rurdev.usda.gov/UWP-OglethorpePower.html and at the: Warren...

  11. 75 FR 1091 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-01-08

    ... delete NYSE Rule 445 (Anti-Money Laundering Compliance Program) and adopt new Rule 3310 (Anti-Money..., subject to certain amendments, NASD Rule 3011 (Anti- Money Laundering Compliance Program) and related Interpretive Material NASD IM-3011-1 and 3011-2 as consolidated FINRA Rule 3310 (Anti-Money Laundering...

  12. 76 FR 20506 - Technical Amendment to Rule 19b-4: Filings With Respect to Proposed Rule Changes by Self...

    Science.gov (United States)

    2011-04-13

    ... under the Small Business Regulatory Enforcement Fairness Act. See 5 U.S.C. 601(2) (for purposes of RFA... anticipate that any competitive advantages or disadvantages would be created. List of Subjects in 17 CFR Part... that references to ``business day'' in Section 19(b) of the Exchange Act and Rule 19b-4 thereunder...

  13. Behavior-based rules for fitness-for-duty assessment of nuclear power plant personnel

    International Nuclear Information System (INIS)

    Kennedy, R.S.

    1989-01-01

    The safe and reliable operation of nuclear power plants requires that plant personnel not be under the influence of any substance, legal or illegal, or mentally or physically impaired from any cause that in any way adversely affects their ability to safely and competently perform their duties. This goal has been formalized by the US Nuclear Regulatory Commission in their proposed rule for a fitness-for-duty program. The purpose of this paper is to describe a performance-based tool based on surrogate tests and dose equivalency methodologies that is a viable candidate for fitness-for-duty assessment. The automated performance test system (APTS) is a microcomputer-based human performance test battery that has been developed over a decade of research supported variously by the National Science Foundation, National Aeronautics and Space Administration, US Department of Energy, and the US Navy and Army. Representing the most psychometrically sound test from evaluations of over 150 well-known tests of basic psychomotor and cognitive skills, the battery provides direct prediction of a worker's fitness for duty. Twenty-four tests are suitable for use, and a dozen have thus far been shown to be sensitive to the effects of legal and illegal drugs, alcohol, fatigue, stress, and other causes of impairment

  14. Summary of comments received on staff draft proposed rule on radiological criteria for decommissioning

    International Nuclear Information System (INIS)

    Caplin, J.; Page, G.; Smith, D.; Wiblin, C.

    1994-08-01

    The Nuclear Regulatory Commission (NRC) is conducting an enhanced participatory rulemaking to establish radiological criteria for the decommissioning of NRC licensed facilities. The NRC obtained comments on the scope, issues, and approaches through a series of workshops (57 FR 58727), Generic Environmental Impact Statement (GEIS) scoping meetings (58 FR 33570), a dedicated electronic bulletin board system (58 FR 37760), and written submissions. A summary of workshop and scope-meeting comments was published as NUREG/CR-6156. On February 2, 1994, the Commission published in the Federal Register (59 FR 4868) a notice that the NRC staff had prepared a ''staff draft'' proposed rule on radiological criteria for decommissioning. Copies of the staff draft were distributed to the Agreement States, participants in the earlier meetings, and other interested parties for comment. This report summarizes the comments identified from the 96 docketed letters received on the staff draft. No analysis or response is included in this report. The comments reflect a broad spectrum of viewpoints. Two subjects on which the commenters were in general agreement were (1) that the enhanced participatory rulemaking should proceed, and (2) that the forthcoming GEIS and guidance documents are needed for better understanding of the draft rule

  15. Lessons learned from the Maintenance Rule implementation at Northeast Utilities operating plants

    International Nuclear Information System (INIS)

    Hastings, K.B.; Khalil, Y.F.; Johnson, W.

    1996-01-01

    The Maintenance Rule as described in 10CFR50.65 requires holders of all operating nuclear power plants to monitor the performance of structures, systems, and components (SSCs) against licensee-established performance criteria. The Industry with the assistance of the Nuclear Energy Institute (NEI) developed a guideline, which includes all parts of the Maintenance Rule, to establish these performance criteria while incorporating safety and reliability of the operating plants. The NUMARC 93-01 Guideline introduced the term ''Risk Significant'' to categorize subsets of the SSCs which would require increased focus, from a Maintenance Rule perspective, in setting their performance criteria. Northeast Utilities Company (NU) operates five nuclear plants three at Millstone Station in Waterford, Connecticut; the Connecticut Yankee plant in Haddam Neck, Connecticut; and the Seabrook Station in Seabrook, New Hampshire. NU started the implementation process of the Maintenance Rule program at its five operating plants since early 1994, and have identified a population of risk significant SSCs at each plant. Recently, Northeast Utilities' Maintenance Rule Team re-examined the initial risk significant determinations to further refine these populations, and to establish consistencies among its operating units. As a result of the re-examination process, a number of inconsistencies and areas for improvement have been identified. The lessons learned provide valuable insights to consider in the future as one implements more risk based initiatives such as Graded QA and Risk-Based ISI and IST. This paper discusses the risk significance criteria, how Northeast Utilities utilized NUMARC 93-01 Guideline to determine the risk significant SSCs for its operating plants, and lessons learned. The results provided here do not include the Seabrook Station

  16. Automated rule-base control for nuclear power plants

    International Nuclear Information System (INIS)

    Colley, R.W.

    1983-09-01

    An effort is underway to optimize the roles of man and machine in the control of liquid-metal-cooled fast breeder reactors. The work reported here describes: (1) a methodology for the decomposition of a process into a hierarchical structure; (2) an explicit methodology, Sequencing Established States, to limit the state space search for process control; and (3) the Procedure Prompting System which demonstrates the use of the above methodologies for automatically generating instructions to provide guidance to an operator for both normal and off-normal plant conditions

  17. A Production-Rule Analysis System for Nuclear Plant monitoring and emergency response applications

    International Nuclear Information System (INIS)

    Ragheb, M.; Tsoukalas, L.; McDonough, T.; Parker, M.

    1987-01-01

    A Production-Rule Analysis System for Nuclear Power Plant Monitoring is presented. The signals generated by the Zion-1 Plant are considered for emergency Response applications. The integrity of the Plant Radiation, the Reactor Coolant, the Fuel Clad, and the Containment Systems, is monitored. Representation of the system is in the form of a goal-tree generating a Knowledge-Base searched by an Inference Engine functioning in the forward-chaining mode. The Gaol-tree is built from Fault-Trees based on plant operational information. The system is implemented on a VAX-8500 and is programmed in OPS-5

  18. 75 FR 1099 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-01-08

    ... Laundering Compliance Program) and adopt new Rule 3310--NYSE Amex Equities (Anti-Money Laundering Compliance... amendments, NASD Rule 3011 (Anti- Money Laundering Compliance Program) and related Interpretive Material NASD IM-3011-1 and 3011-2 as consolidated FINRA Rule 3310 (Anti-Money Laundering Compliance Program), and...

  19. 77 FR 74449 - Water Quality Standards for the State of Florida's Lakes and Flowing Waters; Proposed Rule; Stay

    Science.gov (United States)

    2012-12-14

    ... Water Quality Standards for the State of Florida's Lakes and Flowing Waters; Proposed Rule; Stay AGENCY... Protection Agency (EPA) proposes to temporarily stay our regulation the ``Water Quality Standards for the... Information Does this action apply to me? Citizens concerned with water quality in Florida may be interested...

  20. 75 FR 51140 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Science.gov (United States)

    2010-08-18

    ... through OCC's electronic communications system. The submission of the CEA allows the Exchange to satisfy... 1100, the Exchange proposes to incorporate in Section 1 the concept that instructions are submitted to... expansion to 7:30 p.m. If the operative date of this proposed rule change is more than five business days...

  1. 77 FR 37086 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-06-20

    ... size of the Market Maker Peg Order below one round lot, the market maker would need to enter a new... New Market Maker Peg Order Available to Exchange Market Makers June 14, 2012. Pursuant to Section 19(b... of the Proposed Rule Change The Exchange proposes to adopt a new Market Maker Peg Order to provide...

  2. 76 FR 76335 - Notification of Draft Proposed Rule Submission to the Secretaries of Agriculture and Health and...

    Science.gov (United States)

    2011-12-07

    ... States Department of Health and Human Services a draft proposed rule under sections 21(b) and 25(a) of... Minimum Risk Exemptions'' and identified in the Regulatory Agenda under RIN 2070-AJ79. FIFRA requires EPA... signing it in proposed form for publication in the Federal Register. Similarly, FIFRA section 21(b...

  3. 75 FR 1734 - Children’s Online Privacy Protection Rule Safe Harbor Proposed Self-Regulatory Guidelines; i-SAFE...

    Science.gov (United States)

    2010-01-13

    ... Proposed Self-Regulatory Guidelines; i-SAFE, Inc. Application for Safe Harbor AGENCY: Federal Trade... for public comment concerning proposed self-regulatory guidelines submitted by i-SAFE, Inc. under the... approval self-regulatory guidelines that would implement the Rule's protections.\\3\\ \\1\\ 64 FR 59888 (1999...

  4. New technical knowledge to be implemented to the revision of rules on pipe wall thinning management for PWR plants

    International Nuclear Information System (INIS)

    Hirai, Junya; Nakamura, Takao; Amano, Yoichi

    2013-01-01

    Rules for PWR plant pipe wall thinning management were formulated by the Japan Society of Mechanical Engineers in 2006. Since then thinning management of Japanese PWR plants has been carried out based on this rule. Pipe wall thinning phenomena to be dealt with in this rule have been identified in many piping components of power plants. New technical knowledge has been accumulated since the issuance of 2006 edition. We have formulated these knowledge and information about the thinning phenomena in PWR power plants. Given the history of application of this rule, we have to make our best effort to carry out a study of latest technical knowledge and implement them to the revision of rule and improve pipe wall thinning management. This paper summarizes the new technical knowledge and basis to be implemented to the revision of rules on pipe wall thinning management for PWR plants in Japan. (author)

  5. Proposal to modify Rule 10a and to delete Recommendation 10a(3) from the International Code of Nomenclature of Prokaryotes.

    Science.gov (United States)

    Oren, Aharon

    2017-09-01

    Principle 2 of the Prokaryotic Code, as modified by the ICSP in 1999, reads: 'The nomenclature of prokaryotes is not independent of botanical and zoological nomenclature. When naming new taxa in the rank of genus or higher, due consideration is to be given to avoiding names which are regulated by the International Code of Zoological Nomenclature and the International Code of Nomenclature for algae, fungi and plants'. But in the current version of the Prokaryotic Code no Rule implements this version of Principle 2. I therefore propose adding the following sentence to Rule 10a: 'As from January 2001, newly proposed generic names must not be later homonyms of names in use in botany or zoology'. Recommendation 10a(3) of the Code states: 'Avoid introducing into bacteriology as generic names such names as are in use in botany or zoology, in particular well-known names'. This Recommendation contravenes the current version of Principle 2 and the proposed new version of Rule 10a. Therefore I propose to delete Recommendation 10a(3) from the Prokaryotic Code.

  6. IRS proposes ruling on physician recruitment. How a hospital recruits physicians would affect its tax-exempt status.

    Science.gov (United States)

    Griffith, G M

    1996-01-01

    On March 15, 1995, the Internal Revenue Service (IRS) announced a proposed revenue ruling stating how certain physician recruitment practices could be implemented without threatening hospitals' tax-exemption. As proposed, the IRS ruling would provide flexibility for recruitment incentives rather than a list of strict physician recruitment guidelines. The proposed ruling is not legally binding until issued in final form, and there is no deadline for finalizing it. In the meantime, however, the standards outlined in the proposed ruling reflect arrangements the IRS likely would approve, which should be an incentive for tax-exempt hospitals to follow reasonable physician recruitment practices. Assuming a hospital complies with other legal requirements such as fraud and abuse laws, it must answer two key tax-exempt status questions for its recruitment or retention package: Will the incentives result in a disguised distribution of profits from the operation of the organization? Is the total incentive package reasonable under all the facts and circumstances, both in absolute total value for physician(s) recruited and in relation to services required by the hospital and the community? The proposed ruling also provides guidance on basic documentation requirements and a process for approving recruitment arrangements.

  7. Access control system for two person rule at Rokkasho Reprocessing Plant

    International Nuclear Information System (INIS)

    Yanagisawa, Sawako; Ino, Munekazu; Yamada, Noriyuki; Oota, Hiroto; Iwasaki, Mitsuaki; Kodani, Yoshiki; Iwamoto, Tomonori

    2014-01-01

    Following the amendment and enforcement of Regulation of Reprocessing Activity on March 29th 2012, two person rule has become compulsory for the specific rooms to counter and prevent the sabotage or theft of nuclear materials by the insiders at reprocessing plant in Japan. The rooms will include those which contains cooling systems for decay heat removal from spent fuels and so on, scavenging systems to prevent the hydrogen accumulation, and those which contains nuclear material. To ensure the two person rule at Rokkasho Reprocessing Plant, JNFL has recently, after comprehensive study, introduced efficient and effective access control system for the rooms mentioned above. The system is composed of bio-attestation devices, surveillance cameras and electronic locks to establish access control system. This report outlines the access control system for two person rule and introduces the operation. (author)

  8. Proposal for guidelines for the physical protection of nuclear materials, plants and transports in Denmark

    International Nuclear Information System (INIS)

    1978-03-01

    The guidelines are based on recommendations in the IAEA's ''Physical Protection of Nuclear Material,'' INFCIRC/225/rev.1. In accordance with practice in other countries, the guidelines give more detailed requirements for the protection of reactor plants than those given in the IAEA's present recommendations, which put more emphasis on the protection of nuclear materials. The measures to be taken for nuclear plants, or nuclear transports, are proposed made to fit the potential risk that the more closely defined actions imply. It is suggested that the more detailed rules for the scope of the protection of plants or materials should be laid down by the National Agency on the basis of recommendations made by the Inspectorate of Nuclear Installations, which in turn are based on the safety documentation of the plant/material owners. It is further proposed that the National Agency, again on a recommendation from the Inspectorate, should lay down more detailed guidelines for the reporting of changes in stocks or transports of nuclear materials. (author)

  9. 17 CFR 249.819 - Form 19b-4, for electronic filing with respect to proposed rule changes by all self-regulatory...

    Science.gov (United States)

    2010-04-01

    ... filing with respect to proposed rule changes by all self-regulatory organizations. 249.819 Section 249..., SECURITIES EXCHANGE ACT OF 1934 Forms for Self-Regulatory Organization Rule Changes and Forms for....819 Form 19b-4, for electronic filing with respect to proposed rule changes by all self-regulatory...

  10. A proposal of nuclear fusion power plant equipped with SMES

    International Nuclear Information System (INIS)

    Natsukawa, Tatsuya; Makamura, Hirokazu; Molinas, Marta; Nomura, Shinichi; Tsuji-Iio, Shunji; Shimada, Ryuichi

    2000-01-01

    When we intend to operate the nuclear fusion power plant (NFPP) under the economically efficient conditions as an independent power plant, it is desirable that the generated electric power should be sent to network according to the power demand. With such strategy being expanded, some energy storage system is available. In this paper, NFPP equipped with the superconducting magnetic energy storage system (SMES) as electric power storage device is proposed. The advantages of NFPP equipped with SMES are discussed and a case study of 500 MW NFPP equipped with 6 GWh SMES is done with estimating its operational value. For SMES coil, the concept of Force Balanced Coil (FBC) is applied and 6 GWh class FBC is briefly designed

  11. Heart Health Risk Assessment System: A Nonintrusive Proposal Using Ontologies and Expert Rules

    Directory of Open Access Journals (Sweden)

    Teresa Garcia-Valverde

    2014-01-01

    Full Text Available According to the World Health Organization, the world’s leading cause of death is heart disease, with nearly two million deaths per year. Although some factors are not possible to change, there are some keys that help to prevent heart diseases. One of the most important keys is to keep an active daily life, with moderate exercise. However, deciding what a moderate exercise is or when a slightly abnormal heart rate value is a risk depends on the person and the activity. In this paper we propose a context-aware system that is able to determine the activity the person is performing in an unobtrusive way. Then, we have defined ontology to represent the available knowledge about the person (biometric data, fitness status, medical information, etc. and her current activity (level of intensity, heart rate recommended for that activity, etc.. With such knowledge, a set of expert rules based on this ontology are involved in a reasoning process to infer levels of alerts or suggestions for the users when the intensity of the activity is detected as dangerous for her health. We show how this approach can be accomplished by using only everyday devices such as a smartphone and a smartwatch.

  12. Table - Impacts of the Proposed Transport Rule on Counties with Monitors Projected to have Ozone and/or Fine Particle Air Quality Problems

    Science.gov (United States)

    This table shows the impacts of the proposed Transport Rule on Counties with Monitors Projected to have Ozone and/or Fine Particle Air Quality Problems, both with and without the Cross-State Air Pollution Rule.

  13. 76 FR 31906 - Endangered and Threatened Wildlife and Plants; Revising the Special Rule for the Utah Prairie Dog

    Science.gov (United States)

    2011-06-02

    ... Special Rule for the Utah Prairie Dog AGENCY: Fish and Wildlife Service, Interior. ACTION: Proposed rule... prairie dog. We are proposing to revise the existing limits on take, and we also propose a new incidental... dogs see: http://www.fws.gov/mountain-prairie/species/mammals/UTprairiedog or http://ecos.fws.gov...

  14. 76 FR 12082 - U.S. Court of Appeals for the Armed Forces Proposed Rules Changes

    Science.gov (United States)

    2011-03-04

    ... the Court. (b) Any violation of this rule will be deemed a contempt of this Court and, after due... rule will be deemed a contempt of this Court and, after due notice and hearing, may be punished... Article 48, Uniform Code of Military Justice, to give express contempt power to the United States Court of...

  15. 75 FR 17816 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-04-07

    ... in NYSE Rule 51 as ``(1) actual or threatened physical danger, severe climatic conditions, civil... with the Russell Reconstitution in June 2008 and June 2009. Those memos described (among other things... the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or Send an e-mail to...

  16. 77 FR 9290 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2012-02-16

    ... the exemption in NASD Rule 3020 for sole stockholders and sole proprietors. The rule change also... solely as a Designated Market Maker (``DMM''),\\10\\ floor broker or registered floor trader and does not... a one-person firm.\\11\\ Historically, a sole proprietor or sole stockholder member was excluded from...

  17. Socioeconomic study for the proposed waste isolation pilot plant

    Energy Technology Data Exchange (ETDEWEB)

    1980-10-01

    This document presents the historical and existing socioeconomic conditions in the vicinity of the proposed plant, projected changes in those conditions with and without the plant, and an outline of the various techniques used to make these projections. The analysis predicts impacts on the general economy in the area near the plant and on employment, personal income, population, social structure, the private economic sector, housing, land use, community services and facilities, and local government finances. Among the most important results are the following predictions: The economy of the area will derive $165 million directly and indirectly during the first 7.5 years of the project. After that, it will derive about $21 million directly and indirectly during each year of full operation. About 2100 jobs will be created directly and indirectly at the peak of the construction and about 950 jobs during the full operation. A net in-migration will occur: about 2250 people at the peak of the construction and about 1000 people during operation. A housing shortage may begin in Carlsbad in 1981 or 1982 and last for about 2 years.

  18. Socioeconomic study for the proposed waste isolation pilot plant

    International Nuclear Information System (INIS)

    1980-10-01

    This document presents the historical and existing socioeconomic conditions in the vicinity of the proposed plant, projected changes in those conditions with and without the plant, and an outline of the various techniques used to make these projections. The analysis predicts impacts on the general economy in the area near the plant and on employment, personal income, population, social structure, the private economic sector, housing, land use, community services and facilities, and local government finances. Among the most important results are the following predictions: The economy of the area will derive $165 million directly and indirectly during the first 7.5 years of the project. After that, it will derive about $21 million directly and indirectly during each year of full operation. About 2100 jobs will be created directly and indirectly at the peak of the construction and about 950 jobs during the full operation. A net in-migration will occur: about 2250 people at the peak of the construction and about 1000 people during operation. A housing shortage may begin in Carlsbad in 1981 or 1982 and last for about 2 years

  19. Environmental assessment for final rule on nuclear power plant license renewal

    International Nuclear Information System (INIS)

    1991-12-01

    The Atomic Energy Act and Nuclear Regulatory Commission (NRC) regulations provide for the renewal of nuclear power plant operating licenses beyond their initial 40-year term. The Act and NRC regulations, however, do not specify the procedures, criteria, and standards that must be satisfied in order to renew a license. The NRC is promulgating a rule (10 CFR Part 54) to codify such requirements prior to the receipt of applications for license renewal. The NRC has assessed the possible environmental effects of promulgating requirements in 10 CFR Part 54 now rather than employing such requirements in an ad hoc manner in individual licensing actions. The final part 54 rule requires the development of information and analyses to identify aging problems of systems, structures, and components unique to license renewal that will be of concern during the period of extended operation and will not be controlled by existing effective programs. In general, licensee activities for license renewal may involve replacement, refurbishment, inspection, testing, or monitoring. Such actions will be generally be within the range of similar actions taken for plants during the initial operating term. These actions would be primarily confined within the plants with potential for only minor disruption to the environment. It is unlikely that these actions would change the operating conditions of plants in ways that would change the environmental effects already being experienced. Relicensing under existing regulations would also be primarily focused on aging degradation and would likely result in requirements similar to those that will result from relicensing under the final rule

  20. 77 FR 23432 - Endangered and Threatened Wildlife and Plants; Special Rule for the Polar Bear

    Science.gov (United States)

    2012-04-19

    ... Polar Bear AGENCY: Fish and Wildlife Service, Interior. ACTION: Proposed rule; availability of draft... and advisable to provide for the conservation of the polar bear (Ursus maritimus). The Secretary has the discretion to prohibit by regulation with respect to the polar bear any act prohibited by section...

  1. 76 FR 60957 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change...

    Science.gov (United States)

    2011-09-30

    ... Change to the Benchmark Index Applicable to the Russell Equity ETF September 26, 2011. I. Introduction On... applicable to the Russell Equity ETF (``Fund,'' formerly known as the ``One Fund''). The proposed rule change... ETF, and the name of U.S. One Trust was changed to Russell Exchange Traded Funds Trust (``Trust...

  2. 78 FR 36611 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2013-06-18

    ... for disciplinary actions involving wash sales. The Exchange also proposes to make a conforming... originally covered by NYSE Rule 476(a)(8) who would be subject to disciplinary action for wash sales. III...'s enforcement authority as it may still bring a disciplinary action in cases where a market...

  3. 76 FR 57787 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2011-09-16

    ... securities product (``UTP Derivative Security'') that derives its value from one or more currencies or..., proposed EDGA Rule 14.1(c)(5)(A) provides that a Restricted Market Maker in a UTP Derivative Security on... Reference Asset of that UTP Derivative Security, or any derivative instrument based on a Reference Asset of...

  4. 76 FR 55984 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2011-09-09

    ... on sovereign reference entities, including back tests and stress tests using actual clearing participant portfolios (with respect to the stress tests) combined with hypothetical positions in sovereign... submit written data, views, and arguments concerning the foregoing, including whether the proposed rule...

  5. 77 FR 36321 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-06-18

    ... Restated Operating Agreement of NYSE MKT LLC (collectively the ``Organizational Documents'') to make... Organizational Documents, as set forth below. NYSE Euronext Director Independence Policy Under the Proposed Rule... Euronext sufficient flexibility to include persons with expertise and qualifications that will contribute...

  6. 77 FR 22042 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-04-12

    ... provide information regarding, for example, volume metrics, number of MQP Market Makers in target...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program April 6, 2012. Pursuant to...

  7. 76 FR 59472 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2011-09-26

    ... Global Markets, Inc. only, not to the governance of the Exchange. The Exchange will continue to be... the Amended and Restated Bylaws of BATS Global Markets, Inc. September 19, 2011. Pursuant to Section... of the Exchange's sole stockholder, BATS Global Markets, Inc. The text of the proposed rule change is...

  8. 76 FR 59462 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2011-09-26

    ... herein relate to the bylaws of BATS Global Markets, Inc. only, not to the governance of the Exchange. The... Restate the Amended and Restated Bylaws of BATS Global Markets, Inc. September 19, 2011. Pursuant to... of the Exchange's sole stockholder, BATS Global Markets, Inc. The text of the proposed rule change is...

  9. 76 FR 28826 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change by...

    Science.gov (United States)

    2011-05-18

    ... minimum price variation. As such, the Exchange proposes to add Interpretation and Policy .01 to Rule 11.13...-Displayed Orders \\3\\ and orders subject to price sliding that are not executable at their most aggressive price to be executed at one-half minimum price variation less aggressive than that price. The reference...

  10. 78 FR 41462 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2013-07-10

    ... Asset. The term ``Currency,'' as used in the proposed rule, means one or more currencies, or currency...; Commodity-Based Trust Shares; Currency Trust Shares; Commodity Index Trust Shares; Commodity Futures Trust Shares; Partnership Units; Trust Units; Managed Trust Securities; and Currency Warrants. Specifically...

  11. 78 FR 53509 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change, as...

    Science.gov (United States)

    2013-08-29

    ...)(C) provides that the term ``Currency Trust Shares'' as used in these proposed rules means, unless... (Including Currencies)'') to: (i) Incorporate generic continued listing standards for Equity Index-Linked...; Commodity-Based Trust Shares; Currency Trust Shares; Commodity Index Trust Shares; Commodity Futures Trust...

  12. 78 FR 18386 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-03-26

    ...-79). Order Processing Algorithm The order processing algorithm currently in use at PSX allocates the... engaging in the first covering transaction. Proposed Rule 3203 adopts associated definitions of terms used... less than one round lot; \\24\\ to add definitions of ``PSX Market Maker'' and ``Quote''; and to provide...

  13. 78 FR 62809 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2013-10-22

    ... not be added, since the initial strikes go as low as possible ($1). Or, assume that the McDonald's... proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. [[Page 62810

  14. 75 FR 13614 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2010-03-22

    ... to handle the additional traffic associated with the listing and trading of $1 strikes where the...-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change To Establish Strike... 1012 (Series of Options Open for Trading) to establish strike-price intervals for options on Index...

  15. 77 FR 27255 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2012-05-09

    ... Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Reduce the Current Level of Risk Mutualization Among Clearing Participants and To Modify the Initial Margin Risk Model So That It Is Easier for... modifications to its risk model for clearing credit default swaps (``CDS'') contracts. For the first...

  16. 76 FR 40950 - Public Company Accounting Oversight Board; Notice of Filing of Proposed Board Funding Final Rules...

    Science.gov (United States)

    2011-07-12

    ... available, the issuer's net asset value. (i)(v) Issuer Accounting Support Fee The term ``issuer accounting... Accounting Oversight Board; Notice of Filing of Proposed Board Funding Final Rules for Allocation of the Board's Accounting Support Fee Among Issuers, Brokers, and Dealers, and Other Amendments to the Board's...

  17. 77 FR 17539 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2012-03-26

    ... ounce of gold and, along with other alloys, uses the durable 22-karat standard (0.9167 fine gold or... of the APMEX Physical--1 oz. Gold Redeemable Trust Pursuant to NYSE Arca Equities Rule 8.201 March 20... proposes to list and trade shares of the APMEX Physical--1 oz. Gold Redeemable Trust (the ``Trust...

  18. 77 FR 66209 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-11-02

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68119; File No. SR-ICEEU-2012-08)] Self... way risk'' involving correlation between the risk of default of an underlying sovereign and the risk..., including back tests and stress tests. ICE Clear Europe believes that the proposed rule change to add New...

  19. 78 FR 62814 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2013-10-22

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Assume... Authority and Supervision September 30, 2013. On July 31, 2013, The NASDAQ Stock Market LLC (``NASDAQ'' or...) Manipulation patterns that monitor solely NASDAQ activity, including patterns that monitor the Exchange's...

  20. 78 FR 50123 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule...

    Science.gov (United States)

    2013-08-16

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change to Assume... NASDAQ Stock Market LLC (``NASDAQ'' or the ``Exchange'') filed with the Securities and Exchange...: Manipulation patterns that monitor solely NASDAQ activity, including patterns that monitor the Exchange's...

  1. 75 FR 9985 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2010-03-04

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the... February 24, 2010, The NASDAQ Stock Market LLC (the ``Exchange'' or ``NASDAQ'') filed with the Securities... of the votes at any election of directors at which a quorum is present is duly elected to the Board...

  2. 76 FR 21085 - Self-Regulatory Organizations; NASDAQ Stock Market, LLC; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2011-04-14

    ...-Regulatory Organizations; NASDAQ Stock Market, LLC; Order Approving Proposed Rule Change To Amend The NASDAQ OMX Group, Inc. By- Laws April 8, 2011. I. Introduction On February 8, 2011, The NASDAQ Stock Market... vote cast either ``for'' or ``against'' that director's election. In its filing, NASDAQ noted that...

  3. 78 FR 75619 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-12-12

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the...\\ notice is hereby given that on November 27, 2013, The NASDAQ Stock Market LLC (``Nasdaq'' or ``Exchange... to vote generally in the election of directors (the ``Voting Stock''), voting together as a single...

  4. 77 FR 39535 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2012-07-03

    ... Trust (GLD), Google Inc. (GOOG), and Amazon.com Inc. (AMZN). These issues were selected because they are... S&P 500 (SPY), Apple, Inc. (AAPL), SPDR Gold Trust (GLD), Google Inc. (GOOG), and Amazon.com Inc... contracts''). The text of the proposed rule change is available on the Exchange's Web site at www.nyse.com...

  5. 77 FR 16879 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2012-03-22

    ... Listing and Trading of PHLX FOREX Options TM March 16, 2012. I. Introduction On January 23, 2012, NASDAQ... options known as PHLX FOREX Options on the British pound, the Swiss franc, the Canadian dollar, the Australian dollar, the New Zealand dollar, and the Euro (``PHLX FOREX Options''). The proposed rule change...

  6. 78 FR 17731 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-03-22

    ... foregoing proposed rule change: (1) Does not significantly affect the protection of investors or the public... also lead to investor confusion. The Exchange notes that the Commission approved Mini Options on SPY... level of retail investor participation in trading options on these underlying securities. Mini Options...

  7. 75 FR 53994 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2010-09-02

    ... investor concerns. The link between failure to comply with the bid price requirement and failure to meet... market system, and, in general, to protect investors and the public interest. The proposed rule change is... address instances of noncompliance with Nasdaq's price requirement and would not adversely affect...

  8. 77 FR 17536 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to...

    Science.gov (United States)

    2012-03-26

    ... Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Its Risk Model To Reduce the... Model so That It Is Easier for Market Participants To Measure Their Risk March 20, 2012. Pursuant to... is hereby given that on March 8, 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and...

  9. 76 FR 64142 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-10-17

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Regarding... September 28, 2011, The NASDAQ Stock Market LLC (``NASDAQ'') filed with the Securities and Exchange... closely tailor their investment and risk management strategies and decisions. Furthermore, the Exchange...

  10. 78 FR 15080 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2013-03-08

    ... implied volatility of 50. A limit order to pay $32 for 10 is entered resulting in a new market of $32.00... market-wide trading halt due to extraordinary market volatility. The Exchange proposes to adopt new Rule... An NYSE Amex Market Maker is offering 100 contracts at $15. Another NYSE Amex Market Maker enters an...

  11. 76 FR 69783 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Proposed Rule Change...

    Science.gov (United States)

    2011-11-09

    ... Directors, which C2 believes will provide it, the Nominating and Governance Committee and the Representative... instructions to Form 19b-4, the Exchange noted in Item 2 of its filing that it needed to obtain, but had not..., and Voting Agreement changes set forth in this proposed rule change. The Exchange also noted that it...

  12. 75 FR 19436 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2010-04-14

    ..., the Commission is not publishing it for comment.\\4\\ This order approves the proposed rule change, as... NASDAQ OMX Corporate Governance Guidelines, however, provide a different standard for uncontested... contained in the Corporate Governance Guidelines; contested elections would remain subject to the plurality...

  13. 78 FR 62889 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-10-22

    ..., the Exchange believes it is attractive and helpful to listed companies to add corporate governance.... With respect to the addition of the two corporate governance packages, the Exchange believes that it is... comments it received on the proposed rule change. The text of those statements may be examined at the...

  14. 76 FR 31660 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2011-06-01

    ... Exchange in Tiers I and II, respectively; Rule 14.10 contains the corporate governance requirements... to the underlying security into which the bond or debenture is convertible. Corporate Governance.... Exemptions to the proposed corporate governance requirements, including phase-in schedules, are set forth in...

  15. 76 FR 4968 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2011-01-27

    ...-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of the AdvisorShares Active Bear ETF January 19, 2011. I. Introduction On... of the security or investment in the portfolio. \\14\\ Under accounting procedures followed by the Fund...

  16. 78 FR 47463 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of a Proposed Rule...

    Science.gov (United States)

    2013-08-05

    ... period will result in higher numbers of exposed Complex Orders and thereby improve order execution... numbers of exposed Complex Orders, increase visibility and provide flexibility and thereby improve order... Organizations; BOX Options Exchange LLC; Notice of Filing of a Proposed Rule Change To Modify the Complex Order...

  17. 76 FR 34281 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-06-13

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Risk Monitor Mechanism June 7, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of... NASDAQ Stock Market LLC (``NASDAQ'') filed with the Securities and Exchange Commission (``Commission...

  18. 78 FR 17255 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to...

    Science.gov (United States)

    2013-03-20

    .... First, SEC Rule 15c3-5 requires that, ``financial risk management controls and supervisory procedures... Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review March 15, 2013. Pursuant to Section... provide for how BX proposes to treat options errors in response to the Regulation NMS Plan to Address...

  19. 78 FR 17251 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-03-20

    .... First, SEC Rule 15c3-5 requires that, ``financial risk management controls and supervisory procedures... Chapter V, Section 3 Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review March 15... subparagraph (d)(iv) to provide for how NASDAQ proposes to treat options errors in response to the Regulation...

  20. 77 FR 17534 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-03-26

    ... the Issuance of and Maturity Presentment Processing for Money Market Instruments March 20, 2012... of money market instruments.\\3\\ \\3\\ The text of the proposed rule change is attached as Exhibit 5 to... Presentment \\5\\ processing for money market instruments (``MMIs'') is initiated automatically by DTC each...

  1. 75 FR 28845 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule...

    Science.gov (United States)

    2010-05-24

    ... the Exchange is the primary listing market if the price of such security moves 10% or more from a sale... the last consolidated sale price of a Listed Circuit Breaker Security (``Trigger Trade'') to a... Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Establish a Trading...

  2. 75 FR 65541 - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. To...

    Science.gov (United States)

    2010-10-25

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63132; File No. SR-Phlx-2010-118] Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Expand the $.50 Strike Price Program October 19, 2010. On August 25, 2010, NASDAQ OMX PHLX, Inc. (``Phlx'' or ``Exchange...

  3. 78 FR 75437 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2013-12-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71004; File No. SR-Phlx-2013-101] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Regarding the Short Term Options Program December 6, 2013. I. Introduction On October 3, 2013, NASDAQ OMX PHLX LLC...

  4. 77 FR 67851 - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2012-11-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68177; File No. SR-BOX-2012-003] Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving Proposed Rule Change To Amend the Price Improvement Period November 7, 2012. I. Introduction On July 25, 2012, BOX Options Exchange LLC (``Exchange...

  5. 77 FR 40396 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Changes To...

    Science.gov (United States)

    2012-07-09

    ... by the self-regulatory organization. The Commission is publishing this notice to solicit comments on.... Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The... principal office and at the Public Reference Room of the Commission. II. Self-Regulatory Organization's...

  6. 75 FR 12590 - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Science.gov (United States)

    2010-03-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61680; File No. SR-CHX-2009-18] Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Its Co-Location Fees March 10, 2010. I. Introduction On December 22, 2009, the Chicago Stock Exchange, Inc. (``CHX'' or...

  7. 76 FR 8793 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2011-02-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63875; File No. SR-Phlx-2010-183] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Expanding Its Short Term Option Program February 9, 2011. I. Introduction On December 15, 2010, NASDAQ OMX PHLX LLC...

  8. 75 FR 38585 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change To...

    Science.gov (United States)

    2010-07-02

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62396; File No. SR-BX-2010-012] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services June 28, 2010. I. Introduction On January 29, 2010, NASDAQ OMX BX, Inc. (``BX'' or ``Exchange...

  9. 75 FR 2899 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2010-01-19

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61333; File No. SR-NYSE-2009-117] Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Its... regulatory program. III. Discussion and Commission's Findings After careful review, the Commission finds that...

  10. 75 FR 69491 - Self-Regulatory Organizations; Order Approving Proposed Rule Change by New York Stock Exchange...

    Science.gov (United States)

    2010-11-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63266; File No. SR-NYSE-2010-67] Self-Regulatory Organizations; Order Approving Proposed Rule Change by New York Stock Exchange LLC Changing the NYBX Order Execution Sequence November 5, 2010. I. Introduction On September 9, 2010, the New York...

  11. 75 FR 9988 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2010-03-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61590; File No. SR-Phlx-2009-113] Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Approval of Proposed Rule Change Relating to Index Option Position Limits February 25, 2010. On December 29, 2009, NASDAQ OMX PHLX, Inc. (``Phlx'' or...

  12. 75 FR 38584 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change To...

    Science.gov (United States)

    2010-07-02

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62395; File No. SR-Phlx-2010-18] Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services June 28, 2010. I. Introduction On January 29, 2010, NASDAQ OMX PHLX (``Phlx'' or...

  13. 75 FR 80553 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Relating to...

    Science.gov (United States)

    2010-12-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63558; File No. SR-NYSEAmex-2010-100] Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Relating to Complex Orders December 16, 2010. I. Introduction On October 20, 2010, NYSE Amex LLC (``NYSE Amex'' or the ``Exchange...

  14. 76 FR 2182 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2011-01-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63654; File No. SR-Phlx-2010-158] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Establishing a $5 Strike Price Program January 6, 2011. I. Introduction On November 12, 2010, NASDAQ OMX PHLX LLC...

  15. 78 FR 28680 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change...

    Science.gov (United States)

    2013-05-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69545; File No. SR-ICC-2013-03] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change Relating to Recovery and Resolution Arrangements May 9, 2013. On March 7, 2013, ICE Clear Credit LLC (``ICC'') filed with the...

  16. 75 FR 500 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2010-01-05

    .... 61043 (November 20, 2009), 74 FR 62612. On January 22, 2009, the Commission approved the formation of... wholly-owned subsidiary, NYSE Market, Inc., owns less than 9% of the aggregate limited partnership... proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). \\12\\ 15 U.S...

  17. 76 FR 54271 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Relating...

    Science.gov (United States)

    2011-08-31

    ... gross revenues received by the Director's firm or partnership; (v) provides professional services to a... partnership; or (vi) has a consulting or employment relationship with or provides professional services to the... considered the proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f...

  18. 78 FR 31993 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change Relating...

    Science.gov (United States)

    2013-05-28

    ... proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). \\6\\ 15 U.S... Director's firm or partnership; (v) provides professional services to a director, officer, or employee of a... more of the gross revenues received by the Director's firm or partnership; or (vi) has a consulting or...

  19. Rules of thumb from plant data to estimate the public consequences of a nuclear power plant accident

    International Nuclear Information System (INIS)

    Baggenstos, M.; Uboldi, P.; Schulz, R.

    2001-01-01

    In an accident situation with core degradation there is typically a pre-phase in which the radioactivity is inside the primary system and the containment before a release to the environment. The assessment of the possible risk to the public in this situation must be based on the situation inside the plant (violation of safety parameters) and a forecast of the containment behaviour to be expected. To obtain a first quick estimate of the source term and, therefore, the off-site dose rules of thumb were established which should fulfil the following purposes: assessment of the danger, estimated from plant data, estimation of the dose at the critical point outside based on the dose rate inside the containment. The rules of thumb which were introduced in Switzerland, are explained. The assessment is based on roughly 30 plant parameters which are transmitted in case of an accident in real-time. The rules were designed in such a way that they rely on simply determined parameters such core exit temperature or dose rate in the containment. (orig.) [de

  20. 78 FR 12702 - Endangered and Threatened Species; Proposed Rule To List 66 Reef-Building Coral Species; Proposed...

    Science.gov (United States)

    2013-02-25

    ...; Proposed Reclassification of Elkhorn Acropora palmata and Staghorn Acropora cervicornis Under the... reclassifications of elkhorn (Acropora palmata) and staghorn (Acropora cervicornis) corals under the ESA until April...

  1. New Fiscal Rules for the Czech Republic: Analysis of the Proposal

    Czech Academy of Sciences Publication Activity Database

    Baxa, Jaromír; Paulus, M.

    2016-01-01

    Roč. 2016, č. 1 (2016) Institutional support: RVO:67985556 Keywords : fiscal rules * fiscal policy * real-time data Subject RIV: AH - Economics http://library.utia.cas.cz/separaty/2016/E/baxa-0465222.pdf

  2. Society for immunotherapy of cancer (SITC) statement on the proposed changes to the common rule.

    Science.gov (United States)

    Kaufman, Howard L; Butterfield, Lisa H; Coulie, Pierre G; Demaria, Sandra; Ferris, Robert L; Galon, Jérôme; Khleif, Samir N; Mellman, Ira; Ohashi, Pamela S; Overwijk, Willem W; Topalian, Suzanne L; Marincola, Francesco M

    2016-01-01

    The Common Rule is a set of ethical principles that provide guidance on the management of human subjects taking part in biomedical and behavioral research in the United States. The elements of the Common Rule were initially developed in 1981 following a revision of the Declaration of Helsinki in 1975. Most academic facilities follow the Common Rule in the regulation of clinical trials research. Recently, the government has suggested a revision of the Common Rule to include more contemporary and streamlined oversight of clinical research. In this commentary, the leadership of the Society for Immunotherapy of Cancer (SITC) provides their opinion on this plan. While the Society recognizes the considerable contribution of clinical research in supporting progress in tumor immunotherapy and supports the need for revisions to the Common Rule, there is also some concern over certain elements which may restrict access to biospecimens and clinical data at a time when high throughput technologies, computational biology and assay standardization is allowing major advances in understanding cancer biology and providing potential predictive biomarkers of immunotherapy response. The Society values its professional commitment to patients for improving clinical outcomes with tumor immunotherapy and supports continued discussion with all stakeholders before implementing changes to the Common Rule in order to ensure maximal patient protections while promoting continued clinical research at this historic time in cancer research.

  3. Safety assessment of proposed improvements to RBMK nuclear power plants

    International Nuclear Information System (INIS)

    1993-03-01

    The purpose of this report is to summarize the findings and recommendations of a Consultants Meeting convened by the IAEA in Vienna (27 October - 5 November 1992) to review new design features and modifications proposed or already implemented for RBMK reactors. This information was provided in four technical areas, namely: Core Monitoring and Control, Pressure Boundary Integrity, Accident Mitigation and Electric Power Supply. The report also presents the status of the modifications at the plants as given by the RBMK specialists. The limited information available and the time constraints did not allow the review to be conducted at the level of a peer review, and the findings and recommendations made reflect the limited scope of the review. More detailed reviews and analysis focusing on selected safety issues are required and should be conducted on a generic and plant specific basis as appropriate. In Chapters 2-5 of the report the main findings and recommendations for the four topical areas reviewed are summarized. Appendices I-IV reflect the results of the discussions held at the meeting and provide more detailed information on the review. 17 refs, 27 figs, 17 tabs

  4. A Web-Based Rice Plant Expert System Using Rule-Based Reasoning

    Directory of Open Access Journals (Sweden)

    Anton Setiawan Honggowibowo

    2009-12-01

    Full Text Available Rice plants can be attacked by various kinds of diseases which are possible to be determined from their symptoms. However, it is to recognize that to find out the exact type of disease, an agricultural expert’s opinion is needed, meanwhile the numbers of agricultural experts are limited and there are too many problems to be solved at the same time. This makes a system with a capability as an expert is required. This system must contain the knowledge of the diseases and symptom of rice plants as an agricultural expert has to have. This research designs a web-based expert system using rule-based reasoning. The rule are modified from the method of forward chaining inference and backward chaining in order to to help farmers in the rice plant disease diagnosis. The web-based rice plants disease diagnosis expert system has the advantages to access and use easily. With web-based features inside, it is expected that the farmer can accesse the expert system everywhere to overcome the problem to diagnose rice diseases.

  5. 77 FR 59030 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2012-09-25

    ... (collectively, ``Derivative Securities Products'') \\5\\ when applying the quantitative generic listing criteria... or other Derivative Securities Products. \\4\\ The Exchange notes that NYSE Arca uses the term...\\ Rule 14.11 includes criteria for derivative securities that may be listed or traded on the Exchange...

  6. 77 FR 47662 - Proposed Supplementary Rules for Public Lands Within the Lower Lake Creek Special Recreation...

    Science.gov (United States)

    2012-08-09

    ... supplementary rules would not result in significant changes to BLM policy and that tribal governments would not... regarding alcoholic beverages in the LLCSRMA states, ``Consumption, possession, or furnishing of any alcoholic beverage in violation of Oregon State law is prohibited.'' 62 FR at 36303. The existing...

  7. 77 FR 43407 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2012-07-24

    ...-Laws and Rules to security futures on index-linked securities such as exchange-traded notes, which are currently traded on OneChicago, LLC. Index-linked securities are non-convertible debt of a major financial... futures contracts, one or more physical commodities, currencies or debt securities, or a combination of...

  8. 75 FR 17799 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-04-07

    ... threatened physical danger, severe climatic conditions, civil unrest, terrorism, acts of war, or loss or... June 2008 and June 2009. Those memos described (among other things) the Exchange's various contingency... following methods: Electronic Comments Use the Commission's Internet comment form ( http://www.sec.gov/rules...

  9. 78 FR 6762 - Food and Drug Administration Food Safety Modernization Act: Proposed Rules To Establish Standards...

    Science.gov (United States)

    2013-01-31

    .... For example, applying the concept of Hazard Analysis and Critical Control Point (HACCP) that was pioneered by industry in the late 1960s, FDA established HACCP-based regulations for seafood (21 CFR part... Service instituted HACCP-based rules for meat and poultry (9 CFR part 417) (61 FR 38806, July 25, 1996...

  10. What Every Librarian Should Know About Proposed Changes in Cataloging Rules: A Brief Overview

    Science.gov (United States)

    Edgar, Neal L.

    1975-01-01

    A discussion of Anglo-American Cataloging Rules includes history, revisions, recent changes, decision-makers and disagreements, and the question of how standardization and the needs of automation will affect the usefulness of the catalog for the library's users. (LS)

  11. 75 FR 34501 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-06-17

    ... clarifications are necessary to avoid inconsistent regulatory obligations. Similar in concept to Rule 48, which... and a national market system and, in general, to protect investors and the public interest. The... interest; (ii) impose any significant burden on competition; and (iii) become operative prior to 30 days...

  12. 75 FR 1426 - National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-01-11

    ...) require that certain audio and video advertisements that appear on the Internet--like similar radio and... CPO/CTA Advisory Committees considered the growing use of social networking groups such as blogs, chat... advertisements, while participating in a chat room is a public appearance subject to FINRA rules. The guidance...

  13. 77 FR 54633 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as...

    Science.gov (United States)

    2012-09-05

    ... Maker Peg Order below one round lot, the market maker would need to enter a new order, after performing... Access Rule and Regulation SHO prior to entering a new Market Maker Peg Order. The Commission also... No. 1, To Adopt a New Market Maker Peg Order Available to Exchange Market Makers August 29, 2012. I...

  14. 75 FR 14234 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-03-24

    ... significant number of series being out-of-the-money. For example, a market participant might have a long... with a 100 share multiplier). Because the instant rule change would allow trading below $0.01 per share (or $1.00 per option contract with a 100 share multiplier), the procedures would be made available for...

  15. 76 FR 33387 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-06-08

    ... calculates the CBOE Gold ETF Volatility Index (``GVZ''), which is based on the VIX methodology applied to options on the SPDR Gold Trust (``GLD''). The current filing would permit $0.50 strike price intervals for... exchange-traded fund (``ETF'') options. See Rule 1012, Commentary .05(a)(iv). To the extent that the CBOE...

  16. 75 FR 51866 - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2010-08-23

    ... Transfer Service of National Securities Clearing Corporation August 16, 2010. I. Introduction On June 4... complements a Financial Industry Regulatory Authority (``FINRA'') rule requiring FINRA members to use... specified time frames. \\5\\ CNS is an ongoing accounting system which nets today's Settling Trades with...

  17. 76 FR 9067 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-02-16

    ... Exchange Rule 1014(b) as a regular member or a foreign currency options participant of the Exchange located... Securities Exchange, LLC's (``ISE'') Schedule of Fees, specifically ISE's Select Symbols and the rates... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63880; File No. SR-Phlx-2011-12] Self...

  18. 75 FR 50785 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-08-17

    ... LLC Amending Rule 15--NYSE Amex Equities To Clarify Use of the Last Sale on the Exchange as the Reference Price and To Define the Reference Price of a Security in the Event That There Is No Last Sale in... the last sale on the Exchange as the reference price and to define the reference price of a security...

  19. 75 FR 50787 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-08-17

    ... Stock Exchange LLC Amending NYSE Rule 15 To Clarify Use of the Last Sale on the Exchange as the Reference Price and To Define the Reference Price of a Security in the Event That There Is No Last Sale in... sale on the Exchange as the reference price and to define the reference price of a security in the...

  20. 75 FR 68392 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2010-11-05

    ... Expand the Forms of Collateral Eligible for Incorporation in the System for Theoretical Analysis and Numerical Simulations Risk Management Methodology November 1, 2010. I. Introduction On August 25, 2010, The... Rules to expand the forms of collateral eligible for incorporation in OCC's System for Theoretical...

  1. 75 FR 67791 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-11-03

    ... remote disaster recovery sites only). Option 1: Dual 56kb lines (one for redundancy) and $1,000/month... Enhancement software enhancement. Fee) plus 20%. Installation Fee $2,000 per site for dual hubs and routers... $475 per user per month (including data entitlement package). Nasdaq Workstation Post Trade See Rule...

  2. 77 FR 46157 - Endangered and Threatened Wildlife and Plants; Revising the Special Rule for the Utah Prairie Dog

    Science.gov (United States)

    2012-08-02

    ... Utah Prairie Dog; Final Rule #0;#0;Federal Register / Vol. 77 , No. 149 / Thursday, August 2, 2012...-AW02 Endangered and Threatened Wildlife and Plants; Revising the Special Rule for the Utah Prairie Dog... special regulations for the conservation of the Utah prairie dog. We are revising our special regulations...

  3. Ecological assembly rules in plant communities--approaches, patterns and prospects.

    Science.gov (United States)

    Götzenberger, Lars; de Bello, Francesco; Bråthen, Kari Anne; Davison, John; Dubuis, Anne; Guisan, Antoine; Lepš, Jan; Lindborg, Regina; Moora, Mari; Pärtel, Meelis; Pellissier, Loic; Pottier, Julien; Vittoz, Pascal; Zobel, Kristjan; Zobel, Martin

    2012-02-01

    Understanding how communities of living organisms assemble has been a central question in ecology since the early days of the discipline. Disentangling the different processes involved in community assembly is not only interesting in itself but also crucial for an understanding of how communities will behave under future environmental scenarios. The traditional concept of assembly rules reflects the notion that species do not co-occur randomly but are restricted in their co-occurrence by interspecific competition. This concept can be redefined in a more general framework where the co-occurrence of species is a product of chance, historical patterns of speciation and migration, dispersal, abiotic environmental factors, and biotic interactions, with none of these processes being mutually exclusive. Here we present a survey and meta-analyses of 59 papers that compare observed patterns in plant communities with null models simulating random patterns of species assembly. According to the type of data under study and the different methods that are applied to detect community assembly, we distinguish four main types of approach in the published literature: species co-occurrence, niche limitation, guild proportionality and limiting similarity. Results from our meta-analyses suggest that non-random co-occurrence of plant species is not a widespread phenomenon. However, whether this finding reflects the individualistic nature of plant communities or is caused by methodological shortcomings associated with the studies considered cannot be discerned from the available metadata. We advocate that more thorough surveys be conducted using a set of standardized methods to test for the existence of assembly rules in data sets spanning larger biological and geographical scales than have been considered until now. We underpin this general advice with guidelines that should be considered in future assembly rules research. This will enable us to draw more accurate and general

  4. Regulatory analysis for final rule on nuclear power plant license renewal

    International Nuclear Information System (INIS)

    1991-12-01

    This regulatory analysis provides the supporting information for the final rule (10 CFR Part 54) that defines the Nuclear Regulatory Commission's requirements for renewing the operating licenses of commercial nuclear power plants. A set of four specific alternatives for the safety review of license renewal applications is defined and evaluated. These are: Alternative A-current licensing basis; Alternative B-extension of Alternative A to require assessment and managing of aging; Alternative C -- extension of Alternative B to require assessment of design differences against selected new-plant standards using probabilistic risk assessment; and Alternative D -- extension of Alternative B to require compliance with all new-plant standards. A quantitative comparison of the four alternatives in terms of impact-to-value ratio is presented, and Alternative B is the most cost-beneficial safety review alternative

  5. Technical Proposal Salton Sea Geothermal Power Pilot Plant Program

    Energy Technology Data Exchange (ETDEWEB)

    None

    1975-03-28

    The proposed Salton Sea Geothermal Power Pilot Plant Program comprises two phases. The objective of Phase 1 is to develop the technology for power generation from high-temperature, high-salinity geothermal brines existing in the Salton Sea known geothermal resources area. Phase 1 work will result in the following: (a) Completion of a preliminary design and cost estimate for a pilot geothermal brine utilization facility. (b) Design and construction of an Area Resource Test Facility (ARTF) in which developmental geothermal utilization concepts can be tested and evaluated. Program efforts will be divided into four sub-programs; Power Generation, Mineral Extraction, Reservoir Production, and the Area Resources Test Facility. The Power Generation Subprogram will include testing of scale and corrosion control methods, and critical power cycle components; power cycle selection based on an optimization of technical, environmental and economic analyses of candidate cycles; preliminary design of a pilot geothermal-electric generating station to be constructed in Phase 2 of this program. The Mineral Extraction Subprogram will involve the following: selection of an optimum mineral recovery process; recommendation of a brine clean-up process for well injection enhancement; engineering, construction and operation of mineral recovery and brine clean-up facilities; analysis of facility operating results from environmental, economical and technical point-of-view; preliminary design of mineral recovery and brine clean-up facilities of sufficient size to match the planned pilot power plant. The Reservoir Production Subprogram will include monitoring the operation and maintenance of brine production, handling and injection systems which were built with private funding in phase 0, and monitoring of the brine characteristics and potential subsidence effects during well production and injection. Based on the above, recommendations and specifications will be prepared for production and

  6. 78 FR 19801 - 2013 Revisions to the Greenhouse Gas Reporting Rule and Proposed Confidentiality Determinations...

    Science.gov (United States)

    2013-04-02

    ... steel mills, steel companies, sinter plants, blast furnaces, basic oxygen process furnace shops. Lead...\\ IPCC Fourth Assessment Report (AR4), 2007. Climate Change 2007: The Physical Science Basis...

  7. A proposal on siting counterplan of nuclear power plants

    International Nuclear Information System (INIS)

    Sasao, Hitoshi

    1980-01-01

    As for the nuclear power generation in Japan. 21 plants with 14.95 million kW capacity have started the operation in 14 years. It is equivalent to more than 12% of the total capacity of power stations. But the environment around the development of nuclear power generation becomes more and more strict recently, and the formation of the consensus of residents becomes a very large political problem. The lead time from the proposal of construction to the local community to the commencement of operation was 8 years and 1 month in the case of 10 nuclear power stations in operation, but it is extended to 15 years and 6 months in the case of 4 power stations under construction. The prefectures where nuclear power stations are located were seven at the end of 1970, and only three were added during 9 years thereafter. It shows the difficulty of the location of nuclear power stations in new prefectures. In order to attain 78 million kW of nuclear power generation by 1995, the location of 50 million kW must be decided in coming several years in view of the lead time. The progress of the studies in the Atomic Industrial Forum, the strengthening of security system in the sistricts concerned, the formation of open environment for informations, the improvement of the setup concerning the compensation to fishery and others, and the studies on the law concerning the special measures for the districts where nuclear facilities are located are discussed. (Kako, I.)

  8. 17 CFR 249.822 - Form 19b-7, for electronic filing with respect to proposed rule changes by self-regulatory...

    Science.gov (United States)

    2010-04-01

    ... filing with respect to proposed rule changes by self-regulatory organizations under Section 19(b)(7)(A... proposed rule changes by self-regulatory organizations under Section 19(b)(7)(A) of the Securities Exchange Act of 1934. This form shall be used by self-regulatory organizations, as defined in section 3(a)(25...

  9. 75 FR 47330 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-08-05

    ...'') for any and all of the 1,250,000 outstanding 6.189% Fixed-to-Floating Rate Normal ITS issued by U.S... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62610; File No. SR-NYSEArca-2010-73] Self... Exchange Act of 1934 (the ``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on July 28...

  10. 76 FR 10530 - Supplemental Proposed Rule of Source Specific Federal Implementation Plan for Implementing Best...

    Science.gov (United States)

    2011-02-25

    ... sufficient ammonia to maximize the reduction of the NO X no matter what the age of the catalyst.\\7\\ \\5\\ The... BART proposal with our technical evaluation of APS' alternative proposal. We are proposing to find that... docket are listed in the index, some information may be publicly available only at the hard copy location...

  11. 78 FR 68488 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2013-11-14

    ... bad faith or unethically.''). Rule 2010--Equities is a broad ethical concept that covers all unethical... regulatory responsibilities for certain NYSE rules and rule interpretations (``FINRA Incorporated NYSE Rules...

  12. Non-plant referenced simulator methodology to meet new 10 CFR 55.45 rule

    International Nuclear Information System (INIS)

    Ibarra, J.G.

    1988-01-01

    The new 10CFR55.45 rule on Operating Tests necessitates that simulators be upgraded to meet the new requirements. This paper presents the human factors work done on an NRC approved guidance document sponsored by four utilities to develop a non-plant reference simulator facility. Human factors developed the simulator process flow and criteria, and integrated all the development work into the simulation facility plan. The human factors work provided the mechanism to solidify ideas and provided the foundation for the simulator development methodology

  13. Lessons learned from early implementation of the maintenance rule at nine nuclear power plants

    International Nuclear Information System (INIS)

    Petrone, C.D.; Correia, R.P.; Black, S.C.

    1995-06-01

    This report summarizes the lessons learned from the nine pilot site visits that were performed to review early implementation of the maintenance rule using the draft NRC Maintenance Inspection Procedure. Licensees followed NUMARC 93-01, ''Industry Guideline for Monitoring the Effectiveness of Maintenance at Nuclear Power Plants.'' In general, the licensees were thorough in determining which structures, systems, and components (SSCS) were within the scope of the maintenance rule at each site. The use of an expert panel was an appropriate and practical method of determining which SSCs are risk significant. When setting goals, all licensees considered safety but many licensees did not consider operating experience throughout the industry. Although required to do so, licensees were not monitoring at the system or train level the performance or condition for some systems used in standby service but not significant to risk. Most licensees had not established adequate monitoring of structures under the rule. Licensees established reasonable plans for doing periodic evaluations, balancing unavailability and reliability, and assessing the effect of taking equipment out of service for maintenance. However, these plans were not evaluated because they had not been fully implemented at the time of the site visits

  14. 77 FR 3640 - Withdrawal of Proposed Rule and Closure of Petition for Rulemaking: Organization of Agreement...

    Science.gov (United States)

    2012-01-25

    ...) Offering manufacturers and distributors a Master Materials License or a single licensing mechanism that... planning to look at any modifications that the Agreement States make in response to this compatibility... provide timely repairs, which could affect production at plants that rely on generally-licensed devices...

  15. 77 FR 5073 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-02-01

    ... Trading of PHLX FOREX Options\\TM\\ January 26, 2012. Pursuant to Section 19(b)(1) of the Securities... new Phlx Rules 1000C (Applicability of Rule 1000C Series-- PHLX FOREX Options\\TM\\) \\3\\; Rule 1001C (Definitions--PHLX FOREX Options); Rule 1002C (Series of PHLX FOREX Options Open for Trading); Rule 1003C...

  16. Design verification for large reprocessing plants (Proposed procedures)

    International Nuclear Information System (INIS)

    Rolandi, G.

    1988-07-01

    In the 1990s, four large commercial reprocessing plants will progressively come into operation: If an effective and efficient safeguards system is to be applied to these large and complex plants, several important factors have to be considered. One of these factors, addressed in the present report, concerns plant design verification. Design verification provides an overall assurance on plant measurement data. To this end design verification, although limited to the safeguards aspects of the plant, must be a systematic activity, which starts during the design phase, continues during the construction phase and is particularly performed during the various steps of the plant's commissioning phase. The detailed procedures for design information verification on commercial reprocessing plants must be defined within the frame of the general provisions set forth in INFCIRC/153 for any type of safeguards related activities and specifically for design verification. The present report is intended as a preliminary contribution on a purely technical level, and focusses on the problems within the Agency. For the purpose of the present study the most complex case was assumed: i.e. a safeguards system based on conventional materials accountancy, accompanied both by special input and output verification and by some form of near-real-time accountancy involving in-process inventory taking, based on authenticated operator's measurement data. C/S measures are also foreseen, where necessary to supplement the accountancy data. A complete ''design verification'' strategy comprehends: informing the Agency of any changes in the plant system which are defined as ''safeguards relevant''; ''reverifying by the Agency upon receiving notice from the Operator on any changes, on ''design information''. 13 refs

  17. Up in smoke: regulatory immortality for 'grandfathered' power plants under the NSR rule changes

    Energy Technology Data Exchange (ETDEWEB)

    Conrad G. Schneider [Clean Air Task Force (USA)

    2004-01-01

    The US New Source Review (NSR) program requires power plant owners to install modern pollution control whenever they upgrade their plants in a way that will cause more pollution. The Clean Air Task Force and other environmental organizations and dozens of states and municipalities have challenged changes to the NSR rule change exempting grandfathered power plants under certain conditions. The author discussed this legislation and whether the Clear Skies Act will be effective. 9 refs.

  18. Guiding rules for development of intelligent monitoring system of nuclear power plants

    International Nuclear Information System (INIS)

    Kitamura, M.; Furukawa, H.; Kozma, R.; Washio, T.

    1996-01-01

    General frameworks and major component techniques for intelligent monitoring of nuclear power plants are presented. The key concept, diversity-based design, is to provide advisory information through consensus of multiple agents, each performing operational decision-making by focusing on mutually different information obtained from the plant. The multi-agent design scheme allows to attain high credibility and tolerance against sensor failure in fault detection and causal reasoning. The advantage of the proposed scheme realized by multiple neural networks was clearly demonstrated through numerical experiments with anomalies in a pressurized water reactor. Relevant techniques are also introduced for diagnostic information evaluation in specified symptoms, and for remedial procedure synthesis. A new architecture for future implementation of the proposed scheme, worm-type multi-agent system, is also proposed as a promising candidate. (author)

  19. Net modelling of energy mix among European Countries: A proposal for ruling new scenarios

    International Nuclear Information System (INIS)

    Dassisti, M.; Carnimeo, L.

    2012-01-01

    European energy policy pursues the objective of a sustainable, competitive and secure supply of energy. In 2007, the European Commission adopted an energy policy for Europe, which was supported by several documents on different aspects of energy and included an action plan to meet the major energy challenges Europe has to face. A farsighted diversified yearly mix of energies was suggested to countries, aiming at increasing security of supply and efficiency, but a wide and contemporary view of energy interchanges between states was not available. In a previous work of the same authors, energy import/export interchanges between European States were used to develop a geographic overview at one-glance. In this paper, the enhanced Interchange Energy Network (IEN) is investigated from a modelling point of view, as a Small-World Net, by supposing that connections can exist between States with a probability depending also on economic/political relations between countries. -- Highlights: ► Different view of the imports and exports of electric energy flows between European for potential use in ruling exchanges. ► Panel data from 1996 to 2008 as part of a network of exchanges was considered from Eurostat official database. ► The European import/export energy flows modelled as a network with Small-World phenomena, interpreting the evolution over the years. ► Interesting behavioural features as outcome derived, as shown for the case example of the Germany.

  20. Oil drilling rig diesel power-plant fuel efficiency improvement potentials through rule-based generator scheduling and utilization of battery energy storage system

    International Nuclear Information System (INIS)

    Pavković, Danijel; Sedić, Almir; Guzović, Zvonimir

    2016-01-01

    Highlights: • Isolated oil drilling rig microgrid power flows are analyzed over 30 days. • Rule-based diesel generator scheduling is proposed to reduce fuel consumption. • A battery energy storage is parameterized and used for peak load leveling. • The effectiveness of proposed hybrid microgrid is verified by simulations. • Return-of-investment might be expected within 20% of battery system lifetime. - Abstract: This paper presents the development of a rule-based energy management control strategy suitable for isolated diesel power-plants equipped with a battery energy storage system for peak load shaving. The proposed control strategy includes the generator scheduling strategy and peak load leveling scheme based on current microgrid active and reactive power requirements. In order to investigate the potentials for fuel expenditure reduction, 30 days-worth of microgrid power flow data has been collected on an isolated land-based oil drilling rig powered by a diesel generator power-plant, characterized by highly-variable active and reactive load profiles due to intermittent engagements and disengagements of high-power electric machinery such as top-drive, draw-works and mud-pump motors. The analysis has indicated that by avoiding the low-power operation of individual generators and by providing the peak power requirements (peak shaving) from a dedicated energy storage system, the power-plant fuel efficiency may be notably improved. An averaged power flow simulation model has been built, comprising the proposed rule-based power flow control strategy and the averaged model of a suitably sized battery energy storage system equipped with grid-tied power converter and state-of-charge control system. The effectiveness of the proposed rule-based strategy has been evaluated by means of computer simulation analysis based on drilling rig microgrid active and reactive power data recorded during the 30 day period. The analysis has indicated that fuel consumption of

  1. 75 FR 7985 - Blueberry Promotion, Research, and Information Order; Withdrawal of a Proposed Rule

    Science.gov (United States)

    2010-02-23

    ..., advertising, and promotion of highbush blueberries in the marketplace. The Council recommended increasing the...-09-0021; FV-09-704] Blueberry Promotion, Research, and Information Order; Withdrawal of a Proposed... amend the Blueberry Promotion, Research, and Information Order (Order) by increasing the assessment rate...

  2. 75 FR 2572 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-01-15

    ... Exchange proposes to amend its Schedule of Fees and Charges to implement new royalty fees associated with... Schedule'') to implement new royalty fees associated with Nasdaq 100 Index Options (``NDX'') and Mini-NDX Options (``MNX''). On January 4, 2010, the current royalty fee of $0.16 for MNX and NDX contracts will...

  3. 75 FR 77928 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-12-14

    ... code ``F'', and will not include Royalty Fees, which are pass-through fees whose purpose is to cover..., Inc. Amending Its Fee Schedule December 8, 2010. Pursuant to Section 19(b)(1) of the Securities... proposes to amend its Fee Schedule (the ``Schedule''). While changes to the Schedule pursuant to this...

  4. 75 FR 168 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Amending...

    Science.gov (United States)

    2010-01-04

    ... lower the minimum component stock weight requirement from 90% to 70% of the weight of the underlying... component stock trading volumes are determined on a global basis. Finally, as an option for meeting the... minimize potential manipulation. The Commission also believes that the proposed use of minimum notional...

  5. 76 FR 26777 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-05-09

    ...) System Event Messages (e.g., start of messages, start of system hours, start of quoting, start of opening... assignments, to take advantage of the proposed $500 cap and thereby limit costs. \\11\\ Typically, a smaller... organization an opportunity to take advantage of a fee cap, similar to a larger member organization, given that...

  6. 76 FR 36892 - Proposed Extension of Part 4 of the Commission's Rules Regarding Outage Reporting to...

    Science.gov (United States)

    2011-06-23

    ...: None. Title: Communications Outage Reporting for Interconnected Voice over Internet Protocol Service.... Type of Review: New collection. Respondents: Businesses (Interconnected Voice over Internet Protocol... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 4 [PS Docket No. 11-82; FCC 11-74] Proposed...

  7. 75 FR 16543 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-04-01

    ... making this rate change the Exchange seeks to remain competitive with other markets that often charge a higher rate. In proposing this new rate, NYSE Amex also seeks to adopt industry practice which sets the electronic broker dealer rate at a level slightly higher than the manual broker dealer charge. The pricing...

  8. 75 FR 70665 - Proposed Significant New Use Rule for Cobalt Lithium Manganese Nickel Oxide

    Science.gov (United States)

    2010-11-18

    .... Attention: Docket ID Number EPA-HQ-OPPT-2009-0922. The DCO is open from 8 a.m. to 4 p.m., Monday through... respirators unless actual measurements of the workplace air show that air-borne concentrations of the PMN...; requires establishment of a hazard communication program; and prohibits releases to water. The proposed...

  9. 76 FR 33686 - Proposed Extension of Part 4 of the Commission's Rules Regarding Outage Reporting to...

    Science.gov (United States)

    2011-06-09

    ... failure of core routers, network servers, SIP proxy servers, Serving General Packet Radio Service (GPRS..., Exchange Point, core router, root name server, ISP-operated DNS server, or DHCP server) that it owns... Commission. ACTION: Notice of proposed rulemaking. SUMMARY: The purpose of this document is to seek comment...

  10. 75 FR 38574 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-07-02

    ... any ``against'' votes if that option were to be made available on the proxy card) must immediately... with contested elections for directors. Under the proposed amendment to the Bylaws, the proxy card... counted as a vote cast either ``for'' or ``against'' such director's election). In the event that any...

  11. 75 FR 2176 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-01-14

    ... Stock Exchange LLC To Modify the Liquidity Credits Paid to Supplemental Liquidity Providers January 7... The Exchange proposes to amend its schedule of credits paid to Supplemental Liquidity Providers... with a trading price of $1.00 or more and (ii) to establish a liquidity credit for transactions in...

  12. Systematic organization of medicinal plant information: a monograph template proposal

    Directory of Open Access Journals (Sweden)

    Ana C.B. Carvalho

    Full Text Available The use of medicinal plants in Brazil is widespread and is supported by public policies; it has the objective of providing the population with safe and effective herbal medicines of adequate quality. An action in these policies is to develop medicinal plant monographs to gather published information and decide which medicinal plants should be financed by the Brazilian government and distributed by the public health system. Currently, the monographs published worldwide do not present unified information regarding medicinal plants, and generally, they do not cover enough requirements for herbal medicine registration. The aim of this study is to develop a monograph model with standardized information not only about botany, agronomy, quality control, safety, and efficacy but also about relating regulatory aspects that support herbal medicine regulation. The development of standardized monographs favors the fast authorization and distribution of herbal medicines in the public system. The model also points out the lacking studies that should be carried out to supplement the necessary regulatory information of medicinal plants.

  13. Experiences and plot application of maintenance rule for nuclear power plant in Korea

    International Nuclear Information System (INIS)

    Choi, Kwang Hee; Seo, Mi Ro; Kim, Myung Ki; Yoo, Sung Soo

    2007-01-01

    In order to enhance the effectiveness of maintenance, Korea lunched two pilot project to implement the Maintenance Rule(MR) program similar to that of USA. One for the pilot program is Ulchin units 3 and 4, Korean standardized nuclear power(KSNP) Plant, which was started in October 2003 and finished in September 2006. The other program is for Kori units 3 and 4, Westinghouse type plants, which was stared in April 2004 and completed in September 2006. MR processes consists of 'scope determination', 'safety significance determination', 'performance criteria development', 'performance monitoring' and 'disposition process between enforcement monitoring and routine monitoring'. At each process, we gave a expert panel to review output of each process and make a justification on the output. these expert panels meeting made much of technical discussions and decisions of major products on each process. In addition, Maintenance effectiveness and Target observation system(MENTOS) was developed to manage MR implementation, of which data is automatically imported from Enterprise Resource Program(ERP), and outputs are exported to ERP and the final results are shown in ERP screen. In this paper, major results and experiences gained from each application process at Ulchin 3,4 nuclear power plants were introduced

  14. 78 FR 26747 - Oglethorpe Power Corporation: Proposed Biomass Power Plant

    Science.gov (United States)

    2013-05-08

    ... Decision. SUMMARY: The Rural Utilities Service (RUS) has issued a Record of Decision (ROD) for the.... Accordingly, comments submitted in the EIS process also informed RUS's decision making in the Section 106... Oglethorpe for RUS financing to construct the 100 megawatt (MW) biomass plant and related facilities...

  15. Safety rule of the KTA. Alarm system, staff locator systems, and internal and external communication lines of nuclear power plants. Pt. 1

    International Nuclear Information System (INIS)

    1977-01-01

    This rule aims at stipulating the requirements on type and extent of communication means for personnel within the nuclear power plant, and from the nuclear power plant to the outside. Requirements on design, construction, operating equipment, and alarm and locator system tests for nuclear power plants are defined. The rule applies to stationary nuclear power plants with one power station unit, but not to facilities of process control, radiation protection control, fire protection control, environmental control, and plant security. (orig./HP) [de

  16. 77 FR 13668 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2012-03-07

    ... Rule 604(h) that is being moved to new Rule 613. Accordingly, trading floor personnel will continue to... Supervisor, or ``SU,'' if applicable. This provision is being moved, unchanged, in its entirety to new Rule... to finders,\\36\\ and is being moved to Rule 614(b), without change. \\36\\ This provision is identical...

  17. New technical knowledge to be implemented to the revision of rules on pipe wall thinning management for PWR Plants. 2006 edition

    International Nuclear Information System (INIS)

    Hirai, Junya; Amano, Yoichi; Nakamura, Takao

    2013-01-01

    Rules for PWR plant pipe wall thinning management were formulated by the Japan Society of Mechanical Engineers in 2006. Since then thinning management of Japanese PWR plants has been carried out based on this rule. Pipe wall thinning phenomena to be dealt with in this rule have been identified in many piping components of power plants. New technical knowledge has been accumulated since the issuance of 2006 edition. We have formulated these knowledge and information about the thinning phenomena in PWR power plants. Given the history of application of this rule, we have to make our best effort to carry out a study of latest technical knowledge and implement them to the revision of rule and improve pipe wall thinning management. This paper summarizes the new technical knowledge and basis to be implemented to the revision of rules on pipe wall thinning management for PWR plants in Japan. (author)

  18. New requirements, rules and regulations, and vested rights of nuclear power plants

    International Nuclear Information System (INIS)

    Raetzke, C.

    2006-01-01

    The article deals with the question whether new requirements can be imposed on existing nuclear power plants. It was promoted by the fact that the German Federal Ministry for the Environment currently is working on a thorough revision of German nuclear regulations. When looking at backfitting requirements, the all-important question is whether new findings show that the provisions taken in the license to guarantee the 'necessary precautions' (as defined in the German Atomic Energy Act) contain errors or omissions; only in this case can the authority demand that remedial measures, including backfitting, be taken. Beyond that, German nuclear law contains no obligation for operators to improve and develop safety still further. This applies regardless of whether new requirements are justified by new technical possibilities or new scientific analyses or whether they are prompted by a mere abstract re-evaluation of the safety level to be achieved. In the former case, if there are good technical or scientific reasons, the operators, as a rule, will perform backfitting voluntarily. Pursuant to these criteria, the article covers three categories of backfitting requirements and illustrates them by examples. These general principles are also valid when a new set of regulations - as planned by the BMU - are put into effect and applied. They may lead to existing plants not having to comply fully with the requirements contained in new regulations. (orig.)

  19. Microscopic processes ruling the bioavailability of Zn to roots of Euphorbia pithyusa L. pioneer plant.

    Science.gov (United States)

    Medas, Daniela; De Giudici, Giovanni; Casu, Maria Antonietta; Musu, Elodia; Gianoncelli, Alessandra; Iadecola, Antonella; Meneghini, Carlo; Tamburini, Elena; Sprocati, Anna Rosa; Turnau, Katarzyna; Lattanzi, Pierfranco

    2015-02-03

    Euphorbia pithyusa L. was used in a plant growth-promoting assisted field trial experiment. To unravel the microscopic processes at the interface, thin slices of E. pithyusa roots were investigated by micro-X-ray fluorescence mapping. Roots and rhizosphere materials were examined by X-ray absorption spectroscopy at the Zn K-edge, X-ray diffraction, and scanning electron microscopy. Results indicate some features common to all the investigated samples. (i) In the rhizosphere of E. pithyusa, Zn was found to exist in different phases. (ii) Si and Al are mainly concentrated in a rim at the epidermis of the roots. (iii) Zn is mostly stored in root epidermis and does not appear to be coordinated to organic molecules but mainly occurs in mineral phases such as Zn silicates. We interpreted that roots of E. pithyusa significantly promote mineral evolution in the rhizosphere. Concomitantly, the plant uses Si and Al extracted by soil minerals to build a biomineralization rim, which can capture Zn. This Zn silicate biomineralization has relevant implications for phytoremediation techniques and for further biotechnology development, which can be better designed and developed after specific knowledge of molecular processes ruling mineral evolution and biomineralization processes has been gained.

  20. Economic analysis of the proposed rule to prevent arrival of new genetic strains of the rust fungus Puccinia psidii in Hawai'i.

    Science.gov (United States)

    Burnett, Kimberly; D'Evelyn, Sean; Loope, Lloyd; Wada, Christopher A.

    2012-01-01

    Since its first documented introduction to Hawai‘i in 2005, the rust fungus P. psidii has already severely damaged Syzygium jambos (Indian rose apple) trees and the federally endangered Eugenia koolauensis (nioi). Fortunately, the particular strain has yet to cause serious damage to ‘ōhi‘a, which comprises roughly 80% of the state’s native forests and covers 400,000 ha. Although the rust has affected less than 5% of Hawaii’s ‘ōhi‘a trees thus far, the introduction of more virulent strains and the genetic evolution of the current strain are still possible. Since the primary pathway of introduction is Myrtaceae plant material imported from outside the state, potential damage to ‘ohi‘a can be minimized by regulating those high-risk imports. We discuss the economic impact on the state’s florist, nursery, landscaping, and forest plantation industries of a proposed rule that would ban the import of non-seed Myrtaceae plant material and require a one-year quarantine of seeds. Our analysis suggests that the benefits to the forest plantation industry of a complete ban on non-seed material would likely outweigh the costs to other affected sectors, even without considering the reduction in risk to ‘ōhi‘a. Incorporating the value of ‘ōhi‘a protection would further increase the benefit-cost ratio in favor of an import ban.

  1. Responding to the 2015 CMS Proposed Rule Changes for LTC Facilities: A Call to Redouble Efforts to Prepare Students and Practitioners for Nursing Homes.

    Science.gov (United States)

    Bern-Klug, Mercedes; Connolly, Robert; Downes, Deirdre; Galambos, Colleen; Kusmaul, Nancy; Kane, Rosalie; Hector, Paige; Beaulieu, Elise

    2016-01-01

    In July of 2015, the Federal Register published for public comment proposed rule changes for nursing homes certified to receive Medicare and/or Medicaid. If the final rules are similar to the proposed rules, they will represent the largest change in federal rules governing nursing homes since the Nursing Home Reform Act which was part of OBRA 1987. The proposed changes have the potential to enhance the quality of care and quality of life of nursing home residents. Many of the proposed changes would directly affect the practice of social work and would likely expand the role for nursing home social workers. This article discusses the role that members of the National Nursing Home Social Work Network (NNHSW Network) played in developing and submitting a response to CMS. The article provides the context for the publication of the proposed rules, describes the process used by the NNHSW Network to develop and build support for comments on these rules, and also includes the actual comments submitted to CMS. Social work education programs and continuing education programs throughout the country will continue to have an important role to play in helping to prepare social work students and practitioners for a career in long-term care.

  2. 78 FR 31498 - Endangered and Threatened Wildlife and Plants; Proposed Threatened Status for Leavenworthia...

    Science.gov (United States)

    2013-05-24

    ... habitat quality as the character of the area changed from rural to residential. Of those 37 occurrences... make a determination on our proposal within 1 year. Critical habitat shall be designated, to the... revisions of critical habitat can only be completed by issuing a rule. Elsewhere in today's Federal Register...

  3. 75 FR 61871 - Endangered and Threatened Wildlife and Plants; Proposed Listing Determinations for Three Distinct...

    Science.gov (United States)

    2010-10-06

    ... Atlantic sturgeon habitat, Niklitschek and Secor (2005) found that a 1 [deg]C increase of water temperature... Word, Excel, WordPerfect, or Adobe PDF file formats only. The proposed rule, status review report, and... Atlantic sturgeon under the ESA. We published a Notice of 90-Day Finding on January 6, 2010 (75 FR 838...

  4. 78 FR 48522 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-08-08

    ... systems and would reduce the systemic and administrative burdens on market participants by avoiding the... Arca rules rather than having the Exchange enforce NYSE Arca rules. In sum, the Exchange believes that...

  5. 78 FR 48513 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Adopt...

    Science.gov (United States)

    2013-08-08

    ... reduce the systemic and administrative burdens on market participants by avoiding the need for... enforce NYSE Arca rules, as the NYSE would do under its current rule. In sum, the Exchange believes that...

  6. 78 FR 72968 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-12-04

    ... Capital Commitment Schedule (``CCS'') interest; (3) NYSE Rule 70.25 to permit d-Quotes to be designated... that MPL Orders may interact with CCS interest; (3) NYSE Rule 70.25 to permit d- Quotes to be... the CCS pursuant to Rule 1000 would not be permitted to be designated as MPL Orders. The CCS is a...

  7. 77 FR 24236 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2012-04-23

    ... Rule 107B To Add a Class of Supplemental Liquidity Providers That Are Registered as Market Makers at... Equities Rule 107B to add a class of Supplemental Liquidity Providers (``SLP'') that are registered as... encourage participants to quote more often and to add displayed liquidity to the market. Thus, Rule 107B(a...

  8. The Proposed Tiebreaker Rule in OECD/G20 BEPS Action 6: A Critical Examination of the Possible Motives and Means, and a Potential Alternative

    NARCIS (Netherlands)

    Sanghavi, Dhruv

    2016-01-01

    In this article, the author critically examines the proposed tiebreaker rule in the OECD’s Final Report on Action 6 of the Base Erosion and Profit Shifting (BEPS) project, and the motives behind the proposal. The author concludes by suggesting an alternative, which he argues is a more effective

  9. 75 FR 8621 - Endangered and Threatened Wildlife and Plants; Withdrawal of Proposed Rule To List the...

    Science.gov (United States)

    2010-02-25

    ... DEPARTMENT OF THE INTERIOR Fish and Wildlife Service 50 CFR Part 17 [Docket No. FWS-R1-ES-2008... Cutthroat Trout (Oncorhynchus clarki clarki) as Threatened AGENCY: Fish and Wildlife Service, Interior... River, an acoustic-tagged coastal cutthroat trout from a study by Zydlewski et al. (2008, p. 34) was...

  10. 75 FR 54561 - Endangered and Threatened Wildlife and Plants; Proposed Rule To List the Ozark Hellbender...

    Science.gov (United States)

    2010-09-08

    ... Consolidated 2002 Missouri (303(d)) list of impaired waters for organic wastes (fecal coliform). Likely sources... gravel mining, sedimentation, nutrient runoff, and nest site disturbance from recreational uses of the... plateau, water is contaminated by nutrients from increased human waste (in part due to rapid urbanization...

  11. Proposed Synthetic Minor NSR Permit: Red Cedar Gathering Company - Arkansas Loop and Simpson Treating Plants

    Science.gov (United States)

    Proposed synthetic minor NSR permit, public notice bulletin, and administrative permit docket for the Red Cedar Gathering Company, Arkansas Loop and Simpson Treating Plants, located on the Southern Ute Indian Reservation in Colorado.

  12. Staff analysis of public comments on proposed rule 10 CFR Part 60, Disposal of High-Level Radioactive Wastes in Geologic Repositories

    International Nuclear Information System (INIS)

    1983-12-01

    On February 25, 1981, the Nuclear Regulatory Commission published rules which establish procedures for the licensing of geologic disposal, by the US Department of Energy, of high-level radioactive wastes. On July 8, 1981, proposed technical criteria which would be used in the evaluation of license applications under those procedural rules were published in the Federal Register. The Commission received 93 comment letters on the proposed technical criteria, 89 of which were received in time for the Commission to consider in preparing the final technical criteria which were published on June 21, 1983. This document presents a detailed analysis of the comments received on the proposed rule by the Commission's staff and also contains the Rationale for the Performance Objectives of 10 CFR Part 60

  13. 77 FR 829 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-01-06

    ..., China, Colombia, Czech Republic, Egypt, Hungary, India, Indonesia, Korea, Malaysia, Mexico, Morocco... responsibilities under Rule 1025, who is not exercising the discretionary authority. Surveillance and Capacity The...

  14. 76 FR 8388 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List...

    Science.gov (United States)

    2011-02-14

    .... The Bank of New York Mellon Corporation is the administrator, Fund accountant, transfer agent and... policies, distributions and taxes, availability of information, trading rules and halts, and surveillance...

  15. Applicability of the proposed evaluation method for social infrastructures to nuclear power plants

    International Nuclear Information System (INIS)

    Ichimura, Tomiyasu

    2015-01-01

    This study proposes an evaluation method for social infrastructures, and verifies the applicability of the proposed evaluation method to social infrastructures by applying it to nuclear power plants, which belong to social infrastructures. In the proposed evaluation method for social infrastructures, the authors chose four evaluation viewpoints and proposed common evaluation standards for the evaluation indexes obtained from each viewpoint. By applying this system to the evaluation of nuclear power plants, the evaluation index examples were obtained from the evaluation viewpoints. Furthermore, when the level of the common evaluation standards of the proposed evaluation method was applied to the evaluation of the activities of nuclear power plants based on the regulations, it was confirmed that these activities are at the highest level. Through this application validation, it was clarified that the proposed evaluation method for social infrastructures had certain effectiveness. The four evaluation viewpoints are 'service,' 'environment,' 'action factor,' and 'operation and management.' Part of the application examples to a nuclear power plant are as follows: (1) in the viewpoint of service: the operation rate of the power plant, and operation costs, and (2) in the viewpoint of environment: external influence related to nuclear waste and radioactivity, and external effect related to cooling water. (A.O.)

  16. Procedures and actions proposed in Belgium to improve the preparedness of the nuclear power plants in case of earthquakes

    International Nuclear Information System (INIS)

    Renard, J.D.; Lafaille, J.P.

    2001-01-01

    In Belgium, an evaluation has been made on the actions and decisions to be taken after the occurrence of an earthquake which is felt in a nuclear power plant. Initially, the procedures recommended to stop the plant if the earthquake was above a certain level (OBE or S2 earthquake) or if some damage due to the earthquake was observed. No more details were given on the level of damage and its influence on the safety of the plant, as well as on the damaging potential of the earthquake. No indications were given to the operator on the type and the most likely location of the damage that he could observe after an earthquake. No priorities were given to the operator on the specific immediate actions to be taken in case of earthquake, in addition to the measures dictated by the safety rules. Moreover, if the decision was taken to stop the plant, no instructions were given about a verification of the readiness of the plant for a shut-down. No criteria were given to the operator to allow him to restart the plant when it had been stopped, in case of damage not affecting the safety of the plant. To answer these questions, it was decided to adapt the EPRI recommendations to the Belgian nuclear practice. This paper describes the procedures that were recommended by the authors to the Belgian utility for the immediate and restart actions after an earthquake, as well as the long term evaluations to be made to give the assurance that the plant is ready again to sustain a SSE or S1 earthquake. The authors have supplemented these procedures by a walk-down and a screening of the files of seismic evaluation of the equipment in order to set up a list of the most earthquake sensitive representative equipment and the associated locations. To enable the implementation of these procedures, it was necessary to replace the obsolete seismic instrumentation as well as to propose more realistic criteria to decide whether the observed earthquake was more severe than the reference earthquake (OBE

  17. 77 FR 51088 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-08-23

    ... Forex Options can be found at Rule 1000C et seq. Rules applicable to Treasury security options are being... databases providing bond information, including information regarding the listing and/or trading location of... of options on foreign exchange (``forex'') currencies (``PHLX FOREX options'').\\15\\ In 2010 and 2011...

  18. 77 FR 39554 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-07-03

    ... later date at a fixed price. The Fund may not (i) with respect to 75% of its total assets, purchase... security. The Fund will not purchase illiquid securities, including Rule 144A securities and loan... 204A-1 under the Advisers Act relating to codes of ethics. This Rule requires investment advisers to...

  19. 78 FR 12125 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-02-21

    ... Services, Energy, Financials, Healthcare, Industrials, Technology, Telecommunications Services, and... \\3\\ requires, among other things, that the rules of a clearing agency be designed to promote the... the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or Send an email to...

  20. 77 FR 42780 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-07-20

    ... the current intervals, this would result in a 105-100 put spread costing approximately $3.50. However... 1101A. \\22\\ The STO opening process is set forth in Commentary 11 to Rule 1012 and Rule 1101A(b)(vi... as conformity of the relevant non-STO process, to provide investors with better weekly option choices...

  1. 75 FR 78320 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2010-12-15

    ... Complex Order Strategy in Rule 1080.08(a)(ii), but fits better in the definition of Complex Order. \\9...), the Exchange is also revising the definition of Complex Order Strategy, in addition to moving the pricing language, as explained above, to expressly state in the rule that each such strategy is assigned a...

  2. 78 FR 26096 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2013-05-03

    ... reflect what can be traded on the floor. The order types that are handled and executed automatically by... legs. The Commission believes that such automation may benefit the Exchange, its members and users, and... types in the rule reflect what can be traded on the floor. The Exchange is also amending Rule 1080...

  3. 77 FR 39288 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2012-07-02

    ... (i) ``ATP Holders,'' as that term is defined in Rule 900.2NY(5); (ii) Sponsored Participants, as that term is defined in Rule 900.2NY(77); and (iii) non-ATP Holder broker-dealers and vendors that request... change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory...

  4. 77 FR 76121 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2012-12-26

    ... well as other factors that influence exchange rates such as flows, market technical trends, and... Foreign Currency Strategy Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 December 19, 2012... following under NYSE Arca Equities Rule 8.600 (``Managed Fund Shares''): PIMCO Foreign Currency Strategy...

  5. 77 FR 32161 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-05-31

    ..., forward contracts, swap contracts, the purchase of securities on a when-issued or delayed delivery basis... be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable... provisions of Rule 204A-1 under the Advisers Act relating to codes of ethics. This Rule requires investment...

  6. 77 FR 44291 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-07-27

    ... Equities Rule 5.2(j)(3), the Exchange's listing standards for Investment Company Units (``Units''). The... assets (plus the amount of any borrowings for investment purposes) in common stocks included in the Index...) under the Exchange Act, shall be NMS Stocks as defined in Rule 600 of Regulation NMS under the Exchange...

  7. 75 FR 15475 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Minor Rule...

    Science.gov (United States)

    2010-03-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61752; File No. 4-594] Self-Regulatory... Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization promptly file notice... Commission adopted amendments to paragraph (c) of Rule 19d-1 to allow self-regulatory organizations (``SROs...

  8. 75 FR 58011 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Minor Rule...

    Science.gov (United States)

    2010-09-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62924; File No. 10-198] Self-Regulatory... subject to the provisions of Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self-regulatory organization... 240.19d-1(c)(1). \\4\\ The Commission adopted amendments to paragraph (c) of Rule 19d-1 to allow self...

  9. 75 FR 15471 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Minor Rule...

    Science.gov (United States)

    2010-03-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61753; File No. 4-595] Self-Regulatory... Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization promptly file notice... Commission adopted amendments to paragraph (c) of Rule 19d-1 to allow self-regulatory organizations (``SROs...

  10. 77 FR 44302 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-07-27

    ... Concerning Rule 611 and Rule 610 of Regulation NMS,'' FAQ 3.23 ``Agency Block Transactions with Non-Trade... communications with personnel of the broker-dealer or through direct communications between the parties of the.... If there is crowd and/or DMM interest in response to the Floor Broker's verbal announcement of the...

  11. Situation-assessment and decision-aid production-rule analysis system for nuclear plant monitoring and emergency preparedness

    International Nuclear Information System (INIS)

    Gvillo, D.; Ragheb, M.; Parker, M.; Swartz, S.

    1987-01-01

    A Production-Rule Analysis System is developed for Nuclear Plant Monitoring. The signals generated by the Zion-1 Plant are considered. A Situation-Assessment and Decision-Aid capability is provided for monitoring the integrity of the Plant Radiation, the Reactor Coolant, the Fuel Clad, and the Containment Systems. A total of 41 signals are currently fed as facts to an Inference Engine functioning in the backward-chaining mode and built along the same structure as the E-Mycin system. The Goal-Tree constituting the Knowledge Base was generated using a representation in the form of Fault Trees deduced from plant procedures information. The system is constructed in support of the Data Analysis and Emergency Preparedness tasks at the Illinois Radiological Emergency Assessment Center (REAC)

  12. Situation-Assessment And Decision-Aid Production-Rule Analysis System For Nuclear Plant Monitoring And Emergency Preparedness

    Science.gov (United States)

    Gvillo, D.; Ragheb, M.; Parker, M.; Swartz, S.

    1987-05-01

    A Production-Rule Analysis System is developed for Nuclear Plant Monitoring. The signals generated by the Zion-1 Plant are considered. A Situation-Assessment and Decision-Aid capability is provided for monitoring the integrity of the Plant Radiation, the Reactor Coolant, the Fuel Clad, and the Containment Systems. A total of 41 signals are currently fed as facts to an Inference Engine functioning in the backward-chaining mode and built along the same structure as the E-Mycin system. The Goal-Tree constituting the Knowledge Base was generated using a representation in the form of Fault Trees deduced from plant procedures information. The system is constructed in support of the Data Analysis and Emergency Preparedness tasks at the Illinois Radiological Emergency Assessment Center (REAC).

  13. A proposal for safety design philosophy of HTGR for coupling hydrogen production plant

    International Nuclear Information System (INIS)

    Sato, Hiroyuki; Ohashi, Hirofumi; Tazawa, Yujiro; Imai, Yoshiyuki; Nakagawa, Shigeaki; Tachibana, Yukio; Kunitomi, Kazuhiko

    2013-06-01

    Japan Atomic Energy Agency (JAEA) has been conducting research and development for hydrogen production utilizing heat from High Temperature Gas-cooled Reactors (HTGRs). Towards the realization of nuclear hydrogen production, coupled hydrogen production plants should not be treated as an extension of a nuclear plant in order to open the door for the entry of non-nuclear industries as well as assuring reactor safety against postulated abnormal events initiated in the hydrogen production plants. Since hydrogen production plant utilizing nuclear heat has never been built in the world, little attention has been given to the establishment of a safety design for such system including the High Temperature engineering Test Reactor (HTTR). In the present study, requirements in order to design, construct and operate hydrogen production plants under conventional chemical plant standards are identified. In addition, design considerations for safety design of nuclear facility are suggested. Furthermore, feasibility of proposed safety design and design considerations are evaluated. (author)

  14. The new proposal for harmonised rules for the online sales of tangible goods: conformity, lack of conformity and remedies: in-depth analysis

    NARCIS (Netherlands)

    Smits, Jan

    2016-01-01

    Upon request by the JURI Committee, this paper evaluates the European Commission proposal of 9 December 2015 harmonizing certain civil law contractual rules for Online Shopping. The directive's approach concerning conformity, lack of conformity and remedies is analized. It also examines the question

  15. 77 FR 23532 - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of a Proposed Rule Change...

    Science.gov (United States)

    2012-04-19

    ...-case basis, formal disciplinary action for any particular violation. Therefore, the Commission believes... by-case basis, of whether a violation requires formal disciplinary action under NYSE Amex Rule 476... governs disciplinary proceedings involving charges against members, member organizations, principal...

  16. 75 FR 51509 - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the NASDAQ Stock...

    Science.gov (United States)

    2010-08-20

    ... necessary to have a Professional designation rule as is commonplace in the industry, particularly where NOS... number over a calendar month will prevent gaming of the 390 order threshold.\\25\\ \\23\\ 390 orders is equal...

  17. 75 FR 51107 - Notice of Proposed Supplementary Rules for Public Lands in Routt County, CO: Emerald Mountain...

    Science.gov (United States)

    2010-08-18

    ... destination recreation-tourism market strategy. The strategy targets Steamboat Springs area visitors... concerns regarding traditional or religious cultural properties in the Emerald Mountain Special Recreation Management Area. These supplementary rules would not affect Indian land, resources, or religious rights...

  18. 78 FR 40531 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2013-07-05

    ... Products'' to incentivize competitive and aggressive quoting by market makers registered with the Exchange... market transactions in [shares] do not appear to result in the abuses that Rules 101 and 102 of...

  19. 77 FR 73104 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2012-12-07

    ... number of publicly traded shares, and corporate governance standards to ensure transparency and...\\ \\4\\ See Nasdaq Rule 5000 series. \\5\\ See id. In addition to the quantitative and corporate governance...

  20. 77 FR 25003 - Self-Regulatory Organizations; NASDAQ OMX Phlx LLC; Order Approving Proposed Rule Change To Amend...

    Science.gov (United States)

    2012-04-26

    ...; review and endorsement of customer orders; final approval of advertising or sales literature for use by... and qualified, given the importance and complexity of the rules governing financial responsibility for...

  1. 78 FR 18646 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-03-27

    ... under Rule 810, or an ICC insolvency or failure to pay has occurred. In the event of a haircutting... of ICC failure or insolvency. The revisions will in particular facilitate the orderly wind-down or...

  2. 78 FR 48528 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend...

    Science.gov (United States)

    2013-08-08

    ... to and system coding for exchange systems and would reduce the systemic and administrative burdens on... the Affiliated Exchange enforce the Exchange's rules. The Exchange believes that adding NYSE MKT to...

  3. RCC-C: Design and construction rules for fuel assemblies of PWR nuclear power plants

    International Nuclear Information System (INIS)

    2015-01-01

    The RCC-C code contains all the requirements for the design, fabrication and inspection of nuclear fuel assemblies and the different types of core components (rod cluster control assemblies, burnable poison rod assemblies, primary and secondary source assemblies and thimble plug assemblies). The design, fabrication and inspection rules defined in RCC-C leverage the results of the research and development work pioneered in France, Europe and worldwide, and which have been successfully used by industry to design and build nuclear fuel assemblies and incorporate the resulting feedback. The code's scope covers: fuel system design, especially for assemblies, the fuel rod and associated core components, the characteristics to be checked for products and parts, fabrication methods and associated inspection methods. The RCC-C code is used by the operator of the PWR nuclear power plants in France as a reference when sourcing fuel from the world's top two suppliers in the PWR market, given that the French operator is the world's largest buyer of PWR fuel. Fuel for EPR projects is manufactured according to the provisions of the RCC-C code. The code is available in French and English. The 2005 edition has been translated into Chinese. Contents of the 2015 edition of the RCC-C code: Chapter 1 - General provisions: 1.1 Purpose of the RCC-C, 1.2 Definitions, 1.3 Applicable standards, 1.4 Equipment subject to the RCC-C, 1.5 Management system, 1.6 Processing of non-conformances; Chapter 2 - Description of the equipment subject to the RCC-C: 2.1 Fuel assembly, 2.2 Core components; Chapter 3 - Design: Safety functions, operating functions and environment of fuel assemblies and core components, design and safety principles; Chapter 4 - Manufacturing: 4.1 Materials and part characteristics, 4.2 Assembly requirements, 4.3 Manufacturing and inspection processes, 4.4 Inspection methods, 4.5 Certification of NDT inspectors, 4.6 Characteristics to be inspected for the

  4. Basic facts concerning the proposed nuclear power plant at Akkuyu in Turkey

    Energy Technology Data Exchange (ETDEWEB)

    NONE

    2000-07-01

    This booklet attempts to explain to non-experts the results of the preparatory studies carried out regarding proposed nuclear powe plant at Akkuyu. The information presented here has been organized in four parts;Part 1-Introduction Part 2-IAEA work in Relation to the Seismic Safety of Akkuyu(Turkey) Nuclear Power Plant Site Part 3-Seismic conditions at the Akkuyu Site Part 4-Possible Consequences of a Hypothetical Severe Accident at Akkuyu Part 5-Conclusions. 20 refs.

  5. Basic facts concerning the proposed nuclear power plant at Akkuyu in Turkey

    International Nuclear Information System (INIS)

    2000-01-01

    This booklet attempts to explain to non-experts the results of the preparatory studies carried out regarding proposed nuclear powe plant at Akkuyu. The information presented here has been organized in four parts;Part 1-Introduction Part 2-IAEA work in Relation to the Seismic Safety of Akkuyu(Turkey) Nuclear Power Plant Site Part 3-Seismic conditions at the Akkuyu Site Part 4-Possible Consequences of a Hypothetical Severe Accident at Akkuyu Part 5-Conclusions. 20 refs

  6. A proposed approach for enhancing design safety assurance of future plants

    International Nuclear Information System (INIS)

    Oh, Kyu Myeng; Ahn, Sang Kyu; Lee, Chang Ju; Kim, Inn Seock

    2010-01-01

    This paper provides various insights from a detailed review of deterministic approaches typically applied to ensure design safety of nuclear power plants (NPPs) and risk-informed approaches proposed to evaluate safety of advanced reactors such as Generation IV reactors. Also considered herein are the risk-informed safety analysis (RISA) methodology suggested by Westinghouse as a means to improve the conventional accident analysis, together with the Technology Neutral Framework recently suggested by the U.S. NRC for safety evaluation of future plants. These insights from the comparative review of deterministic and risk-informed approaches could be used in further enhancing the methodology for design safety assurance of future plants

  7. On the proposal of an intelligent support system with a cognitive architecture based on contextual modules for the operators of nuclear power plants

    International Nuclear Information System (INIS)

    Soares, Herculano Vieira; Alvarenga, Marco Antonio Bayout; Schirru, Roberto

    2007-01-01

    The operators' actions in a control room of a nuclear power plant are controlled by production rules in the emergency procedures of the operation manual. For each accident, there is a specific group of safety tasks composed of a set of specified actions. In this work we propose an intelligent support system based on a cognitive architecture composed of contextual modules, instead of functional modules. This approach consists on the determination of a task space, where we can define subspaces. In the subspaces where the set of values of the parameters is familiar, at least one of the rules in the procedural memory has its conditions completely satisfied. In this context, the proposed support system will be guided by an expert system, with a procedural memory composed of IF - THEN rules, that contains the input conditions with strict values of the parameters in the IF part, and a corresponding safety task in the THEN part. When the operator is in a situation in which the set of values of those variables falls in a non-familiar context, none of the rules in the procedural memory will have its conditions completely satisfied. In this context, it will be, then, utilized the connectionist part of the architecture, a fuzzy neural network (with radial activation functions), to classify the set of parameters and to choose a set of safety tasks applicable to the situation. The fuzzy logic provides an inference mechanism under uncertainty, while the neural network offers advantages of learning, adaptation, failure tolerance, parallelism and generalization. (author)

  8. Future CO2 emissions and electricity generation from proposed coal-fired power plants in India

    Science.gov (United States)

    Fofrich, R.; Shearer, C.; Davis, S. J.

    2017-12-01

    India represents a critical unknown in global projections of future CO2 emissions due to its growing population, industrializing economy, and large coal reserves. In this study, we assess existing and proposed construction of coal-fired power plants in India and evaluate their implications for future energy production and emissions in the country. In 2016, India had 369 coal-fired power plants under development totaling 243 gigawatts (GW) of generating capacity. These coal-fired power plants would increase India's coal-fired generating capacity by 123% and would exceed India's projected electricity demand. Therefore, India's current proposals for new coal-fired power plants would be forced to retire early or operate at very low capacity factors and/or would prevent India from meeting its goal of producing at least 40% of its power from renewable sources by 2030. In addition, future emissions from proposed coal-fired power plants would exceed India's climate commitment to reduce its 2005 emissions intensity 33% - 35% by 2030.

  9. The potential environmental impacts and the siting of proposed nuclear power plants in China

    International Nuclear Information System (INIS)

    Shi Zhongqi

    1986-01-01

    This paper reviews briefly the methodology of assessing environmental impacts from the nuclear power plants and analyses the potential radiological impacts on the environment from proposed nuclear power plants in China. Preliminary studies show that the environmental impacts of the effluents of routine release from PWRs to the proposed sites are extremely small, even if nuclear power plants are constructed either on the Bohai Sea shore with a narrow mouth or in the densely populated regions of Sunan. Thus, the suitability of sites depends mainly on the acceptability of possible exposure to the residents following postulated accidental release of radioactive materials. The paper also discusses relations between the nuclear plant siting and population distribution around the site and compares the distribution of the proposed sites in China with that of other countries sites in according to China actual situation, it is reasonable to adopt a prudent policy that the first series of nuclear power plants in China should be built in relatively low population areas

  10. Issue update: a regional settlement proposal to resolve the Washington Nuclear Plant No. 3 lawsuit

    International Nuclear Information System (INIS)

    1985-08-01

    The Bonneville Power Administration (BPA) announced on August 2, 1985, that a number of substantive changes suggested by public comment on the Washington Nuclear Plant No. 3 settlement had been agreed to in principle by BPA and four private utilities. Since that date the details of these changes have been resolved, and the proposed settlement is now being offered for public review and comment

  11. Future CO2 emissions and electricity generation from proposed coal-fired power plants in India

    Science.gov (United States)

    Shearer, Christine; Fofrich, Robert; Davis, Steven J.

    2017-04-01

    With its growing population, industrializing economy, and large coal reserves, India represents a critical unknown in global projections of future CO2 emissions. Here, we assess proposed construction of coal-fired power plants in India and evaluate their implications for future emissions and energy production in the country. As of mid-2016, 243 gigawatts (GW) of coal-fired generating capacity are under development in India, including 65 GW under construction and an additional 178 GW proposed. These under-development plants would increase the coal capacity of India's power sector by 123% and, when combined with the country's goal to produce at least 40% of its power from non-fossil sources by 2030, exceed the country's projected future electricity demand. The current proposals for new coal-fired plants could therefore either "strand" fossil energy assets (i.e., force them to retire early or else operate at very low capacity factors) and/or ensure that the goal is not met by "locking-out" new, low-carbon energy infrastructure. Similarly, future emissions from the proposed coal plants would also exceed the country's climate commitment to reduce its 2005 emissions intensity 33% to 35% by 2030, which—when combined with the commitments of all other countries—is itself not yet ambitious enough to meet the international goal of holding warming well below 2°C relative to the pre-industrial era.

  12. Exergy analysis for a proposed binary geothermal power plant in Nisyros Island, Greece

    DEFF Research Database (Denmark)

    Koroneos, Christopher; Polyzakis, A.; Xydis, George

    2017-01-01

    and a measure of the quality of the different forms of energy in relation to given environmental conditions. In this paper, data from an experimental geothermal drill in the Greek Island of Nisyros, located in the south of the Aegean Sea, have been used in order to estimate the maximum available work...... resulted supporting technical feasibility of the proposed geothermal plant....

  13. Labeling and advertising of home insulation. Final staff report to the Federal Trade Commission and proposed trade regulation rule (16 CFR Part 460)

    Energy Technology Data Exchange (ETDEWEB)

    1978-07-01

    Because insulation is a very difficult product for uniformed consumers to evaluate, there has been broad support for a rule requiring disclosure of information facilitating choices among insulation products. With information that the Recommended Rule will require, consumers will be able to compare the thermal properties of various types of insulation and make the best purchases. The FTC undertook this rulemaking effort and proposed a Rule on November 18, 1977. Hearings were conducted. Approximately 50 witnesses representing insulation manufacturers, contractors, trade associations, consumer and environmental groups, and state and Federal government agencies attended. As the record shows, without the Rule, some insulation industry members have failed to base R-value claims on tests or have extrapolated values from too-thin samples. Neither labels nor ads disclose R values; most do not explain R value; and the industry is not telling consumers about factors that often reduce insulation R values. Consumers are seldom told about performance characteristics of individual types of insulation. They are not advised that insulation is not always a good investment, or that their money might be more wisely spent on other conservation measures. The Rule addresses all of these problems. All aspects of the insulation industry and some consumer characteristics are summarized. (MCW)

  14. Labeling and advertising of home insulation. Final staff report to the Federal Trade Commission and proposed trade regulation rule (16 CFR Part 460)

    Energy Technology Data Exchange (ETDEWEB)

    1978-07-01

    Insulation can save significant amounts of fuel and money, and has therefore captured public attention as a desirable energy conservation measure. Because insulation is a very difficult product for uninformed consumers to evaluate, there was broad support for a rule requiring the disclosure of information facilitating choices among insulation products. With the information that the Recommended Rule will require, consumers will be able to compare the thermal properties of varous types of insulation and make the best purchases for their needs. In order to provide consumers, as quickly as possible, with information aiding their purchase of this major conservation measure, and to protect consumers from the abuses that rising demand has brought, the Commission undertook this rulemaking proceeding on an expedited schedule. The Rule was proposed on November 18, 1977. The tests mandated by the Rule will provide reproducible and accurate R-values, permitting comparisons of thermal performance. As a result of the testing and required disclosures of R-values and related information, consumers should be able to make sound choices for their needs, without being uninformed or misinformed about the relative values of different types of insulation. The Recommended Rule covers the testing, advertising, and labeling of thermal insulation products. It includes organic, fibrous, cellular, and reflective insulations sold for use in homes, apartments, and other residential dwellings. Insulation sold directly to consumers for do-it-yourself installation is covered, as well as insulation installed by professionals.

  15. Sewage Treatment Plants: Standards of Performance for New Stationary Sources 1977 Final Rule (42 FR 58520)

    Science.gov (United States)

    This document includes a copy of the Federal Register publication of the November 10, 1977 Final Rule for the Standards of Performance of New Stationary Sources for 40 CFR 60 Subparts O. This document is provided curtesy of HeinOnline.

  16. Analysis of electrical energy consumers operation in the heating plant with proposal of energy savings measures

    Directory of Open Access Journals (Sweden)

    Nikolić Aleksandar

    2016-01-01

    Full Text Available The results of power quality measurements, obtained during an energy audit in the heating plant Vreoci in the Electric Power System of Serbia, are presented in the paper. Two steam boilers, rated at 120MW each, are installed in this heating plant, using coal as a fuel. The energy audit encompassed the measurements of the complete set of parameters needed to determine the thermal efficacy of boilers and the entire heating plant. Based on the measurement results, several technical measures for improving energy efficiency of the plant are proposed. The measures evaluated in the paper should contribute to the reduction of fossil fuel usage and CO2 emissions, thereby resulting in a significant impact in both financial and ecological areas.

  17. Design of community biogas plant for cooking and lighting from cowdung (a proposal case study)

    International Nuclear Information System (INIS)

    Mekki, Ibtisam I.

    1999-01-01

    A calculation design for community biogas plant was proposed for a village in Sudan consisting 100 families, each consisting of 6 persons (adult). Two children are equivalent to one person. Based on the requirement for cooking and lighting, the community biogas plant is deigned for production of total biogas of 360 m-3 gas per day. This volume of the gas will be produced from total dung per day of 6000kg. This amount of dung will expect to obtained from 600 cows. The actual digester volume equal to 60.5m-3. The layout of the plant was designed of two identical plants, each consisted of 3 digester, i.e. 6digesters will be needed.(Author)

  18. 78 FR 32287 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2013-05-29

    ... Guaranty Fund in accordance with the risk waterfall under the Rules, the energy segment will be applied... algorithm,\\5\\ with modifications for concentration charges and a trinomial model used with respect to... of the LIFFE A&M clearing relationship. Relevant models applicable to the clearing of LIFFE Contracts...

  19. 77 FR 62572 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2012-10-15

    ...)(B), the board of directors of a Company \\5\\ shall consider the following factors: (i) The source of... 14.10(c)(4)(A) and (B), but rather, only open-end management investment companies registered under.... In addition, Rule 10C-1 does not exempt open-end management investment companies from the...

  20. 76 FR 9065 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List...

    Science.gov (United States)

    2011-02-16

    ... the SPDR Nuveen S&P High Yield Municipal Bond ETF February 9, 2011. I. Introduction On December 21... Municipal Bond ETF (``ETF'' or ``Fund'') under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02. The... Municipal Bond ETF (``Fund'' or ``ETF''). The SPDR Nuveen S&P High Yield Municipal Bond ETF\\4\\ seeks to...

  1. 76 FR 32005 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2011-06-02

    ... Listing and Trading of the Guggenheim Enhanced Core Bond ETF and Guggenheim Enhanced Ultra- Short Bond ETF... change to list and trade shares (``Shares'') of the Guggenheim Enhanced Core Bond ETF and Guggenheim Enhanced Ultra-Short Bond ETF (each a ``Fund,'' and, together, the ``Funds'') under NYSE Arca Equities Rule...

  2. 75 FR 57496 - Notice of Proposed Supplementary Rule To Require the Use of Certified Noxious-Weed-Free Forage...

    Science.gov (United States)

    2010-09-21

    ... mulch for project work. This action is a cooperative effort between the BLM, the U.S. Forest Service... enemies to keep their populations in balance. Consequently, depending on the circumstances (e.g., weed(s... rules would be implemented by including a standard stipulation in all Special Recreation Permits and...

  3. 78 FR 1281 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2013-01-08

    ... one method. The Commission will post all comments on the Commission's Internet Web site ( http://www.... The IM Basis Risk Modification captures the risk associated with differences between outright single... \\7\\ requires, among other things, that the rules of a clearing agency be designed to promote the...

  4. 75 FR 20016 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc...

    Science.gov (United States)

    2010-04-16

    ... (``BCC'') for disciplinary action. In addition, the fine schedule would be administered on a one year... as one single offense, for purposes of initiating disciplinary action under Exchange rules, or... the Business Conduct Committee (``BCC'') for possible disciplinary action when the Exchange determines...

  5. 78 FR 34024 - Endangered Fish and Wildlife; Proposed Rule To Eliminate the Expiration Date Contained in the...

    Science.gov (United States)

    2013-06-06

    ... Atlantic Right Whales at the Crossroads. Harvard University Press, Cambridge, Massachusetts. Lagueux, K.M... and two years post ship strike rule. NOAA/NEFSC Reference Document 11-15. Silber G.K. and S. Bettridge..., the vessel log book must contain an entry, signed and dated by the master of the vessel, documenting...

  6. 17 CFR 240.19b-4 - Filings with respect to proposed rule changes by self-regulatory organizations.

    Science.gov (United States)

    2010-04-01

    ... and fairly implied by that rule. (e) For the purposes of this paragraph, new derivative securities... the product class that would include the new derivative securities product and the self-regulatory... within five business days after commencement of trading a new derivative securities product. (f) A...

  7. 77 FR 76326 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2012-12-27

    ... its investment objective. The Fund will not invest in derivative securities including options, swaps... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68488; File No. SR-NYSEArca-2012-14] Self... Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \\2\\ and Rule 19b...

  8. 75 FR 51863 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating to...

    Science.gov (United States)

    2010-08-23

    ... securities defined in Section 2 of NYSE Arca Equities Rule 8, collectively, ``Derivative Securities Products... Derivative Securities Products) each shall have a minimum market value of at least $75 million. The Exchange... provides, among other things, that (i) the component stocks (excluding Derivative Securities Products...

  9. 77 FR 47444 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2012-08-08

    ..., and Managed Fund Shares (collectively, ``Derivative Securities Products'')\\4\\ when applying the... wholly comprised of Index Fund Shares or other Derivative Securities Products. \\3\\ The Exchange notes... calls Index Fund Shares. \\4\\ Rule 14.11 includes criteria for derivative securities that may be listed...

  10. 75 FR 43597 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2010-07-26

    ....12f-5. \\17\\ Notably, with respect to new derivative securities products (as defined in SEC Rule 19b-4... interests in unit investment trusts or investment companies, or any other derivative security (collectively, ``Derivatives Security Products'') for which an underlying index, indicative optimized portfolio value, intraday...

  11. 76 FR 55956 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2011-09-09

    ... Commentary .02(b)(4) to NYSE Arca Equities Rule 8.200, means any combination of investments, including cash... investment objective of USMI is for the daily changes in percentage terms of its Units' net asset value... Fundamentals of Commodity Futures Returns,'' Gorton, Rouwenhorst and Hayashi (September 2008), Yale...

  12. 75 FR 65263 - Virginia Graeme Baker Pool and Spa Safety Act; Public Accommodation; Withdrawal of Proposed Rule

    Science.gov (United States)

    2010-10-22

    ...'' or ``Act'') as ``an inn, hotel, motel, or other place of lodging, except for an establishment located... interpretive rule to interpret ``public accommodations facility'' in the VGB Act as ``an inn, hotel, motel, or... CONSUMER PRODUCT SAFETY COMMISSION 16 CFR Part 1450 Virginia Graeme Baker Pool and Spa Safety Act...

  13. 77 FR 63914 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-10-17

    ... ``compensation committee'', (iii) clarify the definition of the term compensation committee as used in NSX Rule... clarify the definition of ``independence'' as it pertains to members of the compensation committee in NSX... this requirement will benefit investors by ensuring that the members of the company's compensation...

  14. 77 FR 75459 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To...

    Science.gov (United States)

    2012-12-20

    ... clear that, consistent with the behavior of all other market orders entered on the Exchange, including... to add a reference to IPO Auctions to the rule and to disseminate the lesser of the Reference Buy...)(A) to disseminate the lesser of the Reference Buy Shares and the Reference Sell Shares in an effort...

  15. 78 FR 32487 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2013-05-30

    ...) above. Principal Investment Strategies According to the Registration Statement, the Fund's investment... investment objective by using a quantitative, rules-based strategy designed to provide returns that... man- made disaster, act of God, armed conflict, act of terrorism, riot or labor disruption or any...

  16. 75 FR 47652 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change...

    Science.gov (United States)

    2010-08-06

    ... Listing and Trading of WisdomTree Dreyfus Commodity Currency Fund under NYSE Arca Equities Rule 8.600... and trade the shares (``Shares'') of the WisdomTree Dreyfus Commodity Currency Fund (``Fund'') under... redemption securities, including that the securities accepted for deposits and the securities used to satisfy...

  17. 78 FR 13132 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-02-26

    ...-sided (not crosses) Complex Orders are then subject to the Exchange' Complex Order processing, including... order meets the definition of Complex Order in Rule 1080.08 \\25\\ and will apply a new spread priority... 1033(i) is being deleted, as explained below. If a multi-leg order does not comply with the definition...

  18. 75 FR 25005 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2010-05-06

    ... deems appropriate for options trading Exchange- Traded Fund Shares (``ETFs'' or ``Fund Shares'' or ``Units'') that are traded on a national securities exchange and are defined as an ``NMS stock'' in Rule... similar entity that holds a specified non-U.S. currency deposited with the trust or similar entity when...

  19. 77 FR 36591 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-06-19

    ...., value, growth), sectors, and industries, as well as exchange- traded currency and commodity trusts..., securities, foreign currencies, and net income from an interest in a qualified publicly traded partnership... traded on the Exchange under NYSE Arca Equities Rule 5.2(j)(3), seeks to provide investment results that...

  20. 77 FR 51081 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-08-23

    ... each of the last three years, but with a currency that has been primarily traded on a non-delivered... traded on the Exchange under NYSE Arca Equities Rule 5.2(j)(3), seeks to provide investment results that...) the country has issued the equivalent of $5 billion in local currency sovereign debt. The criteria...

  1. 77 FR 11177 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of a Proposed Rule...

    Science.gov (United States)

    2012-02-24

    ...-Traded Fund Shares and Foreign Currencies). Exchange rules governing margin requirements and trading halt... of Options on Stocks, Exchange-Traded Fund Shares and Foreign Currencies). \\19\\ See Notice, supra... and Currency Options), 1009A (Designation of the Index) and 1101A (Terms of Option Contracts) to list...

  2. 77 FR 6850 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-02-09

    ... Listing and Trading of the PIMCO Total Return Exchange Traded Fund Under NYSE Arca Equities Rule 8.600... and trade shares (``Shares'') of the PIMCO Total Return Exchange Traded Fund (``Fund'') under NYSE... outlook for interest rates, currency exchange rates, and the economy, analyze credit and call risks, and...

  3. 77 FR 21827 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-04-11

    ... Fund Shares on the Exchange.\\3\\ The Fund will be an actively managed exchange-traded fund.\\4\\ The... Investment Company Units, listed and traded on the Exchange under NYSE Arca Equities Rule 5.2(j)(3), seeks to...-NYSEArca-2008-86) (order approving Exchange listing and trading of WisdomTree Dreyfus Emerging Currency...

  4. 78 FR 14600 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2013-03-06

    ... currency other than United States dollars) or more par amount outstanding and significant par value traded... traded on the Exchange under NYSE Arca Equities Rule 5.2(j)(3), seeks to provide investment results that... trading of WisdomTree Dreyfus Commodity Currency Fund); 64935 (July 20, 2011), 76 FR 44966 (July 27, 2011...

  5. 77 FR 26056 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of a Proposed Rule...

    Science.gov (United States)

    2012-05-02

    ... are flexible exchange-traded index, equity, or currency option contracts that provide investors the... Options on Stocks, Exchange-Traded Fund Shares and Foreign Currencies). \\13\\ See Exchange Rules 721... on Stocks, Exchange-Traded Fund Shares and Foreign Currencies). \\18\\ See Notice, supra note 3 and...

  6. 75 FR 3948 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2010-01-25

    ..., Other than Paid Advertising) and 9810 (Initiation of Proceeding) to reflect recent changes to... Paid Advertising) and 9810 (Initiation of Proceeding) to update cross-references to corresponding rules... circulation in any newspaper, investment service, or similar publication, of any matter that has, or is...

  7. 78 FR 66396 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2013-11-05

    ... relating to codes of ethics. This Rule requires investment advisers to adopt a code of ethics that reflects.... Forwards on securities are contracts to purchase or sell securities for a fixed price at a future date beyond normal settlement time. Forwards on Fixed Income Instruments are contracts to purchase or sell...

  8. 78 FR 12110 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2013-02-21

    ... the Advisers Act relating to codes of ethics. This Rule requires investment advisers to adopt a code of ethics that reflects the fiduciary nature of the relationship to clients as well as compliance... quantitative model to identify which securities the Fund might purchase and sell and opportune times for...

  9. 77 FR 36314 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-06-18

    ... relating to codes of ethics. This Rule requires investment advisers to adopt a code of ethics that reflects... writer of the option is obligated to purchase the requisite amount of the asset underlying the option to... amount of cash or cash equivalents sufficient to cover the purchase price of the asset underlying the...

  10. 78 FR 77755 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-12-24

    .... Bloomfield, et al., SEC Rel. No. 62750 (Aug 20, 2010), available at http://www.sec.gov/litigation/admin/2010... Industry Regulatory Authority, Inc., Regulatory Notice 09-05, available at http://www.finra.org/web/groups... post all comments on the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml ). Copies...

  11. 77 FR 68191 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Deleting...

    Science.gov (United States)

    2012-11-15

    ... micro- second market, there is no longer a competitive advantage to being on the trading Floor when... liquidating order. The Supplementary Material sets forth examples illustrating the operation of NYSE MKT Rules...) was meant to address situations where a Floor broker may have been perceived as having an advantage...

  12. 78 FR 11238 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2013-02-15

    ... such as flows, market technical trends, and government policies. With respect to fixed income investing... PIMCO Foreign Currency Strategy Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 February 8... and trade shares (``Shares'') of the PIMCO Foreign Currency Strategy Exchange-Traded Fund (``Fund...

  13. 77 FR 73500 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-12-10

    ... sufficiently broad-based to deter potential manipulation in that the Reference Indices stocks are among the... option eligible securities in the relevant Reference Index that meet, among others, stock and option... Component Stocks.\\9\\ Specifically, Commentary .01(a)(A) to NYSE Arca Equities Rule 5.2(j)(3) \\10\\ sets forth...

  14. 76 FR 62118 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending...

    Science.gov (United States)

    2011-10-06

    ... Rule 6.96(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC (``Arca...

  15. 76 FR 53515 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2011-08-26

    ... Options Rule 6.96(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in its Capacity as a Facility of Affiliated Exchanges and To... permanent the pilot program that permits the Exchange to accept inbound orders routed by Archipelago...

  16. 76 FR 62119 - Self-Regulatory Organizations; NYSE Arca, Inc; Order Approving a Proposed Rule Change Amending...

    Science.gov (United States)

    2011-10-06

    ... Rule 7.45(c)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC (``Arca...

  17. 76 FR 53509 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2011-08-26

    ... Equities Rule 7.45(c)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To... permanent the pilot program that permits the Exchange to accept inbound orders routed by Archipelago...

  18. 76 FR 53513 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-08-26

    ... Rule 17(c)(2)(B) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... the pilot program that permits the Exchange to accept inbound orders routed by Archipelago Securities...

  19. 76 FR 53516 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2011-08-26

    ... Rule 993NY(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify...(b)(2) to make permanent the pilot program that permits the Exchange to accept inbound orders routed...

  20. 76 FR 53511 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2011-08-26

    ... Rule 17(c)(2)(B) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... make permanent the pilot program that permits the Exchange to accept inbound orders routed by...

  1. 76 FR 62125 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending...

    Science.gov (United States)

    2011-10-06

    ... Rule 993NY(b)(2) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC (``Arca...

  2. 76 FR 62116 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending...

    Science.gov (United States)

    2011-10-06

    ... Rule 17(c)(2)(B) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC (``Arca...

  3. 76 FR 62122 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2011-10-06

    ... Rule 17(c)(2)(B) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... existing pilot program that permits the Exchange to accept inbound orders routed by Archipelago Securities...

  4. 77 FR 61649 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2012-10-10

    ... clearance of the following twenty additional investment grade Standard North American Corporate Single Name... ``Additional Single Names''). As with the Standard North American Corporate Single Names currently cleared, ICC... Single Names do not require any changes to the body of the ICC Rules. ICC will clear the Additional...

  5. 76 FR 65763 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add...

    Science.gov (United States)

    2011-10-24

    ... American Corporate CDS Contracts (``Corporate Single Name CDS Contracts'') currently cleared by ICC and... rules for Corporate Single Name CDS Contracts in Section 26B, with certain modifications that reflect differences in terms and market conventions between SES Contracts and Corporate Single Name CDS Contracts. In...

  6. 78 FR 38750 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2013-06-27

    ...\\ considering the order's marketability (defined as a number of ticks away from the current market), size..., broker-dealers that are not Market-Makers or specialists on an options exchange, and/or Market- Makers or..., size and complex order type trigger a COA. The Exchange's Complex Order System is governed by Rule 1080...

  7. 76 FR 38712 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change To...

    Science.gov (United States)

    2011-07-01

    ... to BATS Rule 11.13 to state that the Exchange will consider it inconsistent with just and equitable... the very inside of the market but are temporarily un-executable at their full limit price due to the... price improvement for market participants at times when such participants are not receiving executions...

  8. 75 FR 43200 - Notice of Proposed Supplementary Rules for Public Lands in Colorado: Public Lands Administered by...

    Science.gov (United States)

    2010-07-23

    ... Main Street, Ca[ntilde]on City, Colorado 81212, during regular business hours (7:30 a.m. to 3:45 p.m... material way the economy, productivity, competition, jobs, the environment, public health or safety, or... Supplementary Rules Executive Order 12866 requires each agency to write regulations that are simple and easy to...

  9. 78 FR 35340 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change...

    Science.gov (United States)

    2013-06-12

    ... with Inventory, 86 J. FIN. ECON. 513, 513 (2007); and Narayan Y. Naik & Pradeep K. Yadav, Trading Costs... Liquidity, Asset Prices, and Welfare, 95 J. FIN. ECON. 107, 109 (2010); Wen Mao & Michael S. Pagano..., that the rules of a national securities exchange be designed to promote just and equitable principles...

  10. 77 FR 54630 - Self-Regulatory Organizations; BATS-Y Exchange, Inc.; Order Approving Proposed Rule Change, as...

    Science.gov (United States)

    2012-09-05

    ... Maker Peg Order below one round lot, the market maker would need to enter a new order, after performing... checks pursuant to the Market Access Rule and Regulation SHO prior to entering a new Market Maker Peg... Amendment No. 1, To Adopt a New Market Maker Peg Order Available to Exchange Market Makers August 29, 2012...

  11. 75 FR 59311 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule...

    Science.gov (United States)

    2010-09-27

    ... cancelled, the Market Maker shall enter new bid interest at a price not more than the Designated Percentage... Market Maker shall enter new offer interest at a price not more than the Designated Percentage away from... market makers to engage in passive market making or to enter stabilizing bids pursuant to Nasdaq Rules...

  12. 75 FR 41258 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule...

    Science.gov (United States)

    2010-07-15

    ... movements in the price at which a security is traded can indicate aberrant volatility, which is harmful to investors. On August 19, 2008, the Commission approved new Rule 4753(c), which established a volatility... 4753(c), a volatility-based pause in trading in individual NASDAQ-listed securities traded on NASDAQ...

  13. 78 FR 25327 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-04-30

    ... a broad ethical concept that covers all unethical business-related conduct. See also In the Matter... principles of trade or otherwise constitute unethical activity under NYSE Rule 2010.\\10\\ \\9\\ See In the... designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable...

  14. 77 FR 50671 - Withdrawal of Proposed Rule on Insurer Reporting Requirements; List of Insurers Required To File...

    Science.gov (United States)

    2012-08-22

    ... reports on their motor vehicle theft loss experiences. An insurer included in any of the appendices that...: Congress enacted the Motor Vehicle Theft Law Enforcement Act of 1984 (Pub. L. 98-547). This legislation... report includes information about thefts and recoveries of motor vehicles, the rating rules used by the...

  15. 77 FR 27254 - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2012-05-09

    ... respect of the Clearing Member's Proprietary Account and any relevant customer account. Where the Daily...\\ requires, among other things, that the rules of a clearing agency be designed to promote the safeguarding... safeguarding of securities and funds, which are in the custody or control of ICE Clear Europe or for which it...

  16. 77 FR 51073 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2012-08-23

    ... thing that is presented. As a matter of logic, moreover, a broker-dealer should not be held responsible... providing liquidity in a larger number of stocks, it faces greater challenges in ensuring that its quoted... methods: Electronic Comments Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro...

  17. 78 FR 62841 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-10-22

    ... million, shares of liquidity during the month, which is a higher rate than the base rate of $0.0007 per... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70655; File No. SR-BX-2013-054] Self-Regulatory... Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or Greater October...

  18. 78 FR 62828 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To...

    Science.gov (United States)

    2013-10-22

    ... (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50... delay, outage, or failure of a communication system used to transmit market data prices or to facilitate... including this rule will reinforce the importance of and ensure that Members are aware of these requirements...

  19. 78 FR 62896 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2013-10-22

    ... (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50... delay, outage, or failure of a communication system used to transmit market data prices or to facilitate... including this rule will reinforce the importance of and ensure that Members are aware of these requirements...

  20. 78 FR 15995 - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-03-13

    ... it may be impossible to hedge to offset the risk created by trading options, the Exchange expects... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69069; File No. SR-NASDAQ-2013-043] Self... the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given...

  1. 75 FR 10851 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2010-03-09

    ...\\6\\ and to provide competitive pricing. \\4\\ See NYSE Amex Rule 900.2NY(18). \\5\\ See, e.g., NYSE Amex... pricing models based on real-time streaming data, access to multiple markets simultaneously, and order and... theoretical value of the option, which moves with various factors in their pricing models, such as the value...

  2. 75 FR 2902 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change by...

    Science.gov (United States)

    2010-01-19

    ... market activity altogether. In today's evolving regulatory climate, the Exchange believes that the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61326; File No. SR-Phlx-2009-113] Self... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on...

  3. 75 FR 6072 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2010-02-05

    ... delisting process if such rule changes are found to benefit Nasdaq's financial position.\\46\\ [[Page 6075... SEC filing made by listing companies, including proxies and annual and quarterly financial reports... the changes that have taken place in the financial markets, the existing time periods are unreasonably...

  4. 78 FR 21650 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2013-04-11

    ... corporate governance documents.\\8\\ \\7\\ See Section 3(a)(27) of the Act, 15 U.S.C. 78c(a)(27). \\8\\ The..., along with other corporate documents, are rules of the Exchange \\7\\ and must be filed with the... designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable...

  5. 77 FR 29730 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2012-05-18

    ... requirements. (6) The books, records, premises, officers, agents, directors and employees of NOS as a facility of BX shall be deemed to be the books, records, premises, officers, agents, directors and employees... of orders are deemed to be violative of applicable pre-trade requirements under Rule 15c3-5, the...

  6. 77 FR 20863 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-04-06

    ... change is available on the Exchange's Web site, at the Exchange's principal office and in the Public... Member's order. Also, if the information available would enable tracing of some, but not all, of the... all comments on the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml ). Copies of...

  7. 77 FR 29721 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2012-05-18

    ... volatility. \\7\\ See Commentary .07 to NYSE Amex Options Rule 904. See also Securities Exchange Act Release No... time and at an accelerated rate, which the Exchange believes is a direct result of the implementation... Exchange has also considered the potential for resulting or increased market on close volatility in...

  8. 77 FR 60491 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-10-03

    ... volatility. \\8\\ See IM-3120-2 to Rule 3120. Economically Equivalent Products The Exchange has considered the... rate, which the Exchange believes is a direct result of the implementation of the Delta-Based Equity... 55972. Market on Close Volatility The Exchange has also considered the potential for resulting or...

  9. 78 FR 60352 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Science.gov (United States)

    2013-10-01

    ... that use complex calculations based on a variety of market factors to compute quotes in their appointed... computations also factor in their market risk models. It is the Exchange's understanding that for some Market... International Securities Exchange LLC To Amend Exchange Rule 604 in Connection With Market Maker Continuous...

  10. Proposed plan for remedial action at the chemical plant area of the Weldon Spring site

    International Nuclear Information System (INIS)

    1992-11-01

    This proposed plan addresses the management of contaminated material at the chemical plant area of the Weldon Spring site and nearby properties in St. Charles County, Missouri. The site consists of a chemical plant area and a noncontiguous limestone quarry, both of which are radioactively and chemically contaminated as a result of past processing and disposal activities. Explosives were produced at the chemical plant in the 1940s, and uranium and thorium materials were processed in the 1950s and 1960s. Various liquid, sludge, and solid wastes were disposed of at the Chemical plant area and in the quarry during that time. The Weldon Spring site is listed on the National Priorities List (NPL) of the US Environmental Protection Agency (EPA), and the US Department of Energy (DOE) is conducting cleanup activities at the site under its Environmental Restoration and Waste Management Program. The proposed plan is organized as follows: Chapter 2 presents the history and setting of the Weldon Spring site and briefly describes the contaminated material at the chemical plant area. Chapter 3 defines the scope of the remedial action and its role in the Weldon Spring Site Remedial Action Project. Chapter 4 summarizes the risks associated with possible exposures to site contaminants in the absence of remedial action and identifies proposed cleanup levels for soil. Chapter 5 briefly describes the final alternatives considered for the remedial action. Chapter 6 summarizes the evaluation of final alternatives for managing the contaminated material, identifies the currently preferred alternative, and discusses a possible contingency remedy to provide treatment flexibility. Chapter 7 presents the community's role in this action. Chapter 8 is a list of the references cited in this proposed plan

  11. Added value by rule IEC61850. Modernizing the electrical protection of Gundremmingen nuclear power plant

    International Nuclear Information System (INIS)

    Hoetzel, A.; Willems, D.; Maier, K.L.; Herrmann, H.J.; Einsiedler, G.

    2006-01-01

    After many years in operation the large power plant generating units B and C at Gundremmingen nuclear power plant are due for inspection and maintenance, which also requires modernizing the electrical protection. Unlike the construction of new power plants, additional constraints apply to modernization in existing plants. The new solution has to fit as seamlessly as possible into the existing units, such as signaling systems with their multitude of signaling contacts and printers, or the connection to the power plant automation system. Apart from purely technical requirements, economic factors such as short standstill times, limited budgets or phased conversions also influence the choice of a suitable solution. Planning, construction and commissioning of the electrical generating unit protection was implemented by the Secondary Systems Technology Center, a technical department of RWE-Rhein-Ruhr Netzservice GmbH, in coordination with the operator. (orig.)

  12. A proposal for human factors education in a power plant company

    International Nuclear Information System (INIS)

    Hikono, Masaru

    2004-01-01

    The author was asked by a power plant company to investigate how to change the actual education system concerning human factor education for the plant staff. First, the problems faced by actual education system were investigated based on the results of a large number of surveys conducted in educational fields, and various documents. In the present paper, the author describes the newly proposed educational program., using as illustration a case study. The findings of the present study suggests that, concerning the content of the educational program, it is indispensable for each company to develop a curriculum based on its specific needs. (author)

  13. Rules and regulations as potential moderator on the relationship between organizational internal and external factors with effective construction risk management in Nigerian construction companies: A proposed framework

    Science.gov (United States)

    Adeleke, A. Q.; Bahaudin, A. Y.; Kamaruddeen, A. M.

    2016-08-01

    Certain organizational internal and external factors have been found to influence effective construction risk management within the construction company which has contributed to massive risk occurrence on the projects. Yet, the influence of the organizational factors such as effective communication, team competency with skills, active leadership, political factor, organizational culture, technology factor and economic factor on effective construction risk management among the construction companies operating in Abuja and Lagos state Nigeria have not received considerable attention. More so, a moderating variable is proposed. This paper proposes rules and regulations as the potential moderator on the relationship between organisational internal factors, external factors and effective construction risk management.

  14. 76 FR 52034 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2011-08-19

    ... Shares of ProShares Short VIX Short-Term Futures ETF, ProShares Short VIX Mid-Term Futures ETF, ProShares Ultra VIX Short-Term Futures ETF, ProShares Ultra VIX Mid-Term Futures ETF, ProShares UltraShort VIX Short-Term Futures ETF, and ProShares UltraShort VIX Mid-Term Futures ETF Under NYSE Arca Equities Rule...

  15. Early detection surveillance for an emerging plant pathogen: a rule of thumb to predict prevalence at first discovery.

    Science.gov (United States)

    Parnell, S; Gottwald, T R; Cunniffe, N J; Alonso Chavez, V; van den Bosch, F

    2015-09-07

    Emerging plant pathogens are a significant problem for conservation and food security. Surveillance is often instigated in an attempt to detect an invading epidemic before it gets out of control. Yet in practice many epidemics are not discovered until already at a high prevalence, partly due to a lack of quantitative understanding of how surveillance effort and the dynamics of an invading epidemic relate. We test a simple rule of thumb to determine, for a surveillance programme taking a fixed number of samples at regular intervals, the distribution of the prevalence an epidemic will have reached on first discovery (discovery-prevalence) and its expectation E(q*). We show that E(q*) = r/(N/Δ), i.e. simply the rate of epidemic growth divided by the rate of sampling; where r is the epidemic growth rate, N is the sample size and Δ is the time between sampling rounds. We demonstrate the robustness of this rule of thumb using spatio-temporal epidemic models as well as data from real epidemics. Our work supports the view that, for the purposes of early detection surveillance, simple models can provide useful insights in apparently complex systems. The insight can inform decisions on surveillance resource allocation in plant health and has potential applicability to invasive species generally. © 2015 The Author(s).

  16. Proposed physiologic functions of boron in plants pertinent to animal and human metabolism.

    Science.gov (United States)

    Blevins, D G; Lukaszewski, K M

    1994-01-01

    Boron has been recognized since 1923 as an essential micronutrient element for higher plants. Over the years, many roles for boron in plants have been proposed, including functions in sugar transport, cell wall synthesis and lignification, cell wall structure, carbohydrate metabolism, RNA metabolism, respiration, indole acetic acid metabolism, phenol metabolism and membrane transport. However, the mechanism of boron involvement in each case remains unclear. Recent work has focused on two major plant-cell components: cell walls and membranes. In both, boron could play a structural role by bridging hydroxyl groups. In membranes, it could also be involved in ion transport and redox reactions by stimulating enzymes like nicotinamide adenine dinucleotide and reduced (NADH) oxidase. There is a very narrow window between the levels of boron required by and toxic to plants. The mechanisms of boron toxicity are also unknown. In nitrogen-fixing leguminous plants, foliarly applied boron causes up to a 1000% increase in the concentration of allantoic acid in leaves. In vitro studies show that boron inhibits the manganese-dependent allantoate amidohydrolase, and foliar application of manganese prior to application of boron eliminates allantoic acid accumulation in leaves. Interaction between borate and divalent cations like manganese may alter metabolic pathways, which could explain why higher concentrations of boron can be toxic to plants. PMID:7889877

  17. Archaeological reconnaissance of a proposed site for the Waste Isolation Plant (WIPP)

    International Nuclear Information System (INIS)

    Nielsen, J.

    1976-01-01

    An archaeological reconnaissance was carried out on Sections 20, 21, 28, and 29 of T 22 S, R 31 E, Eddy County, NM, the core area of a site proposed for disposal of radioactive waste in bedded salt (the Waste Isolation Pilot Plant). This site is located in the Los Medanos area east of Carlsbad, NM. Results of the survey are presented in sections on survey techniques, geology, terrain, floristics, cultural resources, theoretical considerations, site description, and recommendations

  18. Citizens' views about the proposed Hartsville Nuclear Power Plant: a preliminary report of potential social impacts

    International Nuclear Information System (INIS)

    Schuller, C.R.; Fowler, J.R.; Mattingly, T.J. Jr.; Sundstrom, E.; Lounsbury, J.; Passino, E.M.; Dowell, D.A.; Hutton, B.J.

    1975-05-01

    Preliminary results of a survey of public attitudes toward a proposed nuclear power plant facility at Hartsville, Tennessee are summarized. The purpose of the study was to aid in developing better methods for understanding the social consequences of energy facility development. The report is based on data obtained in interviews with 350 randomly selected respondents administered in Trousdale County, Tennessee during February 1975. (U.S.)

  19. Rule of Thumb Proposing the Size of Aperture Expected to be Sufficient to Resolve Double Stars with Given Parameters

    Science.gov (United States)

    Knapp, Wilfried

    2018-01-01

    Visual observation of double stars is an anachronistic passion especially attractive for amateurs looking for sky objects suitable for visual observation even in light polluted areas. Session planning then requires a basic idea which objects might be suitable for a given equipment—this question is a long term issue for visual double star observers and obviously not easy to answer, especially for unequal bright components. Based on a reasonably large database with limited aperture observations (done with variable aperture equipment iris diaphragm or aperture masks) a heuristic approach is used to derive a statistically well founded Rule of Thumb formula.

  20. Nuclear Power Plant Life Management - Challenges and Proposal for a Unified Model Integrating Safety and Economics

    International Nuclear Information System (INIS)

    Contri, Paolo; Elsing, Bernhard

    2011-01-01

    In recent years many electric utilities and nuclear power plants adopted policies for improved coordination of both safety and non-safety programs, called plant life management (PLIM), also in view on plant life extension programs, but mainly for an optimisation of operating costs. The implementation of PLIM programs has followed many different approaches, being intrinsically dependent on the national regulatory framework and technical traditions. In Countries with some experience, the PLIM program proved very convenient, especially when coupled with Maintenance, Surveillance an Inspection (MS and I) optimization: average savings are reported in the range of 20-30% of total (maintenance) costs. A unified European model for PLIM was developed at the JRC-Institute for Energy with the support of a network of stakeholders (SENUF), and validated at some EU nuclear plants. This paper provides a summary of the model features, the result of its validation at some plants and summarises the perceived scientific/technological challenges on which JRC proposes to focus, based upon its competencies and skills, having in mind both the European and world-wide context and its potential evolution. (author)

  1. Grid connection rules for electric cars integrated as virtual power plant in smart grids

    DEFF Research Database (Denmark)

    Leban, Krisztina Monika; Ritchie, Ewen; Thøgersen, Paul Bach

    2013-01-01

    This paper reviews the situation of V2G and proposes a solution involving a consolidating fleet manager, and a decision making process for the individual V2G electric car owner. A grid connection routine for electric vehicles is proposed. The algorithm dealing with decisions to be taken in foreseen...

  2. 75 FR 16891 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change, as...

    Science.gov (United States)

    2010-04-02

    ... proposing to automate the creation of the Guaranteed Directed Order (``GDO'') and the manner in which the... the Trading Host and the EP's quote will be automatically shelved. In addition, the GDO creation and... proposing to remove from Section 5(c)(iii)(1) certain language about the function of the NBBO filter process...

  3. 76 FR 75932 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2011-12-05

    ... the equivalent of $5 billion in local currency sovereign debt. The criteria used to evaluate whether a... Change The Exchange proposes to list and trade the shares of the following fund of the WisdomTree Trust.... Purpose The Exchange proposes to list and trade the Shares of the WisdomTree Emerging Markets Inflation...

  4. 78 FR 75585 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2013-12-12

    ... With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC...'') in connection with the proposed business combination (the ``Combination''), as described in more...''), each a national securities exchange registered with the Commission. Upon completion of the Combination...

  5. 78 FR 75607 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change in...

    Science.gov (United States)

    2013-12-12

    ... the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC...'') in connection with the proposed business combination (the ``Combination''), as described in more...''), each a national securities exchange registered with the Commission. Upon completion of the Combination...

  6. 75 FR 63528 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2010-10-15

    ... executed, the Exchange will re-enter a new bid or offer on behalf of a Market Maker. Bids and offers...- 2010-018); see id. Under the proposal, the Exchange will require registered market makers to enter and... instructions for the Exchange to enter a quote on the Market Maker's behalf consistent with proposed paragraph...

  7. 78 FR 29165 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-05-17

    ... information concerning the Corporation as the Exchange may reasonably require. The Exchange proposes to retain..., current earnings or losses and the dividends of such unconsolidated subsidiaries for the period of the...

  8. 78 FR 33136 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval to Proposed Rule...

    Science.gov (United States)

    2013-06-03

    ... retail brokers of implementing technology changes to identify orders as Retail or non-Retail. Furthermore... the proposal may cause an exponential increase in monitoring and recordkeeping burdens associated with...

  9. 78 FR 50358 - Notice of Intent To Prepare an Environmental Impact Statement for the Proposed Rule, Standards...

    Science.gov (United States)

    2013-08-19

    ... Escherichia. coli exceedance of the proposed standard occurred during 5 percent of the monitoring period with.../2013/5079/SIR2013-5079.pdf . Accessed July 30, 2013. Dated: August 13, 2013. Leslie Kux, Assistant...

  10. US Department of Energy response to standards for remedial actions at inactive uranium processing sites: Proposed rule

    International Nuclear Information System (INIS)

    1988-01-01

    The Title I groundwater standards for inactive uranium mill tailings sites, which were promulgated on January 5, 1983, by the US Environmental Protection Agency (EPA) for the Uranium Mill Tailings Remedial Action (UMTRA) Project, were remanded to the EPA on September 3, 1985, by the US Tenth Circuit Court of Appeals. The Court instructed the EPA to compile general groundwater standards for all Title I sites. On September 24, 1987, the EPA published proposed standards (52FR36000-36008) in response to the remand. This report includes an evaluation of the potential effects of the proposed EPA groundwater standards on the UMTRA Project, as well as a discussion of the DOE's position on the proposed standards. The report also contains and appendix which provides supporting information and cost analyses. In order to assess the impacts of the proposed EPA standards, this report summarizes the proposed EPA standards in Section 2.0. The next three sections assess the impacts of the three parts of the EPA standards: Subpart A considers disposal sites; Subpart B is concerned with restoration at processing sites; and Subpart C addresses supplemental standards. Section 6.0 integrates previous sections into a recommendations section. Section 7.0 contains the DOE response to questions posed by the EPA in the preamble to the proposed standards. 6 refs., 5 figs., 3 tabs

  11. Proposed quantitative approach to safety for nuclear power plants in Canada

    International Nuclear Information System (INIS)

    1995-07-01

    A set of quantitative risk and frequency limits plus required processes is proposed to help ensure that a nuclear power plant in Canada meets the qualitative safety objectives defined in ACNS-2 and in IAEA 75-INSAG-3. As emphasized in this report, risks and hence doses are to be reduced below the limits using ALARA (As Low as Reasonably Achievable, economic and social factors being taken into account) or VIA (value-impact analysis) processes unless, in general, calculated risks and hence doses are below recommended de minimis levels. An updated version of ACNS-4, which will be issued as ACNS-21, will incorporate a statement of these limits and objectives as well as assessment criteria and procedures that will facilitate their application. The quantitative approach proposed here is consistent with a growing consensus on the need for, and the elements of, a quantitative approach to risk management of all major activities in an advanced industrial society. The ACNS recommends that the Atomic Energy Control Board adopt the proposed approach as a rational and coherent basis for nuclear power plant safety policy and requirements in Canada. (author). 68 refs., 4 tabs., 1 fig

  12. Proposed quantitative approach to safety for nuclear power plants in Canada

    Energy Technology Data Exchange (ETDEWEB)

    NONE

    1995-07-01

    A set of quantitative risk and frequency limits plus required processes is proposed to help ensure that a nuclear power plant in Canada meets the qualitative safety objectives defined in ACNS-2 and in IAEA 75-INSAG-3. As emphasized in this report, risks and hence doses are to be reduced below the limits using ALARA (As Low as Reasonably Achievable, economic and social factors being taken into account) or VIA (value-impact analysis) processes unless, in general, calculated risks and hence doses are below recommended de minimis levels. An updated version of ACNS-4, which will be issued as ACNS-21, will incorporate a statement of these limits and objectives as well as assessment criteria and procedures that will facilitate their application. The quantitative approach proposed here is consistent with a growing consensus on the need for, and the elements of, a quantitative approach to risk management of all major activities in an advanced industrial society. The ACNS recommends that the Atomic Energy Control Board adopt the proposed approach as a rational and coherent basis for nuclear power plant safety policy and requirements in Canada. (author). 68 refs., 4 tabs., 1 fig.

  13. Proposal of adaptive human interface and study of interface evaluation method for plant operators

    International Nuclear Information System (INIS)

    Ujita, Hiroshi; Kubota, Ryuji.

    1994-01-01

    In this report, a new concept of human interface adaptive to plant operators' mental model, cognitive process and psychological state which change with time is proposed. It is composed of a function to determine information which should be indicated to operators based on the plant situation, a function to estimate operators' internal conditions, and a function to arrange the information amount, position, timing, form etc. based on their conditions. The method to evaluate the fitness of the interface by using the analysis results based on cognitive science, ergonomics, psychology and physiology is developed to achieve such an interface. Fundamental physiological experiments have been performed. Stress and workload can be identified by the ratio of the power average of the α wave fraction of a brain wave and be distinguished by the ratio of the standard deviation of the R-R interval in test and at rest, in the case of low stress such as mouse operation, calculation and walking. (author)

  14. Social Life Cycle Assessment of a Concentrated Solar Power Plant in Spain: A Methodological Proposal

    DEFF Research Database (Denmark)

    Corona, Blanca; Bozhilova-Kisheva, Kossara Petrova; Olsen, Stig Irving

    2017-01-01

    of sustainability, namely, economy, environment, and society. Social life cycle assessment (S-LCA) is a novel methodology still under development, used to cover the social aspects of sustainability within LCSA. The aim of this article is to provide additional discussion on the practical application of S...... generation in a concentrated solar power plant in Spain. The inventory phase was completed by using the indicators proposed by the United Nations Environment Program/Society for Environmental Toxicology and Chemistry (UNEP/SETAC) Guidelines on S-LCA. The impact assessment phase was approached by developing...... a social performance indicator that builds on performance reference points, an activity variable, and a numeric scale with positive and negative values. The social performance indicator obtained (+0.42 over a range of –2 to +2) shows that the deployment of the solar power plant increases the social welfare...

  15. Proposal of adaptive human interface and study of interface evaluation method for plant operators

    Energy Technology Data Exchange (ETDEWEB)

    Ujita, Hiroshi [Hitachi Ltd., Ibaraki (Japan). Energy Research Lab.; Kubota, Ryuji

    1994-07-01

    In this report, a new concept of human interface adaptive to plant operators' mental model, cognitive process and psychological state which change with time is proposed. It is composed of a function to determine information which should be indicated to operators based on the plant situation, a function to estimate operators' internal conditions, and a function to arrange the information amount, position, timing, form etc. based on their conditions. The method to evaluate the fitness of the interface by using the analysis results based on cognitive science, ergonomics, psychology and physiology is developed to achieve such an interface. Fundamental physiological experiments have been performed. Stress and workload can be identified by the ratio of the power average of the [alpha] wave fraction of a brain wave and be distinguished by the ratio of the standard deviation of the R-R interval in test and at rest, in the case of low stress such as mouse operation, calculation and walking. (author).

  16. Safety rules for nuclear power plants by the International Atomic Energy Agency

    International Nuclear Information System (INIS)

    Anon.

    1977-01-01

    The Ministry of the Interior has been sent the 'Safety Guide on Quality Assurance Records System (SG-QA2)' of the IAEA for a final comment on the part of the FRG. Proposals for amendment are invited until the 13.1.1978, and to be addressed to the GRS. (HP) [de

  17. Proposed chemical plant initiated accident scenarios in a sulphur-iodine cycle plant coupled to a pebble bed modular reactor

    International Nuclear Information System (INIS)

    Brown, N.R.; Revankar, S.T.; Seker, V.; Downar, Th.J.

    2010-01-01

    In the sulphur-iodine (S-I) cycle nuclear hydrogen generation scheme the chemical plant acts as the heat sink for the very high temperature nuclear reactor (VHTR). Thus, any accident which occurs in the chemical plant must feedback to the nuclear reactor. There are many different types of accidents which can occur in a chemical plant. These accidents include intra-reactor piping failure, inter-reactor piping failure, reaction chamber failure and heat exchanger failure. Since the chemical plant acts as the heat sink for the nuclear reactor, any of these accidents induce a loss-of-heat-sink accident in the nuclear reactor. In this paper, several chemical plant initiated accident scenarios are presented. The following accident scenarios are proposed: i) failure of the Bunsen chemical reactor; ii) product flow failure from either the H 2 SO 4 decomposition section or HI decomposition section; iii) reactant flow failure from either the H 2 SO 4 decomposition section or HI decomposition section; iv) rupture of a reaction chamber. Qualitative analysis of these accident scenarios indicates that each result in either partial or total loss of heat sink accidents for the nuclear reactor. These scenarios are reduced to two types: i) discharge rate limited accidents; ii) discontinuous reaction chamber accidents. A discharge rate limited rupture of the SO 3 decomposition section of the SI cycle is proposed and modelled. Since SO 3 decomposition occurs in the gaseous phase, critical flow out of the rupture is calculated assuming ideal gas behaviour. The accident scenario is modelled using a fully transient control volume model of the S-I cycle coupled to a THERMIX model of a 268 MW pebble bed modular reactor (PBMR-268) and a point kinetics model. The Bird, Stewart and Lightfoot source model for choked gas flows from a pressurised chamber was utilised as a discharge rate model. A discharge coefficient of 0.62 was assumed. Feedback due to the rupture is observed in the nuclear

  18. 77 FR 45706 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-08-01

    ... the initial public offering (``IPO'') of Facebook, Inc. (``Facebook'' or ``FB'') on May 18, 2012. In the weeks since the Facebook IPO, Nasdaq has reviewed the events of May 18 with the goal of proposing... with the Facebook IPO process on May 18, 2012, and the impacts that those system difficulties had on...

  19. 75 FR 8416 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change and...

    Science.gov (United States)

    2010-02-24

    .... 78s(b)(1). \\2\\ 17 CFR 240.19b-4. \\3\\ Amendment No. 1 added clarifying language regarding the... proposing to automate the creation of the Guaranteed Directed Order (``GDO'') and the manner in which the... EP. The Trading Host will use the shelved EP quote as the GDO. In addition, the GDO creation and the...

  20. 77 FR 77137 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change with...

    Science.gov (United States)

    2012-12-31

    ...: ``Immediate family member' means a person's spouse, parents, children and siblings, whether by blood, marriage... definitions applicable to categories of Directors: (1) NASDAQ OMX proposes a new definition of ``Staff... organizations of Phlx. (2) NASDAQ OMX is adopting a new definition of ``Issuer Director'' and ``Issuer committee...

  1. 77 FR 77168 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-12-31

    ...: ``Immediate family member' means a person's spouse, parents, children and siblings, whether by blood, marriage... definitions applicable to categories of Directors: (1) NASDAQ OMX proposes a new definition of ``Staff... organizations of Phlx. (2) NASDAQ OMX is adopting a new definition of ``Issuer Director'' and ``Issuer committee...

  2. 77 FR 77129 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change With...

    Science.gov (United States)

    2012-12-31

    ..., children and siblings, whether by blood, marriage or adoption, or anyone residing in such person's home... Directors: (1) NASDAQ OMX proposes a new definition of ``Staff Director.'' Currently, the definition of... adopting a new definition of ``Issuer Director'' and ``Issuer committee member''. The By-Laws currently...

  3. 75 FR 8765 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2010-02-25

    ...-growing (yet extremely volatile) semiconductor industry. When investors want information and investment... Number of Components in the PHLX Semiconductor Sector\\SM\\ Known as SOX\\SM\\, on Which Options Are Listed... Commission a proposal to expand the number of components in the PHLX Semiconductor Sector\\SM\\ known as SOX\\SM...

  4. 76 FR 64144 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2011-10-17

    ... closely tailor their investment and risk management strategies and decisions. Furthermore, the Exchange... investment, trading, and risk management purposes. 2. Statutory Basis The Exchange believes that its proposal... having the ability to execute hedging and trading strategies via STOs,\\8\\ particularly in the current...

  5. 75 FR 5360 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2010-02-02

    ..., 2009) (SR-ISE-2006-26) (order approving International Securities Exchange (``ISE'') proposal to.... Professional customers place and cancel orders in relation to an option's theoretical value in much the same... organizations will be required to review their customers' activity on at least a quarterly basis to determine...

  6. 76 FR 6503 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2011-02-04

    ..., exchange-traded notes (``ETNs''), exchange-traded currency trusts, and closed-end funds.\\5\\ \\5\\ Underlying..., and ETPs including, but not limited to, ETNs, exchange-traded currency trusts, and closed-end funds...-traded currency trusts, and closed-end funds). The Commission finds that the proposal to list and trade...

  7. 75 FR 10332 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to...

    Science.gov (United States)

    2010-03-05

    ... competitive pressures on Exchange data products and the Exchange's compelling need to attract order flow imposes significant competitive pressure on the Exchange to act equitably, fairly, and reasonably in... subject to significant competitive forces and the proposed fees represent responses to that competition...

  8. 75 FR 20018 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change, As...

    Science.gov (United States)

    2010-04-16

    ... any equity exchange. Given the competitive pressures that currently characterize the U.S. equity... number of alternative sources of information that impose significant competitive pressures on BATS in... competitive pressure on BATS to act equitably, fairly, and reasonably in setting the terms of its proposal...

  9. 75 FR 31830 - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc...

    Science.gov (United States)

    2010-06-04

    ..., impose significant competitive pressure on Phlx to act equitably, fairly, and reasonably in setting the... NYSE Arca Order, the Commission also stated that, ``when possible, reliance on competitive forces is....'' \\36\\ If an exchange ``was subject to significant competitive forces in setting the terms of a proposal...

  10. 76 FR 72482 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2011-11-23

    ... Authority (``OPRA'') have the necessary systems capacity to handle the potential additional traffic... the public interest. The Commission believes that the proposal strikes a reasonable balance between... represented that it and OPRA have the necessary systems capacity to handle the potential additional traffic...

  11. 78 FR 65396 - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Order Disapproving Proposed Rule Change To...

    Science.gov (United States)

    2013-10-31

    ... customers would not be fully rewarded for providing an aggressive quote and thus the incentives to improve... its proposal rewards a specific category of market participants who have general market making... the increased reward of a preferential directed order allocation only to market makers who are taking...

  12. 76 FR 82011 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2011-12-29

    ... financial incentives, the Exchange is rewarding aggressive liquidity providers in the market. The Exchange... intends to file a proposal to adopt the financial incentives for the Competitive Liquidity Provider... seeking to provide incentives for quoting and to add competition to the existing group of liquidity...

  13. 77 FR 7558 - Withdrawal of Proposed Rule on Approval of Farm Credit System Lending Institutions in Federal...

    Science.gov (United States)

    2012-02-13

    ... recent difficulties in mortgage finance markets indicated reduced availability of housing credit in rural... System has been a source of consistent and reliable credit for rural homeowners and that the ability to... afoul of the Administration's proposal to reduce government involvement in the housing finance market...

  14. 75 FR 69494 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2010-11-12

    ... in the gold market generally occurs at the time of day when trading in the European time zones..., the Exchange may propose to list and/or trade pursuant to unlisted trading privileges (``UTP... Commission has approved trading of the streetTRACKS Gold Trust and iShares Silver Trust and on the Exchange...

  15. 75 FR 6241 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2010-02-08

    ... as a going concern. This requirement, which was adopted in 2003,\\11\\ is duplicative of disclosure... regard to whether it expresses doubt about the ability of the company to continue as a going concern.\\13... reference to the going concern requirement because it will no longer apply. In addition, Nasdaq is proposing...

  16. 76 FR 57781 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-09-16

    ... containing documents such as the Board committees' charters and the company's code of ethics. These products... explaining services offered by NASDAQ to certain newly listing companies. NASDAQ will implement the proposed... and public companies, including companies listed on the NASDAQ Exchange and various European exchanges...

  17. 78 FR 12123 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2013-02-21

    ... in Items I, II, and III below, which Items have been prepared by the self-regulatory organization... Exchange proposes to amend the times in which certain ATP Holders are required to notify the Exchange in... to extend the time ATP Holders acting as agent for Customer orders have to notify the Exchange of a...

  18. 75 FR 25014 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2010-05-06

    ... futures contract market or association; (B) engaged as an ``investment adviser'' as that term is defined... forces, such as the proposal here, is the essence of competition. \\7\\ Securities Exchange Act Release No... response to competitive pricing offers is the essence of competition. As the Supreme Court has recognized...

  19. 78 FR 79524 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval to Proposed Rule Change...

    Science.gov (United States)

    2013-12-30

    ... by other market participants, such segmentation would not be inconsistent with Section 6(b)(5) of the... proposed Program, a new class of market participants called Retail Liquidity Providers (``RLPs'') would be... market participants known as Retail Member Organizations (``RMOs'') could submit a new type of order...

  20. 76 FR 12180 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC...

    Science.gov (United States)

    2011-03-04

    ... that its proposed board structure and election process, identical to that of the NASDAQ Stock Market... Company Agreement and By-Laws to substantially conform to NASDAQ Stock Market's [sic] Second Amended... adopt NASDAQ Stock Market LLC's board structure and committees; (3) eliminate foreign currency option...