WorldWideScience

Sample records for administration proposed rule

  1. 78 FR 10107 - Food and Drug Administration Food Safety Modernization Act: Proposed Rules To Establish Standards...

    Science.gov (United States)

    2013-02-13

    ... AGENCY: Food and Drug Administration, HHS. ACTION: Notification of public meeting. SUMMARY: The Food and Drug Administration (FDA) is providing public meeting registration information for two FSMA related... DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration 21 CFR Parts 1, 16, 106, 110...

  2. 78 FR 6762 - Food and Drug Administration Food Safety Modernization Act: Proposed Rules To Establish Standards...

    Science.gov (United States)

    2013-01-31

    .... For example, applying the concept of Hazard Analysis and Critical Control Point (HACCP) that was pioneered by industry in the late 1960s, FDA established HACCP-based regulations for seafood (21 CFR part... Service instituted HACCP-based rules for meat and poultry (9 CFR part 417) (61 FR 38806, July 25, 1996...

  3. 78 FR 46309 - Rules of Administrative Finality

    Science.gov (United States)

    2013-07-31

    ...-772-1213 or TTY 1-800-325-0778, or visit our Internet site, Social Security Online, at http://www... SOCIAL SECURITY ADMINISTRATION 20 CFR Parts 404 and 416 [Docket No. SSA 2013-0011] Rules of Administrative Finality AGENCY: Social Security Administration (SSA) ACTION: Notice and request for comments...

  4. Medicaid program; Medicaid Management Information Systems; conditions of approval and reapproval and procedures for reduction of federal financial participation--Health Care Financing Administration. Proposed rule.

    Science.gov (United States)

    1983-03-03

    This proposal adds to regulations new conditions and procedures for initial approval and for reapproval of Medicaid Management Information Systems (MMIS) to update the regulations to reflect additional requirements added by section 901 of the Mental Health Systems Act of 1980 (Pub. L. 96-398). The proposal specifies procedures for reducing the level of Federal financial participation in a State's administrative expenditures when a State fails to meet the conditions for initial operation, initial approval or reapproval of an MMIS. It also proposes procedures with respect to waivers of the conditions of approval and reapproval and to appeals of adverse decisions. These provisions are intended to improve States' MMIS, and to ensure efficient system operations, and to detect cases of fraud, waste, and abuse effectively.

  5. Backtracking Method of Coloring Administrative Maps Considering Visual Perception Rules

    Directory of Open Access Journals (Sweden)

    WEI Zhiwei

    2018-03-01

    Full Text Available Color design in administrative maps should incorporate and balance area configuration, color harmony, and users' purposes. Based on visual perceptual rules, this paper quantifies color harmony, color contrast and perceptual balance in coloring administrative maps, and a model is suggested to evaluate the coloring quality after color template is selected. Then a backtracking method based on area balance is proposed to compute colored areas. Experiments show that this method can well meet visual perceptual rules while coloring administrative maps, and can be used for later map design.

  6. 29 CFR 541.200 - General rule for administrative employees.

    Science.gov (United States)

    2010-07-01

    ... REGULATIONS DEFINING AND DELIMITING THE EXEMPTIONS FOR EXECUTIVE, ADMINISTRATIVE, PROFESSIONAL, COMPUTER AND OUTSIDE SALES EMPLOYEES Administrative Employees § 541.200 General rule for administrative employees. (a...

  7. Proposed Rule: Strengthening Transparency in Regulatory Science

    Science.gov (United States)

    April 24, 2018 proposed rule providing that when EPA develops regulations, including regulations for which the public is likely to bear the cost of compliance, with regard to those scientific studies that are pivotal to the action being taken, EPA should e

  8. New Jersey proposes rule reducing NOx emissions

    International Nuclear Information System (INIS)

    Anon.

    1993-01-01

    The New Jersey Department of Environmental Protection and Energy has proposed a rule requiring utility and industrial sources to significantly reduce their emission levels of nitrogen oxide (NO x ). If approved, it will be the first major rule mandated by the Clean Air Act Amendments of 1990 to affect New Jersey's stationary sources of these air pollutants - primarily electric generating utilities and other large fossil fuel burning facilities. The proposed rule requires all facilities with the potential to emit 25 tons or more of NO x each year to install reasonably available control technology by May 30, 1995. According to Richard Sinding, the environment and energy agency's assistant commissioner for policy and planning, the rule will likely require installation of low-NO x burners or other modifications to the combustion process. Sinding says the proposed rule will reduce the State's NO x emissions by approximately 30,000 tons a year, roughly 30 percent from current levels from these stationary sources. The pollution prevention measures are estimated to cost approximately $1,000 for each ton of NO x removed. The state energy agency estimates the average residential utility customer will see an increase in the monthly electric bill of about 50 cents. The agency said the proposed regulation includes provisions to make implementation more flexible and less costly for achieving the NO x reductions. It has approved the use of natural gas during the ozone season if low-NO x burners are not available. Additionally, emissions may be averaged from all units at the same utility or company location, effectively allowing a company to select the most cost-effective method of achieving the required emissions reductions

  9. Emerging Administrations under European Union Rules

    Directory of Open Access Journals (Sweden)

    Bogdan Berceanu

    2012-05-01

    Full Text Available The idea of emergence is generally used to indicate the appearance of patterns, structures, orproperties that cannot be adequately explained by referring only to the system’s pre-existing componentsand their interactions. The term “emergence” has an interdisciplinary approach specific to administrativesciences, too. In this article, the concept of “emergence” signifies lato sensu a kind of change and it will beused to refer to countries that have a high volatility and that are in transition and to define the changes thatsuffer the public administrations of the countries which are part of the European construction. EuropeanUnion through its policies and legislation has a great impact on economic and social conditions in MemberStates. The aim of the paper is to present a theoretical approach on the dimension of emergingadministrations understood as changes and reforms that suffer the institutions from the EU member statesunder the pressure of the European Union rules. The study is using the concept of emergence to researchand to analyze the nature of the changes in the public administration starting from the approach of thesystems theory.

  10. 78 FR 22490 - Administrative Practice and Procedure; Postal Service; Review of Price Cap Rules

    Science.gov (United States)

    2013-04-16

    ...] Administrative Practice and Procedure; Postal Service; Review of Price Cap Rules AGENCY: Postal Regulatory Commission. ACTION: Proposed rule. SUMMARY: The Commission is initiating a review of its Price Cap Rules. The... implemented without a price cap calculation. Docket No. R2011-5, Order Approving Market Dominant Price...

  11. Proposal to modify Rule 6, Rule 10a, and Rule 12c of the International Code of Nomenclature of Prokaryotes.

    Science.gov (United States)

    Oren, Aharon; Garrity, George M; Schink, Bernhard

    2014-04-01

    According to the current versions of Rule 10a and Rule 12c of the International Code of Nomenclature of Prokaryotes, names of a genus or subgenus and specific epithets may be taken from any source and may even be composed in an arbitrary manner. Based on these rules, names may be composed of any word or any combination of elements derived from any language with a Latin ending. We propose modifying these rules by adding the text, currently part of Recommendation 6, according to which words from languages other than Latin or Greek should be avoided as long as equivalents exist in Latin or Greek or can be constructed by combining word elements from these two languages. We also propose modification of Rule 6 by adopting some of the current paragraphs of Recommendation 6 to become part of the Rule.

  12. CFC rules in the context of the proposed CCCTB directive

    Directory of Open Access Journals (Sweden)

    Veronika Sobotková

    2011-01-01

    Full Text Available In the proposal for a Council Directive on a Common Consolidated Corporate Tax Base (CCCTB there have been introduced a specific anti-abuse provisions, CFC rules. These rules are aimed at tax evasions and tax avoidance. The basic principle is the protection of the tax base against erosion through practices of artificial income shifting. Generally, CFC rules prevent tax avoidance in a state of a shareholder by denying the deferred taxation of profits generated by its controlled company, which is a resident in a tax preference jurisdiction. Even thought the CCCTB directive would be aided easier and low-costs cross-border business as well as it would be restricted the harmful tax competition there are questions whether it is advisable to introduce these rules into such system of the CCCTB, whether these rules are compatible with the CCCTB and whether it is regulated properly. So, the focus of this paper rests on the interaction of the proposed CCCTB directive with existing CFC rules in the European Union. The paper deals with pros and cons, economic and legal perspectives these rules in the context of the proposed CCCTB directive.

  13. 77 FR 35331 - Trichoderma reesei; Proposed Significant New Use Rule

    Science.gov (United States)

    2012-06-13

    ... Trichoderma reesei; Proposed Significant New Use Rule AGENCY: Environmental Protection Agency (EPA). ACTION... Control Act (TSCA) for the genetically modified microorganism identified generically as Trichoderma reesei...: Trichoderma reesei (MCAN J-10-2) (generic). Chemical Abstracts Service (CAS) Registry Number: Not available...

  14. 46 CFR 201.3 - Authentication of rules, orders, determinations and decisions of the Administration.

    Science.gov (United States)

    2010-10-01

    ... 46 Shipping 8 2010-10-01 2010-10-01 false Authentication of rules, orders, determinations and decisions of the Administration. 201.3 Section 201.3 Shipping MARITIME ADMINISTRATION, DEPARTMENT OF....3 Authentication of rules, orders, determinations and decisions of the Administration. All rules...

  15. The Bush administration climate proposal: rhetoric and reality

    Energy Technology Data Exchange (ETDEWEB)

    Blanchard, O.

    2003-03-01

    This paper examines the Bush administration proposal and subsequent actions in terms of the United Nations Framework Convention on Climate Change (UNFCCC). It has four sections. Section one describes the main features of the Bush Administration climate proposal. Section 2 identifies the main underlying factors that shape this proposal. Section 3 rebuts the Administration critique in deciding to reject the Kyoto protocol. Section 4 explores the prospects of the US climate mitigation actions over the next few years. (A.L.B.)

  16. Federal Aviation Administration retained savings program proposal

    International Nuclear Information System (INIS)

    Hostick, D.J.; Larson, L.L.; Hostick, C.J.

    1998-03-01

    Federal legislation allows federal agencies to retain up to 50% of the savings associated with implementing energy efficiency and water conservation measures and practices. Given budget pressures to reduce expenditures, the use of retained savings to fund additional projects represents a source of funds outside of the traditional budget cycle. The Southwest Region Federal Aviation Administration (FAA) has tasked Pacific Northwest National Laboratory (PNNL) to develop a model retained savings program for Southwest Region FAA use and as a prototype for consideration by the FAA. PNNL recommends the following steps be taken in developing a Southwest Region FAA retained savings program: Establish a retained savings mechanism. Determine the level at which the retained savings should be consolidated into a fund. The preliminary recommendation is to establish a revolving efficiency loan fund at the regional level. Such a mechanism allows some consolidation of savings to fund larger projects, while maintaining a sense of facility ownership in that the funds will remain within the region

  17. TEACHING ADMINISTRATION: PROPOSAL OF THE PROGRAM CONTENT

    Directory of Open Access Journals (Sweden)

    Eduardo Ribeiro Rodrigues

    2016-08-01

    Full Text Available The National Curriculum Guidelines established by MEC (Brazilian Ministry of Education, define the specific areas of vocational training content that should be included in the curricular organization of undergraduate courses in Brazil, without suggesting or detailing which content should be offered in each area. In this sense, this study aims at proposing the course syllabus for the financial area for the undergraduate courses of Management. To achieve this goal, the curriculum matrices and the teaching plans of the financial discipline of the undergraduate courses on Management with the highest grades in ENADE were analyzed. Based on this survey, seven disciplines were elaborated with the professional qualification contents of the area, with 560 hours/class in total, distributed in the curriculum matrix, according to their goals: presentation of corporate finance and personal finance, short and long-term financial decisions, financial economic analysis, financial planning, and financial strategies.

  18. 76 FR 49479 - Franchise Rule Information Collection Activities; Proposed Collection; Comment Request

    Science.gov (United States)

    2011-08-10

    ... FEDERAL TRADE COMMISSION Franchise Rule Information Collection Activities; Proposed Collection... Concerning Franchising (``Franchise Rule''). That clearance expires on December 31, 2011. DATES: Comments... INFORMATION section below. Write ``Franchise Rule, PRA Comment, FTC File No. P094400'' on your comment, and...

  19. NIOSH (National Institute for Occupational Safety and Health) testimony to Department of Labor on the Mine Safety and Health Administration proposed rule: ionizing radiation standards for metal and nonmetal mines, August 13, 1987 by R. Niemeier

    International Nuclear Information System (INIS)

    1987-01-01

    Recommendations were offered for protecting workers against the health effects of ionizing radiation in metal and nonmetal mines. Available data demonstrating such health effects was reviewed and evidence supporting the technical feasibility of reducing the current Mine Safety and Health Administration (MSHA) standard was presented. Five recent studies indicated a significant increase in lung cancer rates associated with radon progeny exposure in underground mines. Additional studies indicated an exposure/response relationship in uranium miners. The influence of smoking on the association between radon progeny exposure and lung cancer was cited. Evidence has indicated that exposure to radon progeny carries a potential risk of developing occupationally induced lung cancer. Risk-assessment data supported the conclusion that miners with the same characteristics as the United States Public Health Service uranium miners cohort and who accrue a cumulative occupational exposure of 120 working level months, would have a lung cancer excess lifetime risk of about 35 to 40 lung cancer deaths per 1000 exposed miners. Modern mining methods using dilution ventilation as well as bulkheading and backfilling techniques make it possible to achieve substantial reductions in the cumulative exposure to radon progeny. Information was provided on sampling strategy, control technology, ventilation systems, respirators, and medical surveillance programs

  20. Rules and principles of Mycenaean palace administration and economy

    DEFF Research Database (Denmark)

    Nosch, Marie-Louise Bech

    2008-01-01

    Analysis of the administrative mechanisms shared by various palace administrations at Knossos, Pylos, Thebes, Mycenae......Analysis of the administrative mechanisms shared by various palace administrations at Knossos, Pylos, Thebes, Mycenae...

  1. 75 FR 60352 - Notice of Proposed Rulemaking: Mortgage Acts and Practices - Advertising Rule

    Science.gov (United States)

    2010-09-30

    ... Acts and Practices - Advertising Rule AGENCY: Federal Trade Commission (FTC or Commission). ACTION...) relating to unfair or deceptive acts and practices that may occur with regard to mortgage advertising, the Mortgage Acts and Practices (MAP) - Advertising Rule (proposed rule). The proposed rule published for...

  2. 78 FR 58500 - Water Quality Standards Regulatory Clarifications Proposed Rule; Public Meeting and Public Webinars

    Science.gov (United States)

    2013-09-24

    ... the proposed rule ``Water Quality Standards Regulatory Clarifications,'' which was published... the federal water quality standards (WQS) regulation at 40 CFR Part 131 which helps implement the..., the proposed rule will lead to improved water quality standard development, implementation and...

  3. 75 FR 25887 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-05-10

    ... Generally Accepted Accounting Principles (GAAP). The Exchange also proposes to require firms that fail to... by Amendment No. 1, by NYSE Arca, Inc. Amending Rule 4, Capital Requirements, Financial Reports... Change The Exchange proposes to amend certain financial rules contained in Rule 4. A copy of this filing...

  4. 75 FR 32529 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-06-08

    ... the requirements of Exchange Act Rule 15c3-1. The Exchange has conducted an analysis of financial.... 78a. \\3\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend Rule 6.82 by revising the minimum financial...

  5. 76 FR 55148 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change To Adopt...

    Science.gov (United States)

    2011-09-06

    ...-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change To Adopt Rules for the...-4 thereunder,\\2\\ a proposed rule change to adopt rules for the qualification, listing, and delisting... the Proposal The Exchange proposes rules to adopt a program for the qualification, listing, and...

  6. Fact Sheet: Proposed Rule: State Plans to Address Emissions During Startup, Shutdown, and Malfunction (SSM)

    Science.gov (United States)

    On February 12, 2013, the U.S. Environmental Protection Agency (EPA) proposed a rule that would ensure states have plans in place that require industrial facilities across the country to follow air pollution rules during SSM operations.

  7. Grant Writing Skill Building: A Business Administration Curriculum Proposal

    Science.gov (United States)

    Blankenship, Dianna; Jones, Irma; Lovett, Marvin

    2010-01-01

    This paper reviews the need for grant writing skills within various types of organizations and the resulting proposal for including grant writing within business administration curriculum at the undergraduate and/or graduate levels. An introduction precedes the results of a survey regarding current grant writing courses within AACSB schools of…

  8. FDA publishes conflict of interest rules for clinical trials. Food and Drug Administration.

    Science.gov (United States)

    James, J S

    1998-03-06

    The Food and Drug Administration (FDA) published new rules defining conflict of interests between drug companies and medical researchers and clinicians. Certain financial arrangements will need to be disclosed, although the FDA estimates that only one to ten percent of pharmaceutical companies will need to submit disclosures for one or more of their investigators. The purpose of the new rule is to prevent bias in safety and efficacy studies of drugs and medical devices. The full rule is published in the Federal Register.

  9. 77 FR 74722 - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule...

    Science.gov (United States)

    2012-12-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68401; File No. SR-CME-2012-42] Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule Change Regarding the Valuation of... to approve a proposed rule change of a self-regulatory organization if it finds that such proposed...

  10. 77 FR 40394 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2012-07-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67333; File No. SR-OCC-2012-07] Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Adjustment... to approve a proposed rule change of a self-regulatory organization if it finds that such proposed...

  11. Against the rule of man: the Confucian and Western traditions of good administration

    NARCIS (Netherlands)

    Yang, L.; Rutgers, M.R.

    2017-01-01

    This article investigates the Confucian and Western traditions specifically with regard to the relation between morality, law and good administration. It is argued that the common opposition between the rule of man and the rule of law as reflecting the basic difference between the two traditions is

  12. A proposal for amending administrative law to facilitate adaptive management

    Science.gov (United States)

    Craig, Robin K.; Ruhl, J. B.; Brown, Eleanor D.; Williams, Byron K.

    2017-07-01

    In this article we examine how federal agencies use adaptive management. In order for federal agencies to implement adaptive management more successfully, administrative law must adapt to adaptive management, and we propose changes in administrative law that will help to steer the current process out of a dead end. Adaptive management is a form of structured decision making that is widely used in natural resources management. It involves specific steps integrated in an iterative process for adjusting management actions as new information becomes available. Theoretical requirements for adaptive management notwithstanding, federal agency decision making is subject to the requirements of the federal Administrative Procedure Act, and state agencies are subject to the states’ parallel statutes. We argue that conventional administrative law has unnecessarily shackled effective use of adaptive management. We show that through a specialized ‘adaptive management track’ of administrative procedures, the core values of administrative law—especially public participation, judicial review, and finality— can be implemented in ways that allow for more effective adaptive management. We present and explain draft model legislation (the Model Adaptive Management Procedure Act) that would create such a track for the specific types of agency decision making that could benefit from adaptive management.

  13. A proposal for amending administrative law to facilitate adaptive management

    Science.gov (United States)

    Craig, Robin K.; Ruhl, J.B.; Brown, Eleanor D.; Williams, Byron K.

    2017-01-01

    In this article we examine how federal agencies use adaptive management. In order for federal agencies to implement adaptive management more successfully, administrative law must adapt to adaptive management, and we propose changes in administrative law that will help to steer the current process out of a dead end. Adaptive management is a form of structured decision making that is widely used in natural resources management. It involves specific steps integrated in an iterative process for adjusting management actions as new information becomes available. Theoretical requirements for adaptive management notwithstanding, federal agency decision making is subject to the requirements of the federal Administrative Procedure Act, and state agencies are subject to the states' parallel statutes. We argue that conventional administrative law has unnecessarily shackled effective use of adaptive management. We show that through a specialized 'adaptive management track' of administrative procedures, the core values of administrative law—especially public participation, judicial review, and finality— can be implemented in ways that allow for more effective adaptive management. We present and explain draft model legislation (the Model Adaptive Management Procedure Act) that would create such a track for the specific types of agency decision making that could benefit from adaptive management.

  14. 40 CFR 22.37 - Supplemental rules governing administrative proceedings under the Solid Waste Disposal Act.

    Science.gov (United States)

    2010-07-01

    ... administrative proceedings under the Solid Waste Disposal Act. 22.37 Section 22.37 Protection of Environment... Supplemental rules governing administrative proceedings under the Solid Waste Disposal Act. (a) Scope. This... sections 3005(d) and (e), 3008, 9003 and 9006 of the Solid Waste Disposal Act (42 U.S.C. 6925(d) and (e...

  15. 29 CFR 790.17 - “Administrative regulation, order, ruling, approval, or interpretation.”

    Science.gov (United States)

    2010-07-01

    ... 1938 Defense of Good Faith Reliance on Administrative Regulations, Etc. § 790.17 “Administrative... in regard to their function under the “good faith” defense. Accordingly, no useful purpose would be... that where the employer's good faith reliance on a regulation, order, ruling, approval or...

  16. 75 FR 3509 - Public Company Accounting Oversight Board; Order Approving Proposed Rules on Auditing Standard No...

    Science.gov (United States)

    2010-01-21

    ... Accounting Oversight Board; Order Approving Proposed Rules on Auditing Standard No. 7, Engagement Quality... (the ``Commission'') a notice (the ``Notice'') of proposed rules (File No. PCAOB-2009-02) on Auditing... identify any significant engagement deficiencies before it issues its audit report. Auditing Standard No. 7...

  17. 76 FR 62891 - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-10-11

    ... of the Proposed Rule Change The proposed rule change would remove any potential cloud on the... change is to remove any potential cloud on the jurisdictional status of relative performance indexes... Reference Section, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of...

  18. 78 FR 57538 - Proposed Waste Confidence Rule and Draft Generic Environmental Impact Statement

    Science.gov (United States)

    2013-09-19

    ..., Chief, Communication, Planning, and Rulemaking Branch Waste Confidence Directorate, Office of Nuclear...-2012-0246] RIN 3150-AJ20 Proposed Waste Confidence Rule and Draft Generic Environmental Impact... disposal (proposed Waste Confidence rule). In addition, the NRC will receive public comment on its...

  19. 75 FR 10532 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-03-08

    ... Commission (the ``Commission'') the proposed rule change as described in Items I, II, and III below, which... all similarly situated ATP Holders. 2. Statutory Basis The Exchange believes that the proposed rule... to all similarly situated ATP Holders. \\4\\ 15 U.S.C. 78f(b). \\5\\ 15 U.S.C. 78f(b)(4). B. Self...

  20. 78 FR 12684 - Proposed Significant New Use Rules on Certain Chemical Substances

    Science.gov (United States)

    2013-02-25

    ..., importers, or processors of one or more subject chemical substances (NAICS codes 325 and 324110), e.g... a use changes the type or form of exposure of human beings or the environment to a chemical... assigned in the regulatory text section of this proposed rule. This proposed rule includes 14 PMN...

  1. 75 FR 61799 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-10-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63024; File No. SR-Phlx-2010-134] Self... 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule... ``Phlx XL II'' to ``PHLX XL'' for branding purposes. \\4\\ The current rules relevant to this proposal are...

  2. 78 FR 3928 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Disapproving Proposed Rule...

    Science.gov (United States)

    2013-01-17

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Disapproving Proposed Rule Change To Establish ``Benchmark Orders'' Under NASDAQ Rule 4751(f) January 11, 2013. I. Introduction On May 1, 2012, The NASDAQ Stock Market LLC (``NASDAQ'' or ``Exchange'') filed with the Securities and Exchange Commission...

  3. 77 FR 3531 - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2012-01-24

    ... Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Enhance Risk Management.... Description The rule change will enhance the risk management controls associated with DTC's Receiver... Participant's net debit cap is placed on a pending (recycling) queue until another transaction creates...

  4. 75 FR 34498 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-06-17

    ... inconsistent regulatory obligations. Similar in concept to Rule 48, which suspends the requirements for... market system and, in general, to protect investors and the public interest. The proposed rule change...) impose any significant burden on competition; and (iii) become operative prior to 30 days from the date...

  5. 76 FR 36596 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Science.gov (United States)

    2011-06-22

    ..., eliminate the Minor Rule Violation Panel, clarify pleading requirements of a Respondent seeking to challenge.... The Exchange also proposed to clarify the pleading requirements of a Respondent who seeks to challenge... (Article 9, Rule 23) applied to all sell orders and not just those of a proprietary nature.\\6\\ In addition...

  6. 76 FR 11550 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-03-02

    ...-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols February 24, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4...

  7. 76 FR 18814 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-04-05

    ...-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols March 30, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''), \\1\\ and Rule 19b-4...

  8. 75 FR 65693 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-10-26

    ... Exchange has observed the popularity of $0.50 strikes. The open interest in the $2.50 August strike series... Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act \\9\\ and Rule 19b... are filed with the Commission, and all written communications relating to the proposed rule change...

  9. 77 FR 40935 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2012-07-11

    ... Exchange To Amend ISE Rule 715 To Reflect a Modification in the Functionality of the Add Liquidity Order... Add Liquidity Order and to rename the order type. The text of the proposed rule change is available on...), Add Liquidity Order (``ALO''), to add a sentence describing a change to the functionality.\\3\\ \\3\\ ALOs...

  10. 77 FR 4605 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2012-01-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66231; File No. SR-EDGA-2011-40] Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change Amending EDGA Rule 11.9 January 24, 2012. On December 2, 2011, EDGA Exchange, Inc. (``Exchange'' or ``EDGA'') filed...

  11. 76 FR 25727 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-05-05

    ... disciplinary proceeding, for a rule violation that the Exchange has found to be minor in nature, but which the... it from instituting other disciplinary proceedings. Article 12, Rule 8(f). Proposed New Rules for the... supervisory procedures (Article 6, Rule 5(b)); failure to report short positions (Article 7, Rule 9...

  12. 77 FR 11181 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-02-24

    ... warrant initiation of a formal disciplinary proceeding under Rule 476.\\5\\ \\4\\ Rule 476A(a) includes a... procedures to be followed in delayed opening situations. The Exchange proposes to update the Rule 476A List... Rules [sic] 104 or duties under Rule 123D. In some circumstances, formal disciplinary measures in...

  13. Medicare depreciation; useful life guidelines--HCFA. Proposed rule.

    Science.gov (United States)

    1982-09-30

    We are proposing to amend Medicare regulations to clarify which useful life guidelines providers of health care services may use to determine the useful life of a depreciable asset for Medicare reimbursement purposes. Current regulations state that providers must utilize HHS useful life guidelines or, if none have been published by HHS, the American Hospital Association (AHA) useful life guidelines of 1973 or IRS guidelines. We are proposing to eliminate the reference to IRS guidelines because those previously acceptable for Medicare purposes are outdated and have been made obsolete by the IRS or by statutory change. We would also delete the specific reference to the 1973 AHA guidelines. In addition, we intend this amendment to clarify that certain tax legislation on accelerated depreciation, recently passed by Congress, does not apply to the Medicare program.

  14. 75 FR 39712 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-07-12

    ... investment and risk management strategies and decisions to the movement of the underlying security..., and risk management purposes. 2. Statutory Basis The Exchange believes the proposed rule change is...

  15. 78 FR 36616 - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2013-06-18

    ... of this proposed rule change filing, the United Kingdom, Mexico, Ireland, Switzerland, Spain, Norway... services industry already contain provisions allocating the risk of any FATCA Withholding tax that will...

  16. 75 FR 4451 - Financial Management Service; Proposed Collection of Information: Final Rule-Management of...

    Science.gov (United States)

    2010-01-27

    ... DEPARTMENT OF THE TREASURY Fiscal Service Financial Management Service; Proposed Collection of Information: Final Rule--Management of Federal Agency Disbursements. AGENCY: Financial Management Service, Fiscal Service, Treasury. ACTION: Notice and Request for comments. SUMMARY: The Financial Management...

  17. NRC proposes changes to nuke decommissioning funding rules

    International Nuclear Information System (INIS)

    Anon.

    1993-01-01

    The Nuclear Regulatory Commission (NRC) has proposed to amend its regulations to allow self-guarantee as a means of assuring adequate funding for nuclear plant decommissioning. It acted in response to a rulemaking petition filed by General Electric Co. and Westinghouse Electric Corp. The proposal would allow self-guarantees if certain conditions are met: Tangible net worth of at least $1 billion; Tangible net worth at least 10 times the present decommissioning cost estimate for all activities the utility is responsible for as a self-guaranteeing licensee and as parent guarantor; Domestic assets amounting to at least 90 percent of total assets or at least 10 times the present decommissioning cost estimate; A credit rating for the utility's most recent bond issuance of AAA, AA, or A (Standard ampersand Poor's), or Aaa, Aa, or A (Moody's). Additional requirements include that the utility licensee must have at least one class of equity securities registered under the Securities Exchange Act of 1934, and that an independent auditor must verify that the utility met the financial test. A utility also would be responsible for reporting any change in circumstances affecting the criteria used to meet the financial test, and would be responsible for meeting that test within 90 days of each financial year. The NRC will accept written comments until March 29, 1993

  18. Scope of Negotiability: Index of Recent Case Law and Administrative Rulings.

    Science.gov (United States)

    Jones, Thomas Neil

    This listing presents court decisions and administrative rulings from the 1970s concerning the topics that are negotiable in bargaining between teachers, as public employees, and school boards, as public employers. The topics are grouped into 14 major areas: budget considerations; contracts; direct compensation; discipline; evaluation; hiring,…

  19. 26 CFR 1.860F-4 - REMIC reporting requirements and other administrative rules.

    Science.gov (United States)

    2010-04-01

    ... 26 Internal Revenue 9 2010-04-01 2010-04-01 false REMIC reporting requirements and other administrative rules. 1.860F-4 Section 1.860F-4 Internal Revenue INTERNAL REVENUE SERVICE, DEPARTMENT OF THE TREASURY (CONTINUED) INCOME TAX (CONTINUED) INCOME TAXES Real Estate Investment Trusts § 1.860F-4 REMIC...

  20. 77 FR 24139 - State Community Development Block Grant Program: Administrative Rule Changes

    Science.gov (United States)

    2012-04-23

    ... their regulatory actions on state, local, and tribal governments and the private sector. This final rule does not impose a federal mandate on any state, local, or tribal government, or the private sector... additional burden on the already heavy CDBG administrative workload. Another commenter suggested that the...

  1. 5 CFR 5201.105 - Additional rules for Mine Safety and Health Administration employees.

    Science.gov (United States)

    2010-01-01

    ... for Mine Safety and Health Administration employees. The rules in this section apply to employees of... Mine Safety and Health Act. Example: A mine inspector who was a former employee of mining company X... Secretary of labor for Mine Safety and Health or the Assistant Secretary's designee may grant an employee a...

  2. 77 FR 57630 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending...

    Science.gov (United States)

    2012-09-18

    ... change was published for comment in the Federal Register on July 30, 2012.\\3\\ The Commission received no comment letters regarding the proposed rule change. This order approves the proposed rule change. \\1\\ 15 U...

  3. 78 FR 48522 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-08-08

    ... systems and would reduce the systemic and administrative burdens on market participants by avoiding the... Arca rules rather than having the Exchange enforce NYSE Arca rules. In sum, the Exchange believes that...

  4. 78 FR 48513 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Adopt...

    Science.gov (United States)

    2013-08-08

    ... reduce the systemic and administrative burdens on market participants by avoiding the need for... enforce NYSE Arca rules, as the NYSE would do under its current rule. In sum, the Exchange believes that...

  5. 76 FR 8388 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List...

    Science.gov (United States)

    2011-02-14

    .... The Bank of New York Mellon Corporation is the administrator, Fund accountant, transfer agent and... policies, distributions and taxes, availability of information, trading rules and halts, and surveillance...

  6. 75 FR 47333 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-08-05

    ... 100 shares) orders in a separate, dedicated system, but will trade them on the Display Book system... Rule 501(a)--NYSE Amex Equities, the Exchange proposes to amend the definition of the term ``Closing... proposes to add language to conform the definition of a ``Stop Order'' for Nasdaq Securities with that for...

  7. 75 FR 80410 - Proposed Rules Governing Notification of Employee Rights Under the National Labor Relations Act

    Science.gov (United States)

    2010-12-22

    ... proposed rule, search ``documents open for comment'' and use key words such as ``National Labor Relations... their Beck rights. See footnote 5 above. In other words, existing law already requires notice of this.... Proposed Sec. 104.202(e) states that the Board will print the notice poster and provide copies to employers...

  8. 75 FR 43590 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-07-26

    ...), and sends a cancellation notice to the member that originally submitted the order. The instant.... Specifically, the Exchange believes that the proposal benefits customers by improving market efficiency through... the Commission, and all written communications relating to the proposed rule change between the...

  9. 75 FR 12325 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-03-15

    ... LLC To Increase the Monthly ATP Fee for All Options Market Makers and To Reduce the Per- Contract... Exchange Commission (the ``Commission'') the proposed rule change as described in Items I, II, and III... Amex Trading Permit (``ATP'') for options Market Makers. Effective March 1, 2010 the Exchange proposes...

  10. 75 FR 65683 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-10-26

    ... does not significantly affect the protection of investors or the public interest, does not impose any... this proposed rule change is to expand the $.50 Strike Program in order to provide investors with... proposal would expand $.50 strike offerings to market participants, such as traders and retail investors...

  11. 75 FR 55728 - Withdrawal of Proposed Rules; Discontinuing Rulemaking Efforts Listed in the Unified Agenda of...

    Science.gov (United States)

    2010-09-14

    ..., Chemical Control Division (7405M), Office of Pollution Prevention and Toxics, Environmental Protection... stakeholders working with us to identify the most practical and effective solutions to problems and we stress... Proposed Test Rule for Hazardous Air Pollutants (RIN 2070-AC76) 1. What was proposed? In the Federal...

  12. 75 FR 2180 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-01-14

    ... LLC To Modify Its Liquidity Credits and Establish Separate Liquidity Credits for Supplemental Liquidity Providers January 7, 2010. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934... Proposed Rule Change The Exchange proposes to modify its liquidity credits and establish liquidity credits...

  13. 78 FR 28267 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2013-05-14

    ... Trust Company (``DTC'') and maintain accounts to facilitate Delivery Orders (``DOs'') to approved... Commission to approve a proposed rule change of a self-regulatory organization if it finds that such proposed... securities transactions and foster cooperation and coordination with persons engaged in the clearance and...

  14. 75 FR 45572 - Oil Pollution Prevention; Spill Prevention, Control, and Countermeasure (SPCC) Rule-Proposed...

    Science.gov (United States)

    2010-08-03

    ... Oil Pollution Prevention; Spill Prevention, Control, and Countermeasure (SPCC) Rule--Proposed... Federal Regulations is proposed to be amended as follows: PART 112--OIL POLLUTION PREVENTION 1. The... certain facilities must prepare or amend their Spill Prevention, Control, and Countermeasure (SPCC) Plans...

  15. 78 FR 57319 - Children's Online Privacy Protection Rule Safe Harbor Proposed Self-Regulatory Guidelines...

    Science.gov (United States)

    2013-09-18

    ...-AB20 Children's Online Privacy Protection Rule Safe Harbor Proposed Self-Regulatory Guidelines; kidSAFE... proposed self-regulatory guidelines submitted by the kidSAFE Seal Program (``kidSAFE''), owned and operated... enabling industry groups or others to submit to the Commission for approval self-regulatory guidelines that...

  16. 76 FR 61366 - Food and Drug Administration Transparency Initiative: Draft Proposals for Public Comment to...

    Science.gov (United States)

    2011-10-04

    ... DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration [Docket No. FDA-2009-N-0247] Food and Drug Administration Transparency Initiative: Draft Proposals for Public Comment to Increase...: Food and Drug Administration, HHS. [[Page 61367

  17. 75 FR 1438 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2010-01-11

    ...)(iv). Finally, because DMMs no longer act as agent for orders on the Display Book under the rules of... the Policy would not be in violation the Order Display rule \\8\\ and/or the Firm Quote rule \\9\\ under...-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Rescinding...

  18. 78 FR 5213 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-01-24

    ... proposes to (1) establish processes for settling disciplinary matters both before and after the issuance of... Investigation, Disciplinary, Sanction, and Other Procedural Rules That Are Modeled on the Rules of the Financial... investigation, disciplinary, sanction, and other procedural rules that are modeled on the rules of the Financial...

  19. 76 FR 62306 - Countermeasures Injury Compensation Program (CICP): Administrative Implementation, Final Rule

    Science.gov (United States)

    2011-10-07

    ... income or poverty; or the behavior and personal responsibility of youth, as determined under section 654... have a positive impact on the disposable income and poverty elements of family well-being to the extent...-line access to both proposed and final rules of the rulemaking docket on regulations.gov , including...

  20. 75 FR 20401 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change, and...

    Science.gov (United States)

    2010-04-19

    .... Proposed NYSE Amex Equities Rule 510 (Derivative Securities Products) The Exchange also proposes some... derivative securities products,'' as defined in Rule 19b-4(e) under the Act and traded pursuant to Rule 19b-4.../or approved by the Commission for the generic trading of derivative securities products based on...

  1. 77 FR 55885 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change...

    Science.gov (United States)

    2012-09-11

    ...-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change To Modify Exchange Rule 3307 To Institute a Five Millisecond Delay in the Execution Time of Marketable Orders on... millisecond delay in the execution time of marketable orders on NASDAQ OMX PSX. Notice of the proposed rule...

  2. 77 FR 73106 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change...

    Science.gov (United States)

    2012-12-07

    ... default swaps and European Corporate Single-Name credit default swaps. Notice of the proposed rule change... Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change To Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS December 3, 2012. On September...

  3. 77 FR 38879 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-06-29

    ... marketable non-displayed interest, the Market Maker would be required to re-enter a quotation for purposes of...-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Adding New... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to add new...

  4. 77 FR 67427 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-11-09

    ... Rules provide updates related to anti-money laundering legislation applicable to customers, clarify... proposed rule change will have any impact or impose any burden on competition. C. Self-Regulatory...

  5. 76 FR 75570 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-12-02

    ...-DTC-2008-15]. DTC also seeks to conform the language of its existing procedures pertaining to...'s Web site at http://www.dtcc.com/legal/rule_filings/dtc/2011.php . (2) The proposed rule change is...

  6. 75 FR 60689 - Hazardous Waste Management System; Identification and Listing of Hazardous Waste; Proposed Rule

    Science.gov (United States)

    2010-10-01

    ... Waste Management System; Identification and Listing of Hazardous Waste; Proposed Rule AGENCY... exclude (or delist) a certain solid waste generated by its Beaumont, Texas, facility from the lists of hazardous wastes. EPA used the Delisting Risk Assessment Software (DRAS) Version 3.0 in the evaluation of...

  7. 78 FR 79048 - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending...

    Science.gov (United States)

    2013-12-27

    ... sale disciplinary actions in its equities market, as the Exchange believes that the conduct described... of equity market participants subject to disciplinary action for wash sales, the Exchange proposed a... wash sale disciplinary actions in its equities market. The Exchange stated that Rule 6140--Equities...

  8. 75 FR 11210 - Public Company Accounting Oversight Board; Order Approving Proposed Amendment to Board Rules...

    Science.gov (United States)

    2010-03-10

    ... the target threshold for U.S. market capitalization for 2009. The PCAOB was unable to conduct the... the U.S. market capitalization of the aforementioned 49 firms' issuer audit clients. The proposed rule... be satisfied in each of the years from 2009 to 2012. The minimum thresholds relate to U.S. market...

  9. 75 FR 40001 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-07-13

    ... investment and risk management strategies and decisions to the movement of the underlying security... risk management objectives. \\8\\ See Securities Exchange Act Release Nos. 57478 (March 12, 2008), 73 FR..., and risk management purposes. Finally, the proposal also corrects an internal rule reference in...

  10. 75 FR 20737 - Proposed Amendments to Rule 610 of Regulation NMS

    Science.gov (United States)

    2010-04-20

    ... surcharge or ``royalty'' fee for executions in certain index option classes.\\31\\ Many exchanges also charge...'') relating to access to quotations in listed options as well as fees for such access. The proposed rule would... quotations in a listed option on its exchange and establish a limit on access fees that an exchange would be...

  11. 78 FR 36608 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2013-06-18

    ..., as part of the Hiring Incentives to Restore Employment Act, and became effective, subject to... proposed rule change filing, the United Kingdom, Mexico, Ireland, Switzerland, Spain, Norway Denmark, Italy... terms, such as MBS product, coupon rate, maturity and settlement date, on a multilateral basis, i.e...

  12. 75 FR 76509 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-12-08

    ... system (``PSX''). The text of the proposed rule change is available on the Exchange's Web site at http... the price changes upon the net fees paid by a particular market participant will depend upon a number... sizes through pricing or by operating as ``dark pools.'' C. Self-Regulatory Organization's Statement on...

  13. 75 FR 14221 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-03-24

    ... upon execution of incoming orders. The modified logic rewards displayed orders that establish the...). Proposal to Extend the Operation of the NMM Pilot The NYSE established the NMM Pilot to provide incentives... operates to reward aggressive liquidity providers. As such, the Exchange believes that the rules governing...

  14. 77 FR 66196 - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2012-11-02

    ... Accounting Principles (``GAAP''). Canadian clearing members that use Form 1 report the same, and in some... Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Financial... financial reporting by Canadian clearing members to reflect the Investment Industry Regulatory Organization...

  15. 78 FR 24257 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2013-04-24

    ... positions are in-the- money or out-of-the-money. Volume, like open interest, is a measure of a Clearing... demands on OCC's services and facilities that are not captured by the current methodology. IV. Conclusion... Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Implement a Revised...

  16. 78 FR 33456 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing Proposed Rule...

    Science.gov (United States)

    2013-06-04

    ... certain locked- in trade sources in the future based on volumes and processing costs. \\9\\ Designated...-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing Proposed Rule Change to Include trueEX LLC as a Designated Locked-In Trade Source Pursuant to the Rulebook of the Government Securities...

  17. 75 FR 65689 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-10-26

    ... does not significantly affect the protection of investors or the public interest, does not impose any... rule change is to expand the $.50 Strike Program in order to provide investors with opportunities and... proposal would expand $.50 strike offerings to market participants, such as traders and retail investors...

  18. 78 FR 23184 - Proposed Significant New Use Rules on Certain Chemical Substances

    Science.gov (United States)

    2013-04-18

    .... Potentially affected entities may include: Manufacturers, importers, or processors of one or more subject... manufacturing and processing of a chemical substance. The extent to which a use changes the type or form of... information). CFR citation assigned in the regulatory text section of this proposed rule. The regulatory text...

  19. 76 FR 19165 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-04-06

    ...\\ Additionally, the Exchange proposes to increase the number of option classes on individual stocks for which the... underlying stock is traded. Currently, Exchange Rule 6.4 at Commentary .03 permits the listing of options... security and meet their investment, trading and risk management requirements. [[Page 19166

  20. 76 FR 19160 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-04-06

    ... market'' is defined in NYSE Amex Rule 900.2NY(62), in respect of an underlying stock or Exchange-Traded Fund Share, as the principal market in which the underlying stock or Exchange-Traded Fund Share is... and meet their investment, trading and risk management requirements. The Exchange is also proposing to...

  1. 77 FR 15432 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2012-03-15

    ... corporate governance structure of OCC by: (i) Increasing the number of public directors on OCC's Board of... directs the Commission to approve a proposed rule change of a self-regulatory organization if it finds... Directors, OCC stated that the changes would enhance the corporate governance structure at OCC. As such, the...

  2. 78 FR 42809 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2013-07-17

    ... proposed rule change was published for comment in the Federal Register on June 4, 2013.\\3\\ The Commission... omitted). \\21\\ As with bilateral trades, counterparties to a locked-in trade may submit a ``DK Notice..., unlike with bilateral trades, the GSD considers a DK Notice in the context of a locked-in trade to be ``a...

  3. 76 FR 52996 - Public Company Accounting Oversight Board; Order Approving Proposed Temporary Rule for an Interim...

    Science.gov (United States)

    2011-08-24

    ... Accounting Oversight Board; Order Approving Proposed Temporary Rule for an Interim Program of Inspection Related to Audits of Brokers and Dealers August 18, 2011. I. Introduction On June 21, 2011, the Public... that would be imposed on different categories of registered public accounting firms and classes of...

  4. 76 FR 52997 - Public Company Accounting Oversight Board; Order Approving Proposed Board Funding Final Rules for...

    Science.gov (United States)

    2011-08-24

    ... Accounting Oversight Board; Order Approving Proposed Board Funding Final Rules for Allocation of the Board's... August 18, 2011. I. Introduction On June 21, 2011, the Public Company Accounting Oversight Board (the... public accounting firm, in amounts that are sufficient to cover the costs of processing and reviewing...

  5. 76 FR 5110 - Hazardous Waste Management System; Identification and Listing of Hazardous Waste; Proposed Rule

    Science.gov (United States)

    2011-01-28

    ... will dispose of the leachate at a publicly owned treatment works or at an industrial waste disposal... classification of listed waste pursuant to Sec. Sec. 261.31 and 261.32. Specifically, in its petition, Gulf West... Waste Management System; Identification and Listing of Hazardous Waste; Proposed Rule AGENCY...

  6. 75 FR 16217 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-03-31

    ..., Inc. Regarding the Listing of the ProShares Ultra MSCI Mexico Investable Market Fund March 24, 2010... Ultra MSCI Mexico Investable Market. The text of the proposed rule change is available at the Exchange... (``ICUs''): \\4\\ ProShares Ultra MSCI Mexico Investable Market (the ``Fund''). \\4\\ An Investment Company...

  7. 78 FR 74212 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2013-12-10

    ... Trade Shares of the iShares Liquidity Income Fund December 4, 2013. I. Introduction On September 19... Liquidity Income Fund (``Fund''). The proposed rule change was published for comment in the Federal Register...- income exchange-traded funds. See, infra, note 20. The exchange states that the liquidity of a security...

  8. 77 FR 75243 - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2012-12-19

    ... modeling and risk management procedures (``Risk Management Proposal'') \\9\\ is approved by the Commission... risk modeling enhancements with respect to longer-tenor options, including OTC S&P 500 Index Options... http://www.sec.gov/rules/petitions/2012/petn4-644.pdf . This Order does not address the relief...

  9. 76 FR 78059 - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2011-12-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65927; File No. SR-OCC-2011-15] Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Management of..., future regulatory requirements for clearinghouses could impose liquidity requirements that would be...

  10. 75 FR 30095 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Amending Its...

    Science.gov (United States)

    2010-05-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62157; File No. SR-NYSEArca-2010-28] Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Amending Its Schedule of Fees May 24, 2010. On April 12, 2010, NYSE Arca, Inc. (``NYSE Arca'') filed with the Securities and Exchange...

  11. The 2015 US Food and Drug Administration Pregnancy and Lactation Labeling Rule.

    Science.gov (United States)

    Brucker, Mary C; King, Tekoa L

    2017-05-01

    As of 2015, the US Food and Drug Administration (FDA) discontinued the pregnancy risk categories (ABCDX) that had been used to denote the putative safety of drugs for use among pregnant women. The ABCDX system has been replaced by the FDA Pregnancy and Lactation Labeling Rule (PLLR) that requires narrative text to describe risk information, clinical considerations, and background data for the drug. The new rule includes 3 overarching categories: 1) pregnancy, which includes labor and birth; 2) lactation; and 3) females and males of reproductive potential. This article reviews the key components of the PLLR and clinical implications, and provides resources for clinicians who prescribe drugs for women of reproductive age. © 2017 by the American College of Nurse-Midwives.

  12. New security measures are proposed for N-plants: Insider Rule package is issued by NRC

    International Nuclear Information System (INIS)

    Anon.

    1984-01-01

    New rules proposed by the Nuclear Regulatory Commission (NRC) will require background investigations and psychological assessments of new job candidates and continual monitoring of the behavior of all power plant workers with access to sensitive areas. Licensees will have to submit an ''access authorization'' program for approval describing how they will conduct these security activities. The employee checks will go back five years to examine credit, educational, and criminal histories. Implementation of the rules could involve the Edison Electric Institute as an intermediary to funnel criminal checks from the Justice Department and FBI. The NRC is also considering a clarification of areas designated as ''vital'' because current designations may be too strict

  13. Comments received on proposed rule on radiological criteria for decommissioning and related documents

    International Nuclear Information System (INIS)

    Page, G.; Caplin, J.; Smith, D.

    1996-03-01

    The Nuclear Regulatory Commission (NRC) is conducting an enhanced participatory rulemaking to establish radiological criteria for the decommissioning of NRC-licensed facilities. As a part of this action, the Commission published in the Federal Register (59 FR 43200), on August 22, 1994, a proposed rule on radiological criteria for decommissioning, soliciting comments both on the rule as proposed and on certain specific items as identified in its supplementary statement of considerations. A draft Generic Environmental Impact Statement (GEIS) in support of the rule, also published in August 1994 as NUREG-1496, along with its Appendix A (NUREG-1501), were also made available for comment. A staff working draft on regulatory guidance (NUREG-1500)was also made available. This report summarizes the 1,309 comments on the proposed rule and supplementary items and the 311 comments on the GEIS as excerpted from 101 docketed letters received associated in the Federal/Register notice. Comments from two NRC/Agreement-States meetings are also summarized

  14. 75 FR 64767 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2010-10-20

    ...-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Y-Exchange Rules To Conform to the Current Rules of BATS Exchange October 13, 2010. Pursuant to Section 19(b... hereby given that on October 4, 2010, BATS Y-Exchange, Inc. (the ``Exchange'' or ``BYX'') filed with the...

  15. 78 FR 15394 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2013-03-11

    ...-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Adopting... paragraph (d) it contains a provision establishing how the transition period from NYSE Rule 477 will work... to announce the effective date of the new rules at least 30 days in advance in an Information...

  16. 78 FR 58364 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2013-09-23

    ... 7240(a)(1), the term ``cBBO'' means the best net bid and offer price for a Complex Order Strategy based... order receives the best possible price. \\3\\ As defined in Rule 7240(a)(5), the term ``Complex Order... particular investment strategy. \\4\\ See Rule 7150. \\5\\ As defined in proposed Rule 7245, the term ``COPIP...

  17. 75 FR 37510 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc...

    Science.gov (United States)

    2010-06-29

    ... countries' currencies relative to the U.S. dollar. The term ``commodity currency'' generally is used to... Trading of WisdomTree Dreyfus Commodity Currency Fund Under NYSE Arca Equities Rule 8.600 June 22, 2010... Equities Rule 8.600: WisdomTree Dreyfus Commodity Currency Fund (``Fund''). The text of the proposed rule...

  18. 75 FR 17820 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Science.gov (United States)

    2010-04-07

    ... 30-day operative delay period contained in Exchange Act Rule 19b- 4(f)(6)(iii).\\3\\ \\3\\ 17 CFR 240.19b.... In proposing adoption of Rule 1007A, the Exchange stated that Rule 1107A, being similar in concept to... perfect the mechanisms of a free and open market and a national market system, by encouraging listing...

  19. 78 FR 72965 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2013-12-04

    ... type called a Midpoint Passive Liquidity (``MPL'') Order; (2) NYSE MKT Rule 1000--Equities to specify... Order into the Retail Liquidity Program. The text of the proposed rule change is available on the...) NYSE MKT Rule 107C--Equities to incorporate the new MPL Order into the Retail Liquidity Program...

  20. 77 FR 24239 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-04-23

    ... Rule 107B To Add a Class of Supplemental Liquidity Providers That Are Registered as Market Makers at... participants to quote more often and to add displayed liquidity to the market. Thus, Rule 107B(a) requires that... liquidity for trading. In addition, the Exchange believes that the proposed rule change is consistent with...

  1. 75 FR 44829 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2010-07-29

    ... Amendments No. 1 and 2 Thereto, To Amend Certain Corporate Governance Disclosure Requirements for Listed... rules relating to corporate governance standards for listed companies. The proposed rule change, as... when it relies on certain exceptions to Nasdaq rules concerning the composition and independence of...

  2. 75 FR 1439 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Rescinding...

    Science.gov (United States)

    2010-01-11

    ...(a)(iv). Finally, because DMMs no longer act as agent for orders on the Display Book under the rules... fails to follow the Policy would not be in violation the Order Display rule \\8\\ and/or the Firm Quote...-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Rescinding NYSE Information...

  3. 76 FR 40961 - Public Company Accounting Oversight Board; Notice of Filing of Proposed Temporary Rule for an...

    Science.gov (United States)

    2011-07-12

    ... of the Board Section 1. General Provisions * * * Rule 1001. Definitions of Terms Employed in Rules... Accounting Oversight Board; Notice of Filing of Proposed Temporary Rule for an Interim Program of Inspection... Act of 2002 (the ``Act''), notice is hereby given that on June 21, 2011, the Public Company Accounting...

  4. The audit of social administration (AGSC. Methodological proposal for its application in cooperative companies

    Directory of Open Access Journals (Sweden)

    Leonardo Ojeda Mesa

    2014-06-01

    This article explains the bases for a methodology proposal that facilitates the execution of Social Administration Audits (AGS in cooperative companies, with the objective of evaluating the administration that they develop  the same social order.

  5. Estimated Cost of the Administration's Proposal to Increase the Army's and the Marine Corps's Personnel Levels

    National Research Council Canada - National Science Library

    Schmit, Matt; Wheelock, Jason; Newman, David

    2007-01-01

    .... The Administration also plans to increase the size of the Army Reserve and National Guard. The cost of the Administration's proposal to increase the size of the armed forces depends on the personnel levels it is being measured against...

  6. 75 FR 64389 - Proposed Recommendation to the Social Security Administration for Occupational Information System...

    Science.gov (United States)

    2010-10-19

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA-2010-0066] Proposed Recommendation to the Social Security Administration for Occupational Information System (OIS) Development Planning; Request for Comment...) to provide independent advice and recommendations on plans and activities to create an occupational...

  7. Life cycle of medical product rules issued by the US Food and Drug Administration.

    Science.gov (United States)

    Hwang, Thomas J; Avorn, Jerry; Kesselheim, Aaron S

    2014-08-01

    The US Food and Drug Administration (FDA) uses rulemaking as one of its primary tools to protect the public health and implement laws enacted by Congress and the president. Because of the many effects that these rules have on social welfare and the economy, the FDA and other executive agencies receive input from the executive branch, the public, and in some cases, the courts, during the process of rulemaking. In this article, we examine the life cycle of FDA regulations concerning medical products and review notable features of the rulemaking process. The current system grants substantial opportunities for diverse stakeholders to participate in and influence how rules are written and implemented. However, the duration, complexity, and adversarial qualities of the rulemaking process can hinder the FDA's ability to achieve its policy and public health goals. There is considerable variation in the level of transparency at different stages in the process, ranging from freely accessible public comments to undisclosed internal agency deliberations. In addition, significant medical product rules are associated with lengthy times to finalization, in some cases for unclear reasons. We conclude by identifying potential areas for reform on the basis of transparency and efficiency. Copyright © 2014 by Duke University Press.

  8. "PAY NOW, ARGUE LATER" RULE – BEFORE AND AFTER THE TAX ADMINISTRATION ACT

    Directory of Open Access Journals (Sweden)

    Carika Keulder

    2013-12-01

    Full Text Available The South African Revenue Service (SARS is entrusted with the duty of collecting tax on behalf of the South African government. In order to ensure effective and prompt collection of taxes, the payment of tax is not suspended pending an objection or an appeal, unless directed otherwise. This is also known as the "pay now, argue later" rule, and, for value-added tax purposes, is provided for in terms of section 36 of the Value-Added Tax Act 89 of 1991. The "pay now, argue later" rule in terms of section 36 of the Value-Added Tax Act prima facie infringes on a taxpayer's right of access to the courts as envisaged in section 34 of the Constitution. This is due to the fact that a taxpayer is obliged to pay tax before being afforded the opportunity to challenge the assessment in a court. In Metcash Trading Ltd v Commissioner for the South African Revenue Service, the Constitutional Court held the "pay now, argue later" rule in terms of section 36 to be constitutional. Olivier, however, does not agree with the court on several matters. Amongst the problems she indicates are that the taxpayer does not have access to the courts at the time the rule is invoked, and that the court did not consider the fact that there might be less invasive means available which would ensure that SARS's duty is balanced with the taxpayer's right of access to the courts. Guidelines were also issued which provide legal certainty regarding the factors SARS may consider in determining whether the payment of tax should be suspended or not. These guidelines also evoked some points of criticism. Since 1 October 2012, the "pay now, argue later" rule has been applied in terms of section 164 of the Tax Administration Act 28 of 2011. The question arises whether this provision addresses the problems identified in respect of section 36 of the Value-Added Tax Act and the guidelines. In comparing these sections, only slight differences emerged. The most significant difference is that

  9. 78 FR 48528 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend...

    Science.gov (United States)

    2013-08-08

    ... to and system coding for exchange systems and would reduce the systemic and administrative burdens on... the Affiliated Exchange enforce the Exchange's rules. The Exchange believes that adding NYSE MKT to...

  10. 77 FR 35444 - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-06-13

    ... could result in disciplinary action. First, pursuant to proposed Rule 107B(d)(1), the SLMM must maintain... disciplinary action. Under proposed Rule 107B(h), an SLP-Prop may not also act as an SLMM in the same...

  11. 77 FR 6833 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-02-09

    ... Reference Asset. The term ``Currency,'' as used in the proposed rule, means one or more currencies, or.... Description Proposed Rule 5711(e)(iii) provides that the term ``Currency Trust Shares'' as used in these...-Based Trust Shares; Currency Trust Shares; Commodity Index Trust Shares; Commodity Futures Trust Shares...

  12. 78 FR 77743 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2013-12-24

    ...\\ a proposed rule change to list and trade shares (``Shares'') of the PIMCO Diversified Income... proposes to list and trade the Shares of the Funds pursuant to NYSE Arca Equities Rule 8.600, which governs... to other risks, such as interest rate or currency risk. A Fund may also use forwards to enhance...

  13. 77 FR 15440 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-03-15

    ... component currencies. The price used for the calculation of the Index is the mid-point between the Bloomberg... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to list... The Exchange proposes to list and trade shares (``Shares'') of the following funds (each a ``Fund...

  14. 76 FR 34781 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-06-14

    ... income statement, which must be presented in English, and is filed no later than six months following the..., consistent with Rule 5250(c)(2), it includes an interim balance sheet and income statement, which must be... Organization's Statement of the Terms of the Substance of the Proposed Rule Change Nasdaq proposes to adopt...

  15. 77 FR 47472 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2012-08-08

    ... proposed rule change to make certain amendments that, in part, clarified the operation of the new Market... equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market...-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified by...

  16. 76 FR 71399 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-11-17

    ... of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend NYSE Rule 104 to... is aware that a Floor broker representing buying interest inquired about selling interest in one of his or her assigned securities and later a Floor broker representing selling interest makes an inquiry...

  17. 76 FR 71405 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change To Codify...

    Science.gov (United States)

    2011-11-17

    ... Terms of Substance of the Proposed Rule Change The Exchange proposes to amend NYSE Amex Equities Rule... representing buying interest inquired about selling interest in one of his or her assigned securities and later a Floor broker representing selling interest makes an inquiry about buying interest, the assigned...

  18. 78 FR 7844 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Withdrawal of Proposed Rule...

    Science.gov (United States)

    2013-02-04

    ... following sovereign reference entities: Republic of Ireland, Italian Republic, Hellenic Republic, Portuguese Republic, and Kingdom of Spain. Notice of the proposed rule change was published in the Federal Register on November 2, 2012.\\3\\ The Commission received one comment on the proposed rule change.\\4\\ \\1\\ 15 U.S.C. 78s...

  19. 76 FR 805 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2011-01-06

    ... Trading Shares of the SPDR Nuveen S&P High Yield Municipal Bond ETF December 30, 2010. Pursuant to Section... Change The Exchange proposes to list and trade shares of the SPDR Nuveen S&P High Yield Municipal Bond ETF under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02. The text of the proposed rule change is...

  20. 78 FR 25512 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2013-05-01

    ... Market Makers. Under the proposed rules, quotations and quotation sizes may be entered into PSX only by a... terminated by the Exchange if the PSX Market Maker fails to enter quotations in the issue within five (5... in PSX's quotation montage at all times. Proposed Rule 3213(a)(2) would require a PSX Market Maker...

  1. Prescription Drug Marketing Act of 1987; Prescription Drug Amendments of 1992; policies, requirements, and administrative procedures; delay of effective date; reopening of administrative record. Food and Drug Administration, HHS. Final rule; delay of effective date; reopening of administrative record.

    Science.gov (United States)

    2000-05-03

    The Food and Drug Administration (FDA) is delaying until October 1, 2001, the effective date and reopening the administrative record to receive additional comments regarding certain requirements of a final rule published in the Federal Register of December 3, 1999 (64 FR 67720). The other provisions of the final rule become effective on December 4, 2000. The final rule implements the Prescription Drug Marketing Act of 1987 (PDMA), as modified by the Prescription Drug Amendments of 1992 (PDA) and the FDA Modernization Act of 1997 (the Modernization Act). FDA is delaying the effective date for certain requirements relating to wholesale distribution of prescription drugs by distributors that are not authorized distributors of record. FDA is also delaying the effective date of another requirement that would prohibit blood centers functioning as "health care entities" to act as wholesale distributors of blood derivatives. The agency is taking this action to address numerous concerns about the provisions raised by affected parties.

  2. 78 FR 76834 - Request for Public Comment on the Proposed Adoption of Administration for Native Americans...

    Science.gov (United States)

    2013-12-19

    ... DEPARTMENT OF HEALTH AND HUMAN SERVICES Administration for Children and Families [CFDA Numbers: 93.581, 93.587, 93.612] Request for Public Comment on the Proposed Adoption of Administration for Native... by members of the public at the Administration for Native Americans, 901 D Street SW., Washington, DC...

  3. 76 FR 54223 - Notice of Proposed Administrative Cost Recovery Settlement Pursuant to the Comprehensive...

    Science.gov (United States)

    2011-08-31

    ... Costs Incurred at Marine Corps Logistics Base Barstow, CA AGENCY: Department of the Navy, DoD. ACTION... of response costs incurred by the DON at the Site. The proposed Administrative Settlement resolves... DEPARTMENT OF DEFENSE Department of the Navy Notice of Proposed Administrative Cost Recovery...

  4. Analysis of public comments on the proposed rule on nuclear power plant license renewal

    International Nuclear Information System (INIS)

    1991-12-01

    This report provides a summary and analysis of public comments on the proposed license renewal rule for the nuclear power plants (10 CFR Part 54) published in the Federal Register on 17 July 1990. It also documents the NRC's resolution of the issues raised by the commenters. Comments from 121 organizations and 76 individuals were reviewed and analyzed to identify the issues, including those pertaining to the adequacy of the licensing basis, the performance of an integrated plant assessment, backfit considerations, and need for public hearings. The analysis included grouping of commenters' views according to the issues raised. The public comments analyzed in this report were taken into consideration in the development of the final rule and revisions to the supporting documents

  5. Citizens United, public health, and democracy: the Supreme Court ruling, its implications, and proposed action.

    Science.gov (United States)

    Wiist, William H

    2011-07-01

    The 2010 US Supreme Court Citizens United v Federal Election Commission 130 US 876 (2010) case concerned the plans of a nonprofit organization to distribute a film about presidential candidate Hillary Clinton. The Court ruled that prohibiting corporate independent expenditures for advocacy advertising during election campaigns unconstitutionally inhibits free speech. Corporations can now make unlimited contributions to election advocacy advertising directly from the corporate treasury. Candidates who favor public health positions may be subjected to corporate opposition advertising. Citizen groups and legislators have proposed remedies to ameliorate the effects of the Court's ruling. The public health field needs to apply its expertise, in collaboration with others, to work to reduce the disproportionate influence of corporate political speech on health policy and democracy.

  6. Proposed Rule for Control of Air Pollution From New Motor Vehicles: Proposed Heavy-Duty Engine and Vehicle Standards and Highway Diesel Fuel Sulfur Control Requirements

    Science.gov (United States)

    Rule summary, CFR citations and additional resources concerning proposed new emission standards that will begin to take effect in 2007 and corresponding diesel fuel requirements that take effect in 2006.

  7. Medicare program; update of ratesetting methodology, payment rates, payment policies, and the list of covered procedures for ambulatory surgical centers effective October 1, 1998; reopening of comment period and delay in adoption of the proposed rule as final--HCFA. Notice of reopening of comment period for proposed rule and delay in adoption of provisions of the proposed rule as final.

    Science.gov (United States)

    1998-10-01

    This notice reopens the comment period for a proposed rule affecting Medicare payments to ambulatory surgical centers (ASCs) that was originally published in the Federal Register on June 12, 1998 (63 FR 32290). This document gives notice of a delay in the adoption of the provisions of the June 12, 1998 ASC proposed rule as a final rule to be concurrent with the adoption as final of the hospital outpatient prospective payment system (PPS) that is the subject of a proposed rule published in the Federal Register on September 8, 1998 (63 FR 47551). In addition this document confirms that the current ASC payment rates that are effective for services furnished on or after October 1, 1998, will remain in effect until rebased ASC rates and the provisions of the June 12, 1998 ASC proposed rule are adopted as final to be concurrent with the adoption as final of the Medicare hospital PPS.

  8. 75 FR 29792 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change...

    Science.gov (United States)

    2010-05-27

    ... administered pursuant to the Exchange's minor rule plan (``MRP''). As amended, the fine schedule would now..., the Commission believes that the proposed changes to the MRP should strengthen the Exchange's ability... quote spread parameter rule, under the MRP, reasonably addresses quoting violations on an electronic...

  9. 76 FR 52030 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2011-08-19

    ... with the Commission, Phlx included statements concerning the purpose of and basis for the proposed rule... information advantages resulting from the affiliation between Phlx and NOS, as related to NOS's authority to... violated Exchange or Commission Rules; \\12\\ \\12\\ The Exchange, FINRA, and SEC staff may agree going forward...

  10. 78 FR 13103 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2013-02-26

    ... intermediate holding company from the ownership structure of the Exchange. C. Self-Regulatory Organization's...-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Rules To..., Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of the Exchange...

  11. 77 FR 48570 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2012-08-14

    ... Underlying Securities) of the NASDAQ Options Market rules.\\11\\ Additionally, the Target Component's and the...\\ Additionally, the Target Component's and the Benchmark Component's trading volume (in all markets in which the...-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change Relating to the...

  12. 76 FR 67238 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change by BATS...

    Science.gov (United States)

    2011-10-31

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65619, File No. SR-BATS-2011-032] Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change by BATS Exchange, Inc. To Adopt Rules Applicable to Auctions Conducted by the Exchange for Exchange-Listed Securities October 25, 2011. I. Introduction On August 22, 2011,...

  13. 78 FR 28654 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2013-05-15

    ...-CBOE-2011-114) (order granting approval of a proposed rule change relating to Complex Order processing... rule change relating to Complex Order processing in CBOE's Hybrid 3.0 classes). \\10\\ The Exchange notes... Auction (``DNA'') designation for Complex Orders; (iii) add a definition of conforming ratio; \\8\\ (iv...

  14. 76 FR 5630 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change, as...

    Science.gov (United States)

    2011-02-01

    ... order processing available on options exchanges today.\\66\\ The Phlx represents that neither the Exchange... definition of conforming ratio; (iv) provide priority rules for Complex Orders traded on Phlx XL II; and (v... Orders on Phlx XL II. \\6\\ See Notice. A. Definitions The proposal amends Phlx Rule 1080, Commentary .08(a...

  15. 77 FR 38351 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2012-06-27

    ... copper market is the third largest metals market in terms of physical volume. Much of the copper traded...-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 June 22, 2012. Pursuant to Section...

  16. 77 FR 52096 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving a Proposed Rule Change, as...

    Science.gov (United States)

    2012-08-28

    ...'s rules, the financial and regulatory risk management controls and supervisory procedures required...-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by... that broker-dealers appropriately control the risks associated with market access, so as not to...

  17. 77 FR 52097 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change, as...

    Science.gov (United States)

    2012-08-28

    ... financial and regulatory risk management controls and supervisory procedures required by Rule 15c3-5 under...-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by... that broker-dealers appropriately control the risks associated with market access, so as not to...

  18. 77 FR 25770 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2012-05-01

    ... settings via Regulatory Bulletin. The Mechanism protects Market Makers from the risk associated with an...-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Options Rule 928NY Specifying That the Potential Range for the Settings Applicable to the Market Maker Risk...

  19. 77 FR 65920 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-10-31

    ... Trading of Shares of the Pring Turner Business Cycle ETF Under NYSE Arca Equities Rule 8.600 October 25... Turner Business Cycle ETF. The text of the proposed rule change is available on the Exchange's Web site... and trade shares (``Shares'') of the Pring Turner Business Cycle ETF (``Fund'') under NYSE Arca...

  20. 77 FR 74707 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List...

    Science.gov (United States)

    2012-12-17

    ... the Pring Turner Business Cycle ETF Under NYSE Arca Equities Rule 8.600 December 11, 2012. On October... Pring Turner Business Cycle ETF (``Fund''). The proposed rule change was published for comment in the... proprietary business cycle research, the Sub-Adviser proactively will change the Fund's asset allocation and...

  1. 77 FR 312 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-01-04

    ... solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR..., 2011, there were public news reports that MF Global was in financial difficulties and might be... Executive Officer in Rule 2(c) represents a simple oversight in the 2006 amendments and seeks to correct it...

  2. 78 FR 68111 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2013-11-13

    ... entered by ATP Holders. \\7\\ Under Rules 980NY(c)(i)-(iii), incoming orders or quotes, or those residing in... ATP Holder During the Trading Day November 6, 2013. Pursuant to Section 19(b)(1) of the Securities... (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been...

  3. 77 FR 51599 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2012-08-24

    ... Proposed Rule Change As with the Standard North American Corporate Single Names currently cleared, ICC... the following twenty additional investment grade Standard North American Corporate Single Name CDS... Single Names do not require any changes to the body of the ICC Rules. ICC will clear the Additional...

  4. 76 FR 36606 - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2011-06-22

    ... book at the same price. Specifically, proposed Phlx Rule 1064(e) would provide that Floor QCC Orders... exposure if no Customer Orders \\8\\ exist on the Exchange's order book at the same price. \\7\\ Phlx Rule 1080... same issuer, or involve the securities of participants in mergers or with intentions to merge that have...

  5. 76 FR 78057 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2011-12-15

    ... milliseconds following receipt by the Exchange. If a market participant entering a Minimum Life Order submits a... by Amendment No. 1, To Introduce the Minimum Life Order as a New Order Type December 9, 2011. On...\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to introduce the Minimum Life Order as new order...

  6. 77 FR 49034 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2012-08-15

    ... entering new orders at inferior prices. This occurs because the current process directs the order to NASDAQ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Amend Rule... June 14, 2012, The NASDAQ Stock Market LLC (``NASDAQ'' or ``Exchange''), filed with the Securities and...

  7. 75 FR 39074 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2010-07-07

    .... Accordingly, a 10% percent price movement in a leveraged ETP may not signify extraordinary volatility. Because....14, Entitled ``Trading Halts Due to Extraordinary Volatility'' June 30, 2010. Pursuant to Section 19... Volatility'' to add additional securities to the pilot rule. The text of the proposed rule change is...

  8. 75 FR 39084 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2010-07-07

    .... Accordingly, a 10% percent price movement in a leveraged ETP may not signify extraordinary volatility. Because....14, Entitled ``Trading Halts Due to Extraordinary Volatility.'' June 30, 2010. Pursuant to Section 19... Volatility'' to add additional securities to the pilot rule. The text of the proposed rule change is...

  9. 77 FR 42533 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-07-19

    ... corporate governance documents.\\8\\ \\7\\ See Section 3(a)(27) of the Act, 15 U.S.C. 78c(a)(27). \\8\\ See... Bylaws, along with other corporate documents, are rules of the Exchange \\7\\ and must be filed with the... Corporate Structure and Deletion of Duplicative or Obsolete Text The proposed rule changes reflect the...

  10. 78 FR 68116 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-11-13

    ... Liquidity Program November 6, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934... to establish a Retail Liquidity Program (``Program'' or ``proposed rule change'') to attract... new NYSE Arca Equities Rule 7.44 to establish a Retail Liquidity Program to attract additional retail...

  11. 78 FR 59390 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change...

    Science.gov (United States)

    2013-09-26

    ... Amendment No. 1 Thereto, To Amend the Competitive Liquidity Provider Program September 20, 2013. On June 17...'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to establish the Competitive Liquidity... Liquidity Provider Program to apply only to corporate issues. On June 24, 2013, the Exchange submitted...

  12. 75 FR 14227 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2010-03-24

    ... Commission has considered the proposed rule's impact on efficiency, competition, and capital formation. See... its rules governing NOM, the Securities Industry and Financial Markets Association (``SIFMA... security.''). See also Newton v. Merrill, Lynch, Pierce, Fenner & Smith, Inc., 135 F.3d 266, at 271, 274...

  13. 75 FR 28831 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule...

    Science.gov (United States)

    2010-05-24

    ... second by comparing each last consolidated sale price of a security (``Trigger Trade'') during the...-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Adding Rule 80C To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More...

  14. 78 FR 71689 - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule...

    Science.gov (United States)

    2013-11-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70927; File No. 4-669] Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan November 22, 2013... of Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization (``SRO'') promptly...

  15. 77 FR 67722 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Minor Rule...

    Science.gov (United States)

    2012-11-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68170; File No. 4-655] Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan November 6, 2012... Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization (``SRO'') promptly file...

  16. Medicare program; revision to accrual basis of accounting policy--HCFA. Proposed rule.

    Science.gov (United States)

    1998-05-18

    Current policy provides that payroll taxes a provider becomes obligated to remit to governmental agencies are included in allowable costs under Medicare only in the cost reporting period in which payment (upon which the payroll taxes are based) is actually made to an employee. Therefore, for payroll accrued in one year but not paid until the next year, the associated payroll taxes on the payroll are not an allowable cost until the next year. This proposed rule would make one exception, in the situation where payment would be made to the employee in the current year but for the fact the regularly scheduled payment date is after the end of the year. In that case, the rule would require allowance in the current year of accrued taxes on payroll that is accrued through the end of the year but not paid until the beginning of the next year, thus allowing accrued taxes on end-of-the year payroll in the same year that the accrual of the payroll itself is allowed. The effect of this proposal is not on the allowability of cost but rather only on the timing of payment; that is, the cost of payroll taxes on and-of-the-year payroll would be allowable in the current period rather than in the following period.

  17. 75 FR 5829 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2010-02-04

    ... proposed rule change is available from NASDAQ's website at http://nasdaq.cchwallstreet.com , at NASDAQ's... Authority have the necessary systems capacity to handle the additional traffic associated with the listing...

  18. 77 FR 42349 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Defining a...

    Science.gov (United States)

    2012-07-18

    ... ATP Holders via Regulatory Bulletin regarding the rule change. The Exchange plans to issue notice....\\7\\ \\7\\ See Notice, supra note 3, at 32158. III. Discussion The Commission finds that the proposed...

  19. 78 FR 69167 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2013-11-18

    ..., the Bolivian Republic of Venezuela, the Argentine Republic, the Republic of Turkey and the Russian... transactions, and ICC's proposal, in combination with its existing rules, policies, and procedures for clearing...

  20. 77 FR 40392 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Changes To...

    Science.gov (United States)

    2012-07-09

    ... prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments.... I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change.... [[Page 40393

  1. 77 FR 3532 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-01-24

    ... component currencies. The price used for the calculation of the Index is the mid-point between the Bloomberg... Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to list and trade... (``UTP'').\\3\\ The Exchange proposes to list and trade shares (``Shares'') of the following pursuant to...

  2. 78 FR 76479 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2013-12-17

    ... Amendment No. 1, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc... Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Business Combination... connection with the proposed business combination (the ``Combination''), as described in more detail below...

  3. 78 FR 76415 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2013-12-17

    ... Amendment No. 1, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc... Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Business Combination... connection with the proposed business combination (the ``Combination''), as described in more detail below...

  4. 75 FR 36138 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2010-06-24

    ... Terms of Substance of the Proposed Rule Change The Exchange proposes to amend proposes to amend [sic..., provide information about buying or selling interest in the market, including (a) Aggregated buying or selling interest contained in Floor broker agency interest files other than interest the broker has chosen...

  5. Proposed rule package on fracture toughness and thermal annealing requirements and guidance for light water reactor vessels

    International Nuclear Information System (INIS)

    Allen Hiser, J.R.

    1993-01-01

    In the framework of updating and clarification of the fracture toughness and thermal annealing requirements and guidance for light water reactor pressure vessels, proposed revisions concerning the pressurized thermal shock rule, fracture toughness requirements and reactor vessel material surveillance program requirements, are described. A new rule concerning thermal annealing requirements and a draft regulatory guide on 'Format and Content of Application for Approval for Thermal Annealing of RPV' are also proposed

  6. Proposed rule package on fracture toughness and thermal annealing requirements and guidance for light water reactor vessels

    Energy Technology Data Exchange (ETDEWEB)

    Allen Hiser, J R [UKAEA Harwell Lab. (United Kingdom). Engineering Div.

    1994-12-31

    In the framework of updating and clarification of the fracture toughness and thermal annealing requirements and guidance for light water reactor pressure vessels, proposed revisions concerning the pressurized thermal shock rule, fracture toughness requirements and reactor vessel material surveillance program requirements, are described. A new rule concerning thermal annealing requirements and a draft regulatory guide on `Format and Content of Application for Approval for Thermal Annealing of RPV` are also proposed.

  7. 75 FR 1091 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-01-08

    ... delete NYSE Rule 445 (Anti-Money Laundering Compliance Program) and adopt new Rule 3310 (Anti-Money..., subject to certain amendments, NASD Rule 3011 (Anti- Money Laundering Compliance Program) and related Interpretive Material NASD IM-3011-1 and 3011-2 as consolidated FINRA Rule 3310 (Anti-Money Laundering...

  8. 76 FR 20506 - Technical Amendment to Rule 19b-4: Filings With Respect to Proposed Rule Changes by Self...

    Science.gov (United States)

    2011-04-13

    ... under the Small Business Regulatory Enforcement Fairness Act. See 5 U.S.C. 601(2) (for purposes of RFA... anticipate that any competitive advantages or disadvantages would be created. List of Subjects in 17 CFR Part... that references to ``business day'' in Section 19(b) of the Exchange Act and Rule 19b-4 thereunder...

  9. Summary of comments received on staff draft proposed rule on radiological criteria for decommissioning

    International Nuclear Information System (INIS)

    Caplin, J.; Page, G.; Smith, D.; Wiblin, C.

    1994-08-01

    The Nuclear Regulatory Commission (NRC) is conducting an enhanced participatory rulemaking to establish radiological criteria for the decommissioning of NRC licensed facilities. The NRC obtained comments on the scope, issues, and approaches through a series of workshops (57 FR 58727), Generic Environmental Impact Statement (GEIS) scoping meetings (58 FR 33570), a dedicated electronic bulletin board system (58 FR 37760), and written submissions. A summary of workshop and scope-meeting comments was published as NUREG/CR-6156. On February 2, 1994, the Commission published in the Federal Register (59 FR 4868) a notice that the NRC staff had prepared a ''staff draft'' proposed rule on radiological criteria for decommissioning. Copies of the staff draft were distributed to the Agreement States, participants in the earlier meetings, and other interested parties for comment. This report summarizes the comments identified from the 96 docketed letters received on the staff draft. No analysis or response is included in this report. The comments reflect a broad spectrum of viewpoints. Two subjects on which the commenters were in general agreement were (1) that the enhanced participatory rulemaking should proceed, and (2) that the forthcoming GEIS and guidance documents are needed for better understanding of the draft rule

  10. 75 FR 52995 - Submission for OMB Review, Comment Request, Proposed Collection: State Library Administrative...

    Science.gov (United States)

    2010-08-30

    ..., Proposed Collection: State Library Administrative Agencies Survey, FY 2011-2013 AGENCY: Institute of Museum... OMB Review, Comment Request. SUMMARY: The Institute of Museum and Library Services announces the... whether the proposed collection of information is necessary for the proper performance of the functions of...

  11. Improved sectoral legislation, rules which define the administrative audit framework in Ukraine

    Directory of Open Access Journals (Sweden)

    В. І. Томіна

    2016-01-01

    Full Text Available The development of the scope of the audit and its stable functioning is directly related to the level of efficiency of its administrative and legal support. The introduction of market economy in Ukraine accompanied by the development of these types of entities that protect the interests of users of financial and other economic information. Auditing as one of the types of business ensures the implementation of such a form of non-state financial control, which is to review accounting and financial statements of different enterprises and different activities in terms of their reliability and compliance with the law. To implement effective public policy in auditing activity necessary to improve its administrative and legal framework, to which we have included the following elements: a system of special legislation authorized public authorities, their legal status, the relationship between them and the powerful mechanism of influence on the relevant social relations. Researchers, lawyers focused on the analysis of domestic legislation addressing the theoretical issues of audit works based on domestic and Russian scientists in the field of finance. The purpose of the article is that based on the analysis of domestic and foreign scientific, journalistic sources and industry domestic law to investigate the nature of audit, analyze the current state of administrative and legal support audit activities and to formulate proposals for its improvement through the introduction of changes to the industry legislation and practice. Auditing plays an important in the functioning of the market economy, is one of the important elements that guarantee stability and confidence of individuals and entities by reducing a variety of financial and economic risks. Thus, the formation mechanism of legal and organizational audit regulation in Ukraine has a leverage creating safeguards against the unpredictability of market players, which forms the general financial and

  12. 75 FR 1099 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-01-08

    ... Laundering Compliance Program) and adopt new Rule 3310--NYSE Amex Equities (Anti-Money Laundering Compliance... amendments, NASD Rule 3011 (Anti- Money Laundering Compliance Program) and related Interpretive Material NASD IM-3011-1 and 3011-2 as consolidated FINRA Rule 3310 (Anti-Money Laundering Compliance Program), and...

  13. 75 FR 2102 - Endangered and Threatened Wildlife and Plants; Proposed Rule To List the Shovelnose Sturgeon as...

    Science.gov (United States)

    2010-01-14

    ... receive public comments on the proposal. If you have previously submitted comments, please do not resubmit... on the length of written comments submitted to us. If you have any questions concerning the [[Page...; Proposed Rule To List the Shovelnose Sturgeon as Threatened Due to Similarity of Appearance AGENCY: Fish...

  14. 77 FR 74449 - Water Quality Standards for the State of Florida's Lakes and Flowing Waters; Proposed Rule; Stay

    Science.gov (United States)

    2012-12-14

    ... Water Quality Standards for the State of Florida's Lakes and Flowing Waters; Proposed Rule; Stay AGENCY... Protection Agency (EPA) proposes to temporarily stay our regulation the ``Water Quality Standards for the... Information Does this action apply to me? Citizens concerned with water quality in Florida may be interested...

  15. 75 FR 51140 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Science.gov (United States)

    2010-08-18

    ... through OCC's electronic communications system. The submission of the CEA allows the Exchange to satisfy... 1100, the Exchange proposes to incorporate in Section 1 the concept that instructions are submitted to... expansion to 7:30 p.m. If the operative date of this proposed rule change is more than five business days...

  16. 77 FR 37086 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-06-20

    ... size of the Market Maker Peg Order below one round lot, the market maker would need to enter a new... New Market Maker Peg Order Available to Exchange Market Makers June 14, 2012. Pursuant to Section 19(b... of the Proposed Rule Change The Exchange proposes to adopt a new Market Maker Peg Order to provide...

  17. 76 FR 76335 - Notification of Draft Proposed Rule Submission to the Secretaries of Agriculture and Health and...

    Science.gov (United States)

    2011-12-07

    ... States Department of Health and Human Services a draft proposed rule under sections 21(b) and 25(a) of... Minimum Risk Exemptions'' and identified in the Regulatory Agenda under RIN 2070-AJ79. FIFRA requires EPA... signing it in proposed form for publication in the Federal Register. Similarly, FIFRA section 21(b...

  18. 75 FR 1734 - Children’s Online Privacy Protection Rule Safe Harbor Proposed Self-Regulatory Guidelines; i-SAFE...

    Science.gov (United States)

    2010-01-13

    ... Proposed Self-Regulatory Guidelines; i-SAFE, Inc. Application for Safe Harbor AGENCY: Federal Trade... for public comment concerning proposed self-regulatory guidelines submitted by i-SAFE, Inc. under the... approval self-regulatory guidelines that would implement the Rule's protections.\\3\\ \\1\\ 64 FR 59888 (1999...

  19. A proposal for an administrative set up of river basin management in the Sittaung River Basin

    OpenAIRE

    Tun, Zaw Lwin; Ni, Bo; Tun, Sein; Nesheim, Ingrid

    2016-01-01

    The purpose of this report is to present a proposal for how an administrative approach based on River Basin Management can be implemented in Myanmar. The Sittaung River Basin has been used as an example area to investigate how the basin can be administered according to the IWRM principles of cooperation between the different sectors and the administrative units, including stakeholder involvement. Ministry of Natural Resource and Environmental Conservation, Myanmar Norwegian Ministry of For...

  20. IRS proposes ruling on physician recruitment. How a hospital recruits physicians would affect its tax-exempt status.

    Science.gov (United States)

    Griffith, G M

    1996-01-01

    On March 15, 1995, the Internal Revenue Service (IRS) announced a proposed revenue ruling stating how certain physician recruitment practices could be implemented without threatening hospitals' tax-exemption. As proposed, the IRS ruling would provide flexibility for recruitment incentives rather than a list of strict physician recruitment guidelines. The proposed ruling is not legally binding until issued in final form, and there is no deadline for finalizing it. In the meantime, however, the standards outlined in the proposed ruling reflect arrangements the IRS likely would approve, which should be an incentive for tax-exempt hospitals to follow reasonable physician recruitment practices. Assuming a hospital complies with other legal requirements such as fraud and abuse laws, it must answer two key tax-exempt status questions for its recruitment or retention package: Will the incentives result in a disguised distribution of profits from the operation of the organization? Is the total incentive package reasonable under all the facts and circumstances, both in absolute total value for physician(s) recruited and in relation to services required by the hospital and the community? The proposed ruling also provides guidance on basic documentation requirements and a process for approving recruitment arrangements.

  1. 17 CFR 249.819 - Form 19b-4, for electronic filing with respect to proposed rule changes by all self-regulatory...

    Science.gov (United States)

    2010-04-01

    ... filing with respect to proposed rule changes by all self-regulatory organizations. 249.819 Section 249..., SECURITIES EXCHANGE ACT OF 1934 Forms for Self-Regulatory Organization Rule Changes and Forms for....819 Form 19b-4, for electronic filing with respect to proposed rule changes by all self-regulatory...

  2. Heart Health Risk Assessment System: A Nonintrusive Proposal Using Ontologies and Expert Rules

    Directory of Open Access Journals (Sweden)

    Teresa Garcia-Valverde

    2014-01-01

    Full Text Available According to the World Health Organization, the world’s leading cause of death is heart disease, with nearly two million deaths per year. Although some factors are not possible to change, there are some keys that help to prevent heart diseases. One of the most important keys is to keep an active daily life, with moderate exercise. However, deciding what a moderate exercise is or when a slightly abnormal heart rate value is a risk depends on the person and the activity. In this paper we propose a context-aware system that is able to determine the activity the person is performing in an unobtrusive way. Then, we have defined ontology to represent the available knowledge about the person (biometric data, fitness status, medical information, etc. and her current activity (level of intensity, heart rate recommended for that activity, etc.. With such knowledge, a set of expert rules based on this ontology are involved in a reasoning process to infer levels of alerts or suggestions for the users when the intensity of the activity is detected as dangerous for her health. We show how this approach can be accomplished by using only everyday devices such as a smartphone and a smartwatch.

  3. 75 FR 4071 - Notice of Proposed Administrative Settlement Pursuant to the Comprehensive Environmental Response...

    Science.gov (United States)

    2010-01-26

    ... (``CERCLA''), notice is hereby given that a proposed administrative cost recovery settlement concerning the T.H. Agriculture and Nutrition LLC former Superfund Site (THAN Site) in Fresno, California was... 107 of CERCLA against the following Respondents: T.H. Agriculture & Nutrition, LLC, Syngenta Crop...

  4. 78 FR 52569 - Submission for OMB Review, Comment Request, Proposed Collection: State Library Administrative...

    Science.gov (United States)

    2013-08-23

    ..., Proposed Collection: State Library Administrative Agencies Survey, FY 2014-2016 AGENCY: Institute of Museum... Review, Comment Request. SUMMARY: The Institute of Museum and Library Services (IMLS), as part of its... the proper performance of the functions of the agency, including whether the information will have...

  5. 78 FR 49988 - Food and Drug Administration Food Safety Modernization Act: Proposed Rules on Foreign Supplier...

    Science.gov (United States)

    2013-08-16

    ... help manage the safety of their global food supply chains. The purpose of the public meeting is to... electronic or written comments to FDA's Division of Dockets Management. ADDRESSES: See section II, ``How to... protect public health by helping to ensure the safety and security of the food supply. FSMA amends the...

  6. 78 FR 57320 - Food and Drug Administration Food Safety Modernization Act: Proposed Rules on Foreign Supplier...

    Science.gov (United States)

    2013-09-18

    ... help manage the safety of their global food supply chains. The purpose of these public meetings is to... submitting either electronic or written comments to FDA's Division of Dockets Management. ADDRESSES: See..., to better protect public health by helping to ensure the safety and security of the food supply. FSMA...

  7. Table - Impacts of the Proposed Transport Rule on Counties with Monitors Projected to have Ozone and/or Fine Particle Air Quality Problems

    Science.gov (United States)

    This table shows the impacts of the proposed Transport Rule on Counties with Monitors Projected to have Ozone and/or Fine Particle Air Quality Problems, both with and without the Cross-State Air Pollution Rule.

  8. 76 FR 12082 - U.S. Court of Appeals for the Armed Forces Proposed Rules Changes

    Science.gov (United States)

    2011-03-04

    ... the Court. (b) Any violation of this rule will be deemed a contempt of this Court and, after due... rule will be deemed a contempt of this Court and, after due notice and hearing, may be punished... Article 48, Uniform Code of Military Justice, to give express contempt power to the United States Court of...

  9. 75 FR 17816 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-04-07

    ... in NYSE Rule 51 as ``(1) actual or threatened physical danger, severe climatic conditions, civil... with the Russell Reconstitution in June 2008 and June 2009. Those memos described (among other things... the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or Send an e-mail to...

  10. 77 FR 9290 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2012-02-16

    ... the exemption in NASD Rule 3020 for sole stockholders and sole proprietors. The rule change also... solely as a Designated Market Maker (``DMM''),\\10\\ floor broker or registered floor trader and does not... a one-person firm.\\11\\ Historically, a sole proprietor or sole stockholder member was excluded from...

  11. 75 FR 5706 - Federal Housing Administration: Insurance for Manufactured Housing: Reopening of Public Comment...

    Science.gov (United States)

    2010-02-04

    ... 2502-AI45 Federal Housing Administration: Insurance for Manufactured Housing: Reopening of Public.... ACTION: Proposed rule; reopening of public comment period. SUMMARY: On September 15, 2008, HUD published a proposed rule entitled ``Federal Housing Administration: Insurance for Manufactured Housing.'' The...

  12. 76 FR 60957 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change...

    Science.gov (United States)

    2011-09-30

    ... Change to the Benchmark Index Applicable to the Russell Equity ETF September 26, 2011. I. Introduction On... applicable to the Russell Equity ETF (``Fund,'' formerly known as the ``One Fund''). The proposed rule change... ETF, and the name of U.S. One Trust was changed to Russell Exchange Traded Funds Trust (``Trust...

  13. 78 FR 36611 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2013-06-18

    ... for disciplinary actions involving wash sales. The Exchange also proposes to make a conforming... originally covered by NYSE Rule 476(a)(8) who would be subject to disciplinary action for wash sales. III...'s enforcement authority as it may still bring a disciplinary action in cases where a market...

  14. 76 FR 57787 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2011-09-16

    ... securities product (``UTP Derivative Security'') that derives its value from one or more currencies or..., proposed EDGA Rule 14.1(c)(5)(A) provides that a Restricted Market Maker in a UTP Derivative Security on... Reference Asset of that UTP Derivative Security, or any derivative instrument based on a Reference Asset of...

  15. 76 FR 55984 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2011-09-09

    ... on sovereign reference entities, including back tests and stress tests using actual clearing participant portfolios (with respect to the stress tests) combined with hypothetical positions in sovereign... submit written data, views, and arguments concerning the foregoing, including whether the proposed rule...

  16. 77 FR 36321 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-06-18

    ... Restated Operating Agreement of NYSE MKT LLC (collectively the ``Organizational Documents'') to make... Organizational Documents, as set forth below. NYSE Euronext Director Independence Policy Under the Proposed Rule... Euronext sufficient flexibility to include persons with expertise and qualifications that will contribute...

  17. 77 FR 22042 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-04-12

    ... provide information regarding, for example, volume metrics, number of MQP Market Makers in target...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program April 6, 2012. Pursuant to...

  18. 76 FR 59472 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2011-09-26

    ... Global Markets, Inc. only, not to the governance of the Exchange. The Exchange will continue to be... the Amended and Restated Bylaws of BATS Global Markets, Inc. September 19, 2011. Pursuant to Section... of the Exchange's sole stockholder, BATS Global Markets, Inc. The text of the proposed rule change is...

  19. 76 FR 59462 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2011-09-26

    ... herein relate to the bylaws of BATS Global Markets, Inc. only, not to the governance of the Exchange. The... Restate the Amended and Restated Bylaws of BATS Global Markets, Inc. September 19, 2011. Pursuant to... of the Exchange's sole stockholder, BATS Global Markets, Inc. The text of the proposed rule change is...

  20. 76 FR 28826 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change by...

    Science.gov (United States)

    2011-05-18

    ... minimum price variation. As such, the Exchange proposes to add Interpretation and Policy .01 to Rule 11.13...-Displayed Orders \\3\\ and orders subject to price sliding that are not executable at their most aggressive price to be executed at one-half minimum price variation less aggressive than that price. The reference...

  1. 78 FR 41462 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2013-07-10

    ... Asset. The term ``Currency,'' as used in the proposed rule, means one or more currencies, or currency...; Commodity-Based Trust Shares; Currency Trust Shares; Commodity Index Trust Shares; Commodity Futures Trust Shares; Partnership Units; Trust Units; Managed Trust Securities; and Currency Warrants. Specifically...

  2. 78 FR 53509 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change, as...

    Science.gov (United States)

    2013-08-29

    ...)(C) provides that the term ``Currency Trust Shares'' as used in these proposed rules means, unless... (Including Currencies)'') to: (i) Incorporate generic continued listing standards for Equity Index-Linked...; Commodity-Based Trust Shares; Currency Trust Shares; Commodity Index Trust Shares; Commodity Futures Trust...

  3. 78 FR 18386 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-03-26

    ...-79). Order Processing Algorithm The order processing algorithm currently in use at PSX allocates the... engaging in the first covering transaction. Proposed Rule 3203 adopts associated definitions of terms used... less than one round lot; \\24\\ to add definitions of ``PSX Market Maker'' and ``Quote''; and to provide...

  4. 78 FR 62809 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2013-10-22

    ... not be added, since the initial strikes go as low as possible ($1). Or, assume that the McDonald's... proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. [[Page 62810

  5. 75 FR 13614 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2010-03-22

    ... to handle the additional traffic associated with the listing and trading of $1 strikes where the...-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change To Establish Strike... 1012 (Series of Options Open for Trading) to establish strike-price intervals for options on Index...

  6. 77 FR 27255 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2012-05-09

    ... Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Reduce the Current Level of Risk Mutualization Among Clearing Participants and To Modify the Initial Margin Risk Model So That It Is Easier for... modifications to its risk model for clearing credit default swaps (``CDS'') contracts. For the first...

  7. 76 FR 40950 - Public Company Accounting Oversight Board; Notice of Filing of Proposed Board Funding Final Rules...

    Science.gov (United States)

    2011-07-12

    ... available, the issuer's net asset value. (i)(v) Issuer Accounting Support Fee The term ``issuer accounting... Accounting Oversight Board; Notice of Filing of Proposed Board Funding Final Rules for Allocation of the Board's Accounting Support Fee Among Issuers, Brokers, and Dealers, and Other Amendments to the Board's...

  8. 77 FR 17539 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2012-03-26

    ... ounce of gold and, along with other alloys, uses the durable 22-karat standard (0.9167 fine gold or... of the APMEX Physical--1 oz. Gold Redeemable Trust Pursuant to NYSE Arca Equities Rule 8.201 March 20... proposes to list and trade shares of the APMEX Physical--1 oz. Gold Redeemable Trust (the ``Trust...

  9. 77 FR 66209 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-11-02

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68119; File No. SR-ICEEU-2012-08)] Self... way risk'' involving correlation between the risk of default of an underlying sovereign and the risk..., including back tests and stress tests. ICE Clear Europe believes that the proposed rule change to add New...

  10. 78 FR 62814 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2013-10-22

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Assume... Authority and Supervision September 30, 2013. On July 31, 2013, The NASDAQ Stock Market LLC (``NASDAQ'' or...) Manipulation patterns that monitor solely NASDAQ activity, including patterns that monitor the Exchange's...

  11. 78 FR 50123 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule...

    Science.gov (United States)

    2013-08-16

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change to Assume... NASDAQ Stock Market LLC (``NASDAQ'' or the ``Exchange'') filed with the Securities and Exchange...: Manipulation patterns that monitor solely NASDAQ activity, including patterns that monitor the Exchange's...

  12. 75 FR 9985 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2010-03-04

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the... February 24, 2010, The NASDAQ Stock Market LLC (the ``Exchange'' or ``NASDAQ'') filed with the Securities... of the votes at any election of directors at which a quorum is present is duly elected to the Board...

  13. 76 FR 21085 - Self-Regulatory Organizations; NASDAQ Stock Market, LLC; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2011-04-14

    ...-Regulatory Organizations; NASDAQ Stock Market, LLC; Order Approving Proposed Rule Change To Amend The NASDAQ OMX Group, Inc. By- Laws April 8, 2011. I. Introduction On February 8, 2011, The NASDAQ Stock Market... vote cast either ``for'' or ``against'' that director's election. In its filing, NASDAQ noted that...

  14. 78 FR 75619 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-12-12

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the...\\ notice is hereby given that on November 27, 2013, The NASDAQ Stock Market LLC (``Nasdaq'' or ``Exchange... to vote generally in the election of directors (the ``Voting Stock''), voting together as a single...

  15. 77 FR 39535 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2012-07-03

    ... Trust (GLD), Google Inc. (GOOG), and Amazon.com Inc. (AMZN). These issues were selected because they are... S&P 500 (SPY), Apple, Inc. (AAPL), SPDR Gold Trust (GLD), Google Inc. (GOOG), and Amazon.com Inc... contracts''). The text of the proposed rule change is available on the Exchange's Web site at www.nyse.com...

  16. 77 FR 16879 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2012-03-22

    ... Listing and Trading of PHLX FOREX Options TM March 16, 2012. I. Introduction On January 23, 2012, NASDAQ... options known as PHLX FOREX Options on the British pound, the Swiss franc, the Canadian dollar, the Australian dollar, the New Zealand dollar, and the Euro (``PHLX FOREX Options''). The proposed rule change...

  17. 78 FR 17731 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-03-22

    ... foregoing proposed rule change: (1) Does not significantly affect the protection of investors or the public... also lead to investor confusion. The Exchange notes that the Commission approved Mini Options on SPY... level of retail investor participation in trading options on these underlying securities. Mini Options...

  18. 75 FR 53994 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2010-09-02

    ... investor concerns. The link between failure to comply with the bid price requirement and failure to meet... market system, and, in general, to protect investors and the public interest. The proposed rule change is... address instances of noncompliance with Nasdaq's price requirement and would not adversely affect...

  19. 77 FR 17536 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to...

    Science.gov (United States)

    2012-03-26

    ... Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Its Risk Model To Reduce the... Model so That It Is Easier for Market Participants To Measure Their Risk March 20, 2012. Pursuant to... is hereby given that on March 8, 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and...

  20. 76 FR 64142 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-10-17

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Regarding... September 28, 2011, The NASDAQ Stock Market LLC (``NASDAQ'') filed with the Securities and Exchange... closely tailor their investment and risk management strategies and decisions. Furthermore, the Exchange...

  1. 78 FR 15080 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2013-03-08

    ... implied volatility of 50. A limit order to pay $32 for 10 is entered resulting in a new market of $32.00... market-wide trading halt due to extraordinary market volatility. The Exchange proposes to adopt new Rule... An NYSE Amex Market Maker is offering 100 contracts at $15. Another NYSE Amex Market Maker enters an...

  2. 76 FR 69783 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Proposed Rule Change...

    Science.gov (United States)

    2011-11-09

    ... Directors, which C2 believes will provide it, the Nominating and Governance Committee and the Representative... instructions to Form 19b-4, the Exchange noted in Item 2 of its filing that it needed to obtain, but had not..., and Voting Agreement changes set forth in this proposed rule change. The Exchange also noted that it...

  3. 75 FR 19436 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2010-04-14

    ..., the Commission is not publishing it for comment.\\4\\ This order approves the proposed rule change, as... NASDAQ OMX Corporate Governance Guidelines, however, provide a different standard for uncontested... contained in the Corporate Governance Guidelines; contested elections would remain subject to the plurality...

  4. 78 FR 62889 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-10-22

    ..., the Exchange believes it is attractive and helpful to listed companies to add corporate governance.... With respect to the addition of the two corporate governance packages, the Exchange believes that it is... comments it received on the proposed rule change. The text of those statements may be examined at the...

  5. 76 FR 31660 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2011-06-01

    ... Exchange in Tiers I and II, respectively; Rule 14.10 contains the corporate governance requirements... to the underlying security into which the bond or debenture is convertible. Corporate Governance.... Exemptions to the proposed corporate governance requirements, including phase-in schedules, are set forth in...

  6. 76 FR 4968 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2011-01-27

    ...-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of the AdvisorShares Active Bear ETF January 19, 2011. I. Introduction On... of the security or investment in the portfolio. \\14\\ Under accounting procedures followed by the Fund...

  7. 78 FR 47463 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of a Proposed Rule...

    Science.gov (United States)

    2013-08-05

    ... period will result in higher numbers of exposed Complex Orders and thereby improve order execution... numbers of exposed Complex Orders, increase visibility and provide flexibility and thereby improve order... Organizations; BOX Options Exchange LLC; Notice of Filing of a Proposed Rule Change To Modify the Complex Order...

  8. 76 FR 34281 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-06-13

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Risk Monitor Mechanism June 7, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of... NASDAQ Stock Market LLC (``NASDAQ'') filed with the Securities and Exchange Commission (``Commission...

  9. 78 FR 17255 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to...

    Science.gov (United States)

    2013-03-20

    .... First, SEC Rule 15c3-5 requires that, ``financial risk management controls and supervisory procedures... Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review March 15, 2013. Pursuant to Section... provide for how BX proposes to treat options errors in response to the Regulation NMS Plan to Address...

  10. 78 FR 17251 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-03-20

    .... First, SEC Rule 15c3-5 requires that, ``financial risk management controls and supervisory procedures... Chapter V, Section 3 Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review March 15... subparagraph (d)(iv) to provide for how NASDAQ proposes to treat options errors in response to the Regulation...

  11. 77 FR 17534 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-03-26

    ... the Issuance of and Maturity Presentment Processing for Money Market Instruments March 20, 2012... of money market instruments.\\3\\ \\3\\ The text of the proposed rule change is attached as Exhibit 5 to... Presentment \\5\\ processing for money market instruments (``MMIs'') is initiated automatically by DTC each...

  12. 75 FR 28845 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule...

    Science.gov (United States)

    2010-05-24

    ... the Exchange is the primary listing market if the price of such security moves 10% or more from a sale... the last consolidated sale price of a Listed Circuit Breaker Security (``Trigger Trade'') to a... Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Establish a Trading...

  13. 75 FR 65541 - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. To...

    Science.gov (United States)

    2010-10-25

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63132; File No. SR-Phlx-2010-118] Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Expand the $.50 Strike Price Program October 19, 2010. On August 25, 2010, NASDAQ OMX PHLX, Inc. (``Phlx'' or ``Exchange...

  14. 78 FR 75437 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2013-12-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71004; File No. SR-Phlx-2013-101] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Regarding the Short Term Options Program December 6, 2013. I. Introduction On October 3, 2013, NASDAQ OMX PHLX LLC...

  15. 77 FR 67851 - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2012-11-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68177; File No. SR-BOX-2012-003] Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving Proposed Rule Change To Amend the Price Improvement Period November 7, 2012. I. Introduction On July 25, 2012, BOX Options Exchange LLC (``Exchange...

  16. 77 FR 40396 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Changes To...

    Science.gov (United States)

    2012-07-09

    ... by the self-regulatory organization. The Commission is publishing this notice to solicit comments on.... Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The... principal office and at the Public Reference Room of the Commission. II. Self-Regulatory Organization's...

  17. 75 FR 12590 - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Science.gov (United States)

    2010-03-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61680; File No. SR-CHX-2009-18] Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Its Co-Location Fees March 10, 2010. I. Introduction On December 22, 2009, the Chicago Stock Exchange, Inc. (``CHX'' or...

  18. 76 FR 8793 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2011-02-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63875; File No. SR-Phlx-2010-183] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Expanding Its Short Term Option Program February 9, 2011. I. Introduction On December 15, 2010, NASDAQ OMX PHLX LLC...

  19. 75 FR 38585 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change To...

    Science.gov (United States)

    2010-07-02

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62396; File No. SR-BX-2010-012] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services June 28, 2010. I. Introduction On January 29, 2010, NASDAQ OMX BX, Inc. (``BX'' or ``Exchange...

  20. 75 FR 2899 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2010-01-19

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61333; File No. SR-NYSE-2009-117] Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Its... regulatory program. III. Discussion and Commission's Findings After careful review, the Commission finds that...

  1. 75 FR 69491 - Self-Regulatory Organizations; Order Approving Proposed Rule Change by New York Stock Exchange...

    Science.gov (United States)

    2010-11-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63266; File No. SR-NYSE-2010-67] Self-Regulatory Organizations; Order Approving Proposed Rule Change by New York Stock Exchange LLC Changing the NYBX Order Execution Sequence November 5, 2010. I. Introduction On September 9, 2010, the New York...

  2. 75 FR 9988 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2010-03-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61590; File No. SR-Phlx-2009-113] Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Approval of Proposed Rule Change Relating to Index Option Position Limits February 25, 2010. On December 29, 2009, NASDAQ OMX PHLX, Inc. (``Phlx'' or...

  3. 75 FR 38584 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change To...

    Science.gov (United States)

    2010-07-02

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62395; File No. SR-Phlx-2010-18] Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services June 28, 2010. I. Introduction On January 29, 2010, NASDAQ OMX PHLX (``Phlx'' or...

  4. 75 FR 80553 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Relating to...

    Science.gov (United States)

    2010-12-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63558; File No. SR-NYSEAmex-2010-100] Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Relating to Complex Orders December 16, 2010. I. Introduction On October 20, 2010, NYSE Amex LLC (``NYSE Amex'' or the ``Exchange...

  5. 76 FR 2182 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2011-01-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63654; File No. SR-Phlx-2010-158] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Establishing a $5 Strike Price Program January 6, 2011. I. Introduction On November 12, 2010, NASDAQ OMX PHLX LLC...

  6. 78 FR 28680 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change...

    Science.gov (United States)

    2013-05-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69545; File No. SR-ICC-2013-03] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change Relating to Recovery and Resolution Arrangements May 9, 2013. On March 7, 2013, ICE Clear Credit LLC (``ICC'') filed with the...

  7. 75 FR 500 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2010-01-05

    .... 61043 (November 20, 2009), 74 FR 62612. On January 22, 2009, the Commission approved the formation of... wholly-owned subsidiary, NYSE Market, Inc., owns less than 9% of the aggregate limited partnership... proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). \\12\\ 15 U.S...

  8. 76 FR 54271 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Relating...

    Science.gov (United States)

    2011-08-31

    ... gross revenues received by the Director's firm or partnership; (v) provides professional services to a... partnership; or (vi) has a consulting or employment relationship with or provides professional services to the... considered the proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f...

  9. 78 FR 31993 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change Relating...

    Science.gov (United States)

    2013-05-28

    ... proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). \\6\\ 15 U.S... Director's firm or partnership; (v) provides professional services to a director, officer, or employee of a... more of the gross revenues received by the Director's firm or partnership; or (vi) has a consulting or...

  10. 78 FR 12702 - Endangered and Threatened Species; Proposed Rule To List 66 Reef-Building Coral Species; Proposed...

    Science.gov (United States)

    2013-02-25

    ...; Proposed Reclassification of Elkhorn Acropora palmata and Staghorn Acropora cervicornis Under the... reclassifications of elkhorn (Acropora palmata) and staghorn (Acropora cervicornis) corals under the ESA until April...

  11. New Fiscal Rules for the Czech Republic: Analysis of the Proposal

    Czech Academy of Sciences Publication Activity Database

    Baxa, Jaromír; Paulus, M.

    2016-01-01

    Roč. 2016, č. 1 (2016) Institutional support: RVO:67985556 Keywords : fiscal rules * fiscal policy * real-time data Subject RIV: AH - Economics http://library.utia.cas.cz/separaty/2016/E/baxa-0465222.pdf

  12. Society for immunotherapy of cancer (SITC) statement on the proposed changes to the common rule.

    Science.gov (United States)

    Kaufman, Howard L; Butterfield, Lisa H; Coulie, Pierre G; Demaria, Sandra; Ferris, Robert L; Galon, Jérôme; Khleif, Samir N; Mellman, Ira; Ohashi, Pamela S; Overwijk, Willem W; Topalian, Suzanne L; Marincola, Francesco M

    2016-01-01

    The Common Rule is a set of ethical principles that provide guidance on the management of human subjects taking part in biomedical and behavioral research in the United States. The elements of the Common Rule were initially developed in 1981 following a revision of the Declaration of Helsinki in 1975. Most academic facilities follow the Common Rule in the regulation of clinical trials research. Recently, the government has suggested a revision of the Common Rule to include more contemporary and streamlined oversight of clinical research. In this commentary, the leadership of the Society for Immunotherapy of Cancer (SITC) provides their opinion on this plan. While the Society recognizes the considerable contribution of clinical research in supporting progress in tumor immunotherapy and supports the need for revisions to the Common Rule, there is also some concern over certain elements which may restrict access to biospecimens and clinical data at a time when high throughput technologies, computational biology and assay standardization is allowing major advances in understanding cancer biology and providing potential predictive biomarkers of immunotherapy response. The Society values its professional commitment to patients for improving clinical outcomes with tumor immunotherapy and supports continued discussion with all stakeholders before implementing changes to the Common Rule in order to ensure maximal patient protections while promoting continued clinical research at this historic time in cancer research.

  13. 77 FR 59030 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2012-09-25

    ... (collectively, ``Derivative Securities Products'') \\5\\ when applying the quantitative generic listing criteria... or other Derivative Securities Products. \\4\\ The Exchange notes that NYSE Arca uses the term...\\ Rule 14.11 includes criteria for derivative securities that may be listed or traded on the Exchange...

  14. 77 FR 47662 - Proposed Supplementary Rules for Public Lands Within the Lower Lake Creek Special Recreation...

    Science.gov (United States)

    2012-08-09

    ... supplementary rules would not result in significant changes to BLM policy and that tribal governments would not... regarding alcoholic beverages in the LLCSRMA states, ``Consumption, possession, or furnishing of any alcoholic beverage in violation of Oregon State law is prohibited.'' 62 FR at 36303. The existing...

  15. 77 FR 43407 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2012-07-24

    ...-Laws and Rules to security futures on index-linked securities such as exchange-traded notes, which are currently traded on OneChicago, LLC. Index-linked securities are non-convertible debt of a major financial... futures contracts, one or more physical commodities, currencies or debt securities, or a combination of...

  16. 75 FR 17799 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-04-07

    ... threatened physical danger, severe climatic conditions, civil unrest, terrorism, acts of war, or loss or... June 2008 and June 2009. Those memos described (among other things) the Exchange's various contingency... following methods: Electronic Comments Use the Commission's Internet comment form ( http://www.sec.gov/rules...

  17. What Every Librarian Should Know About Proposed Changes in Cataloging Rules: A Brief Overview

    Science.gov (United States)

    Edgar, Neal L.

    1975-01-01

    A discussion of Anglo-American Cataloging Rules includes history, revisions, recent changes, decision-makers and disagreements, and the question of how standardization and the needs of automation will affect the usefulness of the catalog for the library's users. (LS)

  18. 75 FR 34501 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-06-17

    ... clarifications are necessary to avoid inconsistent regulatory obligations. Similar in concept to Rule 48, which... and a national market system and, in general, to protect investors and the public interest. The... interest; (ii) impose any significant burden on competition; and (iii) become operative prior to 30 days...

  19. 75 FR 1426 - National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-01-11

    ...) require that certain audio and video advertisements that appear on the Internet--like similar radio and... CPO/CTA Advisory Committees considered the growing use of social networking groups such as blogs, chat... advertisements, while participating in a chat room is a public appearance subject to FINRA rules. The guidance...

  20. 77 FR 54633 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as...

    Science.gov (United States)

    2012-09-05

    ... Maker Peg Order below one round lot, the market maker would need to enter a new order, after performing... Access Rule and Regulation SHO prior to entering a new Market Maker Peg Order. The Commission also... No. 1, To Adopt a New Market Maker Peg Order Available to Exchange Market Makers August 29, 2012. I...

  1. 75 FR 14234 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-03-24

    ... significant number of series being out-of-the-money. For example, a market participant might have a long... with a 100 share multiplier). Because the instant rule change would allow trading below $0.01 per share (or $1.00 per option contract with a 100 share multiplier), the procedures would be made available for...

  2. 76 FR 33387 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-06-08

    ... calculates the CBOE Gold ETF Volatility Index (``GVZ''), which is based on the VIX methodology applied to options on the SPDR Gold Trust (``GLD''). The current filing would permit $0.50 strike price intervals for... exchange-traded fund (``ETF'') options. See Rule 1012, Commentary .05(a)(iv). To the extent that the CBOE...

  3. 75 FR 51866 - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2010-08-23

    ... Transfer Service of National Securities Clearing Corporation August 16, 2010. I. Introduction On June 4... complements a Financial Industry Regulatory Authority (``FINRA'') rule requiring FINRA members to use... specified time frames. \\5\\ CNS is an ongoing accounting system which nets today's Settling Trades with...

  4. 76 FR 9067 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-02-16

    ... Exchange Rule 1014(b) as a regular member or a foreign currency options participant of the Exchange located... Securities Exchange, LLC's (``ISE'') Schedule of Fees, specifically ISE's Select Symbols and the rates... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63880; File No. SR-Phlx-2011-12] Self...

  5. 75 FR 50785 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-08-17

    ... LLC Amending Rule 15--NYSE Amex Equities To Clarify Use of the Last Sale on the Exchange as the Reference Price and To Define the Reference Price of a Security in the Event That There Is No Last Sale in... the last sale on the Exchange as the reference price and to define the reference price of a security...

  6. 75 FR 50787 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-08-17

    ... Stock Exchange LLC Amending NYSE Rule 15 To Clarify Use of the Last Sale on the Exchange as the Reference Price and To Define the Reference Price of a Security in the Event That There Is No Last Sale in... sale on the Exchange as the reference price and to define the reference price of a security in the...

  7. 75 FR 68392 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Science.gov (United States)

    2010-11-05

    ... Expand the Forms of Collateral Eligible for Incorporation in the System for Theoretical Analysis and Numerical Simulations Risk Management Methodology November 1, 2010. I. Introduction On August 25, 2010, The... Rules to expand the forms of collateral eligible for incorporation in OCC's System for Theoretical...

  8. 75 FR 67791 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-11-03

    ... remote disaster recovery sites only). Option 1: Dual 56kb lines (one for redundancy) and $1,000/month... Enhancement software enhancement. Fee) plus 20%. Installation Fee $2,000 per site for dual hubs and routers... $475 per user per month (including data entitlement package). Nasdaq Workstation Post Trade See Rule...

  9. 75 FR 74056 - Request for Public Comment on the Proposed Adoption of Administration for Native Americans (ANA...

    Science.gov (United States)

    2010-11-30

    ... DEPARTMENT OF HEALTH AND HUMAN SERVICES Administration for Children and Families Request for Public Comment on the Proposed Adoption of Administration for Native Americans (ANA) Program Policies and...) 690-7441. Comments will be available for inspection by members of the public at the Administration for...

  10. 77 FR 52322 - McClellan Air Force Base Superfund Site Proposed Notice of Administrative Order on Consent

    Science.gov (United States)

    2012-08-29

    ... limited liability company. The proposed administrative order on consent concerns cleanup of portions of...; request for public comment. SUMMARY: Notice is hereby given that a proposed administrative order on... of Suitability for Early Transfer (``FOSET''), which has been subject to a public comment period. The...

  11. 17 CFR 249.822 - Form 19b-7, for electronic filing with respect to proposed rule changes by self-regulatory...

    Science.gov (United States)

    2010-04-01

    ... filing with respect to proposed rule changes by self-regulatory organizations under Section 19(b)(7)(A... proposed rule changes by self-regulatory organizations under Section 19(b)(7)(A) of the Securities Exchange Act of 1934. This form shall be used by self-regulatory organizations, as defined in section 3(a)(25...

  12. 75 FR 47330 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-08-05

    ...'') for any and all of the 1,250,000 outstanding 6.189% Fixed-to-Floating Rate Normal ITS issued by U.S... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62610; File No. SR-NYSEArca-2010-73] Self... Exchange Act of 1934 (the ``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on July 28...

  13. 76 FR 10530 - Supplemental Proposed Rule of Source Specific Federal Implementation Plan for Implementing Best...

    Science.gov (United States)

    2011-02-25

    ... sufficient ammonia to maximize the reduction of the NO X no matter what the age of the catalyst.\\7\\ \\5\\ The... BART proposal with our technical evaluation of APS' alternative proposal. We are proposing to find that... docket are listed in the index, some information may be publicly available only at the hard copy location...

  14. 20 CFR 418.1355 - What are the rules for reopening a decision by an administrative law judge of the Office of...

    Science.gov (United States)

    2010-04-01

    ... 20 Employees' Benefits 2 2010-04-01 2010-04-01 false What are the rules for reopening a decision by an administrative law judge of the Office of Medicare Hearings and Appeals (OMHA) or by the Medicare Appeals Council (MAC)? 418.1355 Section 418.1355 Employees' Benefits SOCIAL SECURITY ADMINISTRATION MEDICARE SUBSIDIES Medicare Part B...

  15. 78 FR 68488 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2013-11-14

    ... bad faith or unethically.''). Rule 2010--Equities is a broad ethical concept that covers all unethical... regulatory responsibilities for certain NYSE rules and rule interpretations (``FINRA Incorporated NYSE Rules...

  16. Grooming a CAT: customizing CAT administration rules to increase response efficiency in specific research and clinical settings.

    Science.gov (United States)

    Kallen, Michael A; Cook, Karon F; Amtmann, Dagmar; Knowlton, Elizabeth; Gershon, Richard C

    2018-05-05

    To evaluate the degree to which applying alternative stopping rules would reduce response burden while maintaining score precision in the context of computer adaptive testing (CAT). Analyses were conducted on secondary data comprised of CATs administered in a clinical setting at multiple time points (baseline and up to two follow ups) to 417 study participants who had back pain (51.3%) and/or depression (47.0%). Participant mean age was 51.3 years (SD = 17.2) and ranged from 18 to 86. Participants tended to be white (84.7%), relatively well educated (77% with at least some college), female (63.9%), and married or living in a committed relationship (57.4%). The unit of analysis was individual assessment histories (i.e., CAT item response histories) from the parent study. Data were first aggregated across all individuals, domains, and time points in an omnibus dataset of assessment histories and then were disaggregated by measure for domain-specific analyses. Finally, assessment histories within a "clinically relevant range" (score ≥ 1 SD from the mean in direction of poorer health) were analyzed separately to explore score level-specific findings. Two different sets of CAT administration rules were compared. The original CAT (CAT ORIG ) rules required at least four and no more than 12 items be administered. If the score standard error (SE) reached a value CAT was stopped. We simulated applying alternative stopping rules (CAT ALT ), removing the requirement that a minimum four items be administered, and stopped a CAT if responses to the first two items were both associated with best health, if the SE was CAT ORIG and CAT ALT . CAT ORIG and CAT ALT scores varied little, especially within the clinically relevant range, and response burden was substantially lower under CAT ALT (e.g., 41.2% savings in omnibus dataset). Alternate stopping rules result in substantial reductions in response burden with minimal sacrifice in score precision.

  17. Effect of change in coding rules on recording diabetes in hospital administrative datasets.

    Science.gov (United States)

    Assareh, Hassan; Achat, Helen M; Guevarra, Veth M; Stubbs, Joanne M

    2016-10-01

    During 2008-2011 Australian Coding Standards mandated a causal relationship between diabetes and inpatient care as a criterion for recording diabetes as a comorbidity in hospital administrative datasets. We aim to measure the effect of the causality mandate on recorded diabetes and associated inter-hospital variations. For patients with diabetes, all admissions between 2004 and 2013 to all New South Wales acute public hospitals were investigated. Poisson mixed models were employed to derive adjusted rates and variations. The non-recorded diabetes incidence rate was 20.7%. The causality mandate increased the incidence rate four fold during the change period, 2008-2011, compared to the pre- or post-change periods (32.5% vs 8.4% and 6.9%). The inter-hospital variation was also higher, with twice the difference in the non-recorded rate between hospitals with the highest and lowest rates (50% vs 24% and 27% risk gap). The variation decreased during the change period (29%), while the rate continued to rise (53%). Admission characteristics accounted for over 44% of the variation compared with at most two per cent attributable to patient or hospital characteristics. Contributing characteristics explained less of the variation within the change period compared to pre- or post-change (46% vs 58% and 53%). Hospital relative performance was not constant over time. The causality mandate substantially increased the non-recorded diabetes rate and associated inter-hospital variation. Longitudinal accumulation of clinical information at the patient level, and the development of appropriate adoption protocols to achieve comprehensive and timely implementation of coding changes are essential to supporting the integrity of hospital administrative datasets. Copyright © 2016 Elsevier Ireland Ltd. All rights reserved.

  18. 77 FR 7558 - Withdrawal of Proposed Rule on Approval of Farm Credit System Lending Institutions in Federal...

    Science.gov (United States)

    2012-02-13

    ... recent difficulties in mortgage finance markets indicated reduced availability of housing credit in rural... System has been a source of consistent and reliable credit for rural homeowners and that the ability to... afoul of the Administration's proposal to reduce government involvement in the housing finance market...

  19. 75 FR 47327 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-08-05

    ...-Floating Rate Normal ITS issued by U.S. Bancorp Capital IX, each with a liquidation amount of $1,000 (the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62609; File No. SR-NYSE-2010-55] Self... Stock Exchange LLC That Constitutes a Stated Interpretation With Respect to the Meaning, Administration...

  20. 77 FR 14856 - Public Meeting With Interested Persons To Discuss the Proposed Federal Aviation Administration...

    Science.gov (United States)

    2012-03-13

    ... DEPARTMENT OF TRANSPORTATION Federal Aviation Administration Public Meeting With Interested...) AGENCY: Federal Aviation Administration (DOT). ACTION: Notice of public meetings. SUMMARY: The Federal Aviation Administration (FAA) will be holding a public meeting to discuss issuing a new Technical Standard...

  1. Information Systems Success In Public Administration: Proposal For An Exploratory Model

    Directory of Open Access Journals (Sweden)

    Deyvison de Lima Oliveira

    2015-12-01

    Full Text Available Investments in Information Systems (IS have been significantly increasing and hence the relevance of the studies on the IS success is persistent. Delone and Mclean (2003 developed an IS successful model which is a benchmark for researches in the area, however, in the perspective of the public sector, studies are still rare. In this research it was sought to propose an exploratory model of successful IS in public administration, from the identification of each construct items of the Delone and McLean (2003 original model, through multiple case studies in three Municipalities and a Town Hall of the Southern Cone of Rondônia state, in Brazil. Based on the empirical research, it was found that the IS success factors in municipal public administration are close to those factors indicated in the reviewed literature, however, showing some particularities of the public sector. A model of successful factors and items of IS, from the confrontation between literature and empirical data, is presented in the end of this work.

  2. 77 FR 5073 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-02-01

    ... Trading of PHLX FOREX Options\\TM\\ January 26, 2012. Pursuant to Section 19(b)(1) of the Securities... new Phlx Rules 1000C (Applicability of Rule 1000C Series-- PHLX FOREX Options\\TM\\) \\3\\; Rule 1001C (Definitions--PHLX FOREX Options); Rule 1002C (Series of PHLX FOREX Options Open for Trading); Rule 1003C...

  3. The renewable energy sources market: proposal for its development and implications in the Wholesale Market Administrator; O mercado de energia eletrica de fontes incentivadas: proposta para sua expansao e implicacoes na camara de comercializacao de energia eletrica

    Energy Technology Data Exchange (ETDEWEB)

    Januario, Alexandra Cristina Vidal

    2007-07-01

    This work approaches the insertion of the renewable energy sources - SHP, biomass, wind and solar - in the Brazilian power trading environment, more specifically in wholesale market administrator. Although the legislation created the special consumer in 1998, the lack of definition in the renewable energy trading process hindered this market development during years. However, to consider a solution for this implementation, it is important to know the current rules that conduct the power trading, therefore, identifying the possibilities of adjustment. Since this is a current subject, some proposals had been presented by sector agents through the Public Hearing 33/05. In this work, these proposals are also analyzed, so the presented solution considers the advantages and disadvantages of what was discussed by the market agents. Finally, the simulation of the proposed solution indicates its implementation viability and allows a critical analysis of the renewable energy sources market and the trading rules of the wholesale market administrator. (author)

  4. Net modelling of energy mix among European Countries: A proposal for ruling new scenarios

    International Nuclear Information System (INIS)

    Dassisti, M.; Carnimeo, L.

    2012-01-01

    European energy policy pursues the objective of a sustainable, competitive and secure supply of energy. In 2007, the European Commission adopted an energy policy for Europe, which was supported by several documents on different aspects of energy and included an action plan to meet the major energy challenges Europe has to face. A farsighted diversified yearly mix of energies was suggested to countries, aiming at increasing security of supply and efficiency, but a wide and contemporary view of energy interchanges between states was not available. In a previous work of the same authors, energy import/export interchanges between European States were used to develop a geographic overview at one-glance. In this paper, the enhanced Interchange Energy Network (IEN) is investigated from a modelling point of view, as a Small-World Net, by supposing that connections can exist between States with a probability depending also on economic/political relations between countries. -- Highlights: ► Different view of the imports and exports of electric energy flows between European for potential use in ruling exchanges. ► Panel data from 1996 to 2008 as part of a network of exchanges was considered from Eurostat official database. ► The European import/export energy flows modelled as a network with Small-World phenomena, interpreting the evolution over the years. ► Interesting behavioural features as outcome derived, as shown for the case example of the Germany.

  5. 75 FR 7985 - Blueberry Promotion, Research, and Information Order; Withdrawal of a Proposed Rule

    Science.gov (United States)

    2010-02-23

    ..., advertising, and promotion of highbush blueberries in the marketplace. The Council recommended increasing the...-09-0021; FV-09-704] Blueberry Promotion, Research, and Information Order; Withdrawal of a Proposed... amend the Blueberry Promotion, Research, and Information Order (Order) by increasing the assessment rate...

  6. 75 FR 2572 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-01-15

    ... Exchange proposes to amend its Schedule of Fees and Charges to implement new royalty fees associated with... Schedule'') to implement new royalty fees associated with Nasdaq 100 Index Options (``NDX'') and Mini-NDX Options (``MNX''). On January 4, 2010, the current royalty fee of $0.16 for MNX and NDX contracts will...

  7. 75 FR 77928 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-12-14

    ... code ``F'', and will not include Royalty Fees, which are pass-through fees whose purpose is to cover..., Inc. Amending Its Fee Schedule December 8, 2010. Pursuant to Section 19(b)(1) of the Securities... proposes to amend its Fee Schedule (the ``Schedule''). While changes to the Schedule pursuant to this...

  8. 75 FR 168 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Amending...

    Science.gov (United States)

    2010-01-04

    ... lower the minimum component stock weight requirement from 90% to 70% of the weight of the underlying... component stock trading volumes are determined on a global basis. Finally, as an option for meeting the... minimize potential manipulation. The Commission also believes that the proposed use of minimum notional...

  9. 76 FR 26777 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2011-05-09

    ...) System Event Messages (e.g., start of messages, start of system hours, start of quoting, start of opening... assignments, to take advantage of the proposed $500 cap and thereby limit costs. \\11\\ Typically, a smaller... organization an opportunity to take advantage of a fee cap, similar to a larger member organization, given that...

  10. 76 FR 36892 - Proposed Extension of Part 4 of the Commission's Rules Regarding Outage Reporting to...

    Science.gov (United States)

    2011-06-23

    ...: None. Title: Communications Outage Reporting for Interconnected Voice over Internet Protocol Service.... Type of Review: New collection. Respondents: Businesses (Interconnected Voice over Internet Protocol... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 4 [PS Docket No. 11-82; FCC 11-74] Proposed...

  11. 75 FR 16543 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-04-01

    ... making this rate change the Exchange seeks to remain competitive with other markets that often charge a higher rate. In proposing this new rate, NYSE Amex also seeks to adopt industry practice which sets the electronic broker dealer rate at a level slightly higher than the manual broker dealer charge. The pricing...

  12. 75 FR 70665 - Proposed Significant New Use Rule for Cobalt Lithium Manganese Nickel Oxide

    Science.gov (United States)

    2010-11-18

    .... Attention: Docket ID Number EPA-HQ-OPPT-2009-0922. The DCO is open from 8 a.m. to 4 p.m., Monday through... respirators unless actual measurements of the workplace air show that air-borne concentrations of the PMN...; requires establishment of a hazard communication program; and prohibits releases to water. The proposed...

  13. 76 FR 33686 - Proposed Extension of Part 4 of the Commission's Rules Regarding Outage Reporting to...

    Science.gov (United States)

    2011-06-09

    ... failure of core routers, network servers, SIP proxy servers, Serving General Packet Radio Service (GPRS..., Exchange Point, core router, root name server, ISP-operated DNS server, or DHCP server) that it owns... Commission. ACTION: Notice of proposed rulemaking. SUMMARY: The purpose of this document is to seek comment...

  14. 75 FR 38574 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-07-02

    ... any ``against'' votes if that option were to be made available on the proxy card) must immediately... with contested elections for directors. Under the proposed amendment to the Bylaws, the proxy card... counted as a vote cast either ``for'' or ``against'' such director's election). In the event that any...

  15. 75 FR 2176 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Science.gov (United States)

    2010-01-14

    ... Stock Exchange LLC To Modify the Liquidity Credits Paid to Supplemental Liquidity Providers January 7... The Exchange proposes to amend its schedule of credits paid to Supplemental Liquidity Providers... with a trading price of $1.00 or more and (ii) to establish a liquidity credit for transactions in...

  16. 78 FR 53083 - Freedom of Information Act Administration

    Science.gov (United States)

    2013-08-28

    ... PEACE CORPS 22 CFR Part 303 RIN 0420-AA29 Freedom of Information Act Administration AGENCY: Peace Corps. ACTION: Proposed rule; correction. SUMMARY: The Peace Corps is correcting a typographical error in a proposed rule that appeared in the Federal Register of August 7, 2013. The proposed rule updates...

  17. Administration

    DEFF Research Database (Denmark)

    Bogen handler om den praksis, vi kalder administration. Vi er i den offentlige sektor i Danmark hos kontorfolkene med deres sagsmapper, computere, telefoner,, lovsamlinger,, retningslinier og regneark. I bogen udfoldes en mangfoldighed af konkrete historier om det administrative arbejde fra...... forskellige områder i den offentlige sektor. Hensigten er at forstå den praksis og faglighed der knytter sig til det administrative arbejde...

  18. 77 FR 13668 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2012-03-07

    ... Rule 604(h) that is being moved to new Rule 613. Accordingly, trading floor personnel will continue to... Supervisor, or ``SU,'' if applicable. This provision is being moved, unchanged, in its entirety to new Rule... to finders,\\36\\ and is being moved to Rule 614(b), without change. \\36\\ This provision is identical...

  19. 76 FR 77528 - Proposed CERCLA Administrative Cost Recovery Settlement; North Hollywood Operable Unit of the San...

    Science.gov (United States)

    2011-12-13

    ...In accordance with Section 122(i) of the Comprehensive Environmental Response, Compensation, and Liability Act, as amended (``CERCLA''), 42 U.S.C. 9622(i), notice is hereby given of a proposed administrative settlement for recovery of response costs concerning the North Hollywood Operable Unit of the San Fernando Valley Area 1 Superfund Site, located in the vicinity of Los Angeles, California, with the following settling parties: Pick-Your-Part Auto Wrecking; Hayward Associates, LLC; and PNM Properties, LLC. The settlement requires the settling parties to pay a total of $102,161 to the North Hollywood Operable Unit Special Account within the Hazardous Substance Superfund. The settlement also includes a covenant not to sue the settling parties pursuant to Section 107(a) of CERCLA, 42 U.S.C. 9607(a). For thirty (30) days following the date of publication of this notice, the Agency will receive written comments relating to the settlement. The Agency will consider all comments received and may modify or withdraw its consent to the settlement if comments received disclose facts or considerations which indicate that the settlement is inappropriate, improper, or inadequate. The Agency's response to any comments received will be available for public inspection at the City of Los Angeles Central Library, Science and Technology Department, 630 West 5th Street, Los Angeles, CA 90071 and at the EPA Region 9 Superfund Records Center, Mail Stop SFD-7C, 95 Hawthorne Street, Room 403, San Francisco, CA 94105.

  20. 76 FR 79678 - Proposed CERCLA Administrative Cost Recovery Settlement; North Hollywood Operable Unit of the San...

    Science.gov (United States)

    2011-12-22

    ...In accordance with Section 122(i) of the Comprehensive Environmental Response, Compensation, and Liability Act, as amended (``CERCLA''), 42 U.S.C. 9622(i), notice is hereby given of a proposed administrative settlement for recovery of response costs concerning the North Hollywood Operable Unit of the San Fernando Valley Area 1 Superfund Site, located in the vicinity of Los Angeles, California, with the following settling parties: Pick-Your-Part Auto Wrecking; Hayward Associates, LLC; and PNM Properties, LLC. The settlement requires the settling parties to pay a total of $102,161 to the North Hollywood Operable Unit Special Account within the Hazardous Substance Superfund. The settlement also includes a covenant not to sue the settling parties pursuant to Section 107(a) of CERCLA, 42 U.S.C. 9607(a). For thirty (30) days following the date of publication of this notice, the Agency will receive written comments relating to the settlement. The Agency will consider all comments received and may modify or withdraw its consent to the settlement if comments received disclose facts or considerations which indicate that the settlement is inappropriate, improper, or inadequate. The Agency's response to any comments received will be available for public inspection at the City of Los Angeles Central Library, Science and Technology Department, 630 West 5th Street, Los Angeles, CA 90071 and at the EPA Region 9 Superfund Records Center, Mail Stop SFD-7C, 95 Hawthorne Street, Room 403, San Francisco, CA 94105.

  1. 77 FR 123 - Proposed CERCLA Administrative Cost Recovery Settlement; North Hollywood Operable Unit of the San...

    Science.gov (United States)

    2012-01-03

    ...In accordance with Section 122(i) of the Comprehensive Environmental Response, Compensation, and Liability Act, as amended (``CERCLA''), 42 U.S.C. 9622(i), notice is hereby given of a proposed administrative settlement for recovery of response costs concerning the North Hollywood Operable Unit of the San Fernando Valley Area 1 Superfund Site, located in the vicinity of Los Angeles, California, with the following settling party: Waste Management Recycling & Disposal Services of California, Inc., dba Bradley Landfill & Recycling Center. The settlement requires the settling party to pay a total of $185,734 to the North Hollywood Operable Unit Special Account within the Hazardous Substance Superfund. The settlement also includes a covenant not to sue the settling party pursuant to Section 107(a) of CERCLA, 42 U.S.C. 9607(a). For thirty (30) days following the date of publication of this notice, the Agency will receive written comments relating to the settlement. The Agency will consider all comments received and may modify or withdraw its consent to the settlement if comments received disclose facts or considerations which indicate that the settlement is inappropriate, improper, or inadequate. The Agency's response to any comments received will be available for public inspection at the City of Los Angeles Central Library, Science and Technology Department, 630 West 5th Street, Los Angeles CA 90071 and at the EPA Region 9 Superfund Records Center, Mail Stop SFD-7C, 95 Hawthorne Street, Room 403, San Francisco, CA 94105.

  2. Evaluation of the Administration's proposed nuclear non-proliferation strategy. Report to the Congress

    International Nuclear Information System (INIS)

    1977-01-01

    Dwindling supplies of fossil fuels are causing countries to turn increasingly to nuclear power as a major source of energy. Although nuclear power holds out the promise of energy independence, it has a formidable drawback--it can also lead to the proliferation of nuclear weapons. In April, the President announced a new policy designed to curb nuclear proliferation and the executive branch proposed legislation entitled 'The Nuclear Non-Proliferation Policy Act of 1977.' The strategy outlined in these documents calls for stricter export controls and safeguards as well as actions affecting uranium enrichment services, reprocessing, storing of spent fuel, and disposing of radioactive nuclear wastes. GAO analyzed this non-proliferation strategy as it relates to: Improving nuclear export controls; Strengthening international nuclear safeguards; Maintaining U.S. reliability as a supplier of uranium enrichment services; Deferring U.S. reprocessing of spent fuel as an example for others; Reducing risk of proliferation by controlling spent reactor fuel. In general, GAO concluded that the administration's strategy is constructive but noted some weaknesses which should be addressed. Some of the problems noted in this report may already have been addressed by congressional committees in their markup of the legislation

  3. Education and Criminal Justice: The Educational Approach to Prison Administration. The United Nations Standard Minimum Rules for the Treatment of Prisoners.

    Science.gov (United States)

    Morin, Lucien; Cosman, J. W.

    The United Nations Standard Minimum Rules for the Treatment of Prisoners do not express the basic principle that would support a serious educational approach to prison administration. The crucial missing rationale is the concept of the inherent dignity of the individual human prisoner. This concept has certain basic educational implications,…

  4. Responding to the 2015 CMS Proposed Rule Changes for LTC Facilities: A Call to Redouble Efforts to Prepare Students and Practitioners for Nursing Homes.

    Science.gov (United States)

    Bern-Klug, Mercedes; Connolly, Robert; Downes, Deirdre; Galambos, Colleen; Kusmaul, Nancy; Kane, Rosalie; Hector, Paige; Beaulieu, Elise

    2016-01-01

    In July of 2015, the Federal Register published for public comment proposed rule changes for nursing homes certified to receive Medicare and/or Medicaid. If the final rules are similar to the proposed rules, they will represent the largest change in federal rules governing nursing homes since the Nursing Home Reform Act which was part of OBRA 1987. The proposed changes have the potential to enhance the quality of care and quality of life of nursing home residents. Many of the proposed changes would directly affect the practice of social work and would likely expand the role for nursing home social workers. This article discusses the role that members of the National Nursing Home Social Work Network (NNHSW Network) played in developing and submitting a response to CMS. The article provides the context for the publication of the proposed rules, describes the process used by the NNHSW Network to develop and build support for comments on these rules, and also includes the actual comments submitted to CMS. Social work education programs and continuing education programs throughout the country will continue to have an important role to play in helping to prepare social work students and practitioners for a career in long-term care.

  5. Medicare Program: Hospital Outpatient Prospective Payment and Ambulatory Surgical Center Payment Systems and Quality Reporting Programs; Short Inpatient Hospital Stays; Transition for Certain Medicare-Dependent, Small Rural Hospitals Under the Hospital Inpatient Prospective Payment System; Provider Administrative Appeals and Judicial Review. Final rule with comment period; final rule.

    Science.gov (United States)

    2015-11-13

    This final rule with comment period revises the Medicare hospital outpatient prospective payment system (OPPS) and the Medicare ambulatory surgical center (ASC) payment system for CY 2016 to implement applicable statutory requirements and changes arising from our continuing experience with these systems. In this final rule with comment period, we describe the changes to the amounts and factors used to determine the payment rates for Medicare services paid under the OPPS and those paid under the ASC payment system. In addition, this final rule with comment period updates and refines the requirements for the Hospital Outpatient Quality Reporting (OQR) Program and the ASC Quality Reporting (ASCQR) Program. Further, this document includes certain finalized policies relating to the hospital inpatient prospective payment system: Changes to the 2-midnight rule under the short inpatient hospital stay policy; and a payment transition for hospitals that lost their status as a Medicare-dependent, small rural hospital (MDH) because they are no longer in a rural area due to the implementation of the new Office of Management and Budget delineations in FY 2015 and have not reclassified from urban to rural before January 1, 2016. In addition, this document contains a final rule that finalizes certain 2015 proposals, and addresses public comments received, relating to the changes in the Medicare regulations governing provider administrative appeals and judicial review relating to appropriate claims in provider cost reports.

  6. 20 CFR 655.845 - What rules apply to appeal of the decision of the administrative law judge?

    Science.gov (United States)

    2010-04-01

    ... ADMINISTRATION, DEPARTMENT OF LABOR TEMPORARY EMPLOYMENT OF FOREIGN WORKERS IN THE UNITED STATES Enforcement of H... appeal of the decision of the administrative law judge? (a) The Administrator or any interested party...

  7. A Proposal for Romania’s Administrative Organization Based on Functional Relations in the Territory

    Directory of Open Access Journals (Sweden)

    Radu SĂGEATĂ

    2015-10-01

    Full Text Available Having in view the low absorption of European funds, it is extremely necessary to have a regional administrative system put in place. The present paper, based on a many-sided critical study of functional relations among human settlements, offers a viable alternative to current controversies concerning Romania’s administrative- territorial organization. Proceeding from regional, county and local polarization cores, a four-level type of regional administration has been devised, namely, the region, the county, the small rural district (Rom. plasă and the town/commune, among which clear-cut hierarchical relations of decentralization and concentration of services are to be established. What has emerged is a number of eleven administrative- territorial structures worth being vested with regional administrative status. These structures are based on the historical regions developed over time as homogeneous mental and functional spaces.

  8. 78 FR 72968 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-12-04

    ... Capital Commitment Schedule (``CCS'') interest; (3) NYSE Rule 70.25 to permit d-Quotes to be designated... that MPL Orders may interact with CCS interest; (3) NYSE Rule 70.25 to permit d- Quotes to be... the CCS pursuant to Rule 1000 would not be permitted to be designated as MPL Orders. The CCS is a...

  9. 77 FR 24236 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2012-04-23

    ... Rule 107B To Add a Class of Supplemental Liquidity Providers That Are Registered as Market Makers at... Equities Rule 107B to add a class of Supplemental Liquidity Providers (``SLP'') that are registered as... encourage participants to quote more often and to add displayed liquidity to the market. Thus, Rule 107B(a...

  10. The Proposed Tiebreaker Rule in OECD/G20 BEPS Action 6: A Critical Examination of the Possible Motives and Means, and a Potential Alternative

    NARCIS (Netherlands)

    Sanghavi, Dhruv

    2016-01-01

    In this article, the author critically examines the proposed tiebreaker rule in the OECD’s Final Report on Action 6 of the Base Erosion and Profit Shifting (BEPS) project, and the motives behind the proposal. The author concludes by suggesting an alternative, which he argues is a more effective

  11. 75 FR 52860 - Final Airworthiness Design Standards for Acceptance Under the Primary Category Rule; Orlando...

    Science.gov (United States)

    2010-08-30

    ... DEPARTMENT OF TRANSPORTATION Federal Aviation Administration 14 CFR Part 21 Final Airworthiness Design Standards for Acceptance Under the Primary Category Rule; Orlando Helicopter Airways (OHA), Inc... Existence of Proposed Airworthiness Design Standards for Acceptance Under the Primary Category Rule; Orlando...

  12. 76 FR 77997 - Proposed CERCLA Administrative Cashout Settlement; The Atlantic Richfield Company

    Science.gov (United States)

    2011-12-15

    ... administrative settlement for recovery of past response costs concerning the Ophir Mills and Smelter Site in Tooele County, Utah with the Atlantic Richfield Company based upon a cash-out settlement. The settlement...

  13. Administrative Subpoenas and National Security Letters in Criminal and Foreign Intelligence Investigations: Background and Proposed Adjustments

    National Research Council Canada - National Science Library

    Doyle, Charles

    2005-01-01

    .... Several statutes at least arguably authorize the use of administrative subpoenas primarily or exclusively for use in a criminal investigation in cases involving health care fraud, child abuse, Secret...

  14. PROPOSAL FOR NEURAL-LINGUISTIC PROGRAMMING (N.L.P. INTHE ADMINISTRATIVE DEVELOPMENT OF LEADERSHIP SPORTS

    Directory of Open Access Journals (Sweden)

    Khalil Samira

    2010-08-01

    Full Text Available Neural-linguistic programming is an organised method to know the human self construction and dealing with it in fixed means and styles so as to decesisively affect the processes of perception, thinking, imaging, ideas,feeling and also in behavior, skills and the human body and mental performance (1 Neural-linguistic programming has a private nature because it is a group of mechanisms and practicaltechniques far from likeliness, so it enters in the circle of application and employment of the human abilities and possibilities. (9 Al Fiky (2001 points out that neural linguistic programming created the favourable environment to help individuals to get rid of their diseased fears and controlling in their negative reactions and thus improving communication with themselves and with others. He shows it took its way into the human life fields because itsways and strategies are used in the sectors of health, education, marketing and administration(2. The modern administration embarks on the human element that represents the most valuable elementsof administration and is the most effective on the productivity and with the increasing the effect of the human element in the efficacy of the administrative organizations, the need increased to consider the management of the human resources as an independent function of administrative functions that cancers the human element and onwhose efficiency, abilities, experience and zeal for work, the administration efficacy depends.

  15. 77 FR 58989 - Proposed CERCLA Administrative Cost Recovery Settlement for the Buckbee-Mears Co. Superfund Site...

    Science.gov (United States)

    2012-09-25

    ... paid $150,000 attributable to the costs of marketing and selling the Properties; (b) The Bank will pay... ENVIRONMENTAL PROTECTION AGENCY [FRL-9720-7] Proposed CERCLA Administrative Cost Recovery... costs concerning the Buckbee-Mears Co. Superfund Site located in Cortland, Cortland County, New York...

  16. 76 FR 81929 - San Fernando Valley Area 2; Notice of Proposed Administrative Order on Consent Re: 4057 and 4059...

    Science.gov (United States)

    2011-12-29

    ... the Trust on ability to pay grounds. Under the Agreement, the Trust will pay $1500 (one thousand five... notice of a proposed administrative order on consent (Agreement)with the Spirito Family Trust and Alice C...: EPA will receive written comments relating to the settlement until January 30, 2012. EPA will consider...

  17. 43 CFR 404.51 - Are proposed projects under the Rural Water Supply Program reviewed by the Administration?

    Science.gov (United States)

    2010-10-01

    ... Water Supply Program reviewed by the Administration? 404.51 Section 404.51 Public Lands: Interior... SUPPLY PROGRAM Feasibility Studies § 404.51 Are proposed projects under the Rural Water Supply Program... the Reclamation's Rural Water Supply Program. This includes review under Executive Order 12322 to...

  18. Approval of raxibacumab for the treatment of inhalation anthrax under the US Food and Drug Administration Animal rule

    Directory of Open Access Journals (Sweden)

    Chia-Wei eTsai

    2015-12-01

    Full Text Available On December 14, 2012, the FDA approved raxibacumab, the first product developed under Project BioShield to achieve this milestone, and the first biologic product to be approved through the FDA animal efficacy rule (or Animal Rule. Raxibacumab is approved for the treatment of adult and pediatric patients with inhalational anthrax due to Bacillus anthracis in combination with appropriate antibiotic drugs and for prophylaxis of inhalational anthrax when alternative therapies are not available or are not appropriate. The approval of Raxibacumab illustrates many of the challenges that product developers may encounter when pursuing approval under the Animal Rule and highlights a number of important regulatory and policy issues.

  19. Staff analysis of public comments on proposed rule 10 CFR Part 60, Disposal of High-Level Radioactive Wastes in Geologic Repositories

    International Nuclear Information System (INIS)

    1983-12-01

    On February 25, 1981, the Nuclear Regulatory Commission published rules which establish procedures for the licensing of geologic disposal, by the US Department of Energy, of high-level radioactive wastes. On July 8, 1981, proposed technical criteria which would be used in the evaluation of license applications under those procedural rules were published in the Federal Register. The Commission received 93 comment letters on the proposed technical criteria, 89 of which were received in time for the Commission to consider in preparing the final technical criteria which were published on June 21, 1983. This document presents a detailed analysis of the comments received on the proposed rule by the Commission's staff and also contains the Rationale for the Performance Objectives of 10 CFR Part 60

  20. The rules of urban planning and administrative responsibilities in protecting to the vulnerability and risk of Cerro Tapezco in Santa Ana

    International Nuclear Information System (INIS)

    Castro Leiton, Karina

    2014-01-01

    An analysis of regulation is made of land use and administrative management of the Cerro Tapezco to show that as the years have passed it has been verified that the Costa Rican law on town planning has been inadequate for current problems due to lack of updating of various scientific and technical sources also dispersion and proliferation of competences of administrative authorities. The physical setting and planning rules is identified for CerroTapezco and surrounding towns. Local actions are explored in the elaboration of improvement and reform of the regulatory plan of Santa Ana. The administrative entities and institutions with competence in the development and implementation of plans have been identified, assessing deficiencies, inconsistencies and administrative omissions in urban planning of the city of Santa Ana and recommending changes necessary for the proper application of the Costa Rican law [es

  1. 77 FR 829 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-01-06

    ..., China, Colombia, Czech Republic, Egypt, Hungary, India, Indonesia, Korea, Malaysia, Mexico, Morocco... responsibilities under Rule 1025, who is not exercising the discretionary authority. Surveillance and Capacity The...

  2. 78 FR 30939 - Notice of Proposed Information Collection Requests: State Library Administrative Agencies Survey...

    Science.gov (United States)

    2013-05-23

    ... Requests: State Library Administrative Agencies Survey, FY 2014 AGENCY: Institute of Museum and Library..., collection of information. SUMMARY: The Institute of Museum and Library Service (``IMLS'') as part of its... information is necessary for the proper performance of the functions of the agency, including whether the...

  3. 75 FR 26282 - Notice of Proposed Information Collection Requests: State Library Administrative Agencies Survey...

    Science.gov (United States)

    2010-05-11

    ..., Office of Policy, Planning, Research, and Communication, Institute of Museum and Library Services, 1800 M... Requests: State Library Administrative Agencies Survey, FY 2011-2013 AGENCY: Institute of Museum and Library Services, The National Foundation for the Arts and the Humanities. ACTION: Notice, request for...

  4. 77 FR 51088 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-08-23

    ... Forex Options can be found at Rule 1000C et seq. Rules applicable to Treasury security options are being... databases providing bond information, including information regarding the listing and/or trading location of... of options on foreign exchange (``forex'') currencies (``PHLX FOREX options'').\\15\\ In 2010 and 2011...

  5. 77 FR 39554 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-07-03

    ... later date at a fixed price. The Fund may not (i) with respect to 75% of its total assets, purchase... security. The Fund will not purchase illiquid securities, including Rule 144A securities and loan... 204A-1 under the Advisers Act relating to codes of ethics. This Rule requires investment advisers to...

  6. 78 FR 12125 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-02-21

    ... Services, Energy, Financials, Healthcare, Industrials, Technology, Telecommunications Services, and... \\3\\ requires, among other things, that the rules of a clearing agency be designed to promote the... the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or Send an email to...

  7. 77 FR 42780 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-07-20

    ... the current intervals, this would result in a 105-100 put spread costing approximately $3.50. However... 1101A. \\22\\ The STO opening process is set forth in Commentary 11 to Rule 1012 and Rule 1101A(b)(vi... as conformity of the relevant non-STO process, to provide investors with better weekly option choices...

  8. 75 FR 78320 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2010-12-15

    ... Complex Order Strategy in Rule 1080.08(a)(ii), but fits better in the definition of Complex Order. \\9...), the Exchange is also revising the definition of Complex Order Strategy, in addition to moving the pricing language, as explained above, to expressly state in the rule that each such strategy is assigned a...

  9. 78 FR 26096 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2013-05-03

    ... reflect what can be traded on the floor. The order types that are handled and executed automatically by... legs. The Commission believes that such automation may benefit the Exchange, its members and users, and... types in the rule reflect what can be traded on the floor. The Exchange is also amending Rule 1080...

  10. 77 FR 39288 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2012-07-02

    ... (i) ``ATP Holders,'' as that term is defined in Rule 900.2NY(5); (ii) Sponsored Participants, as that term is defined in Rule 900.2NY(77); and (iii) non-ATP Holder broker-dealers and vendors that request... change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory...

  11. 77 FR 76121 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2012-12-26

    ... well as other factors that influence exchange rates such as flows, market technical trends, and... Foreign Currency Strategy Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 December 19, 2012... following under NYSE Arca Equities Rule 8.600 (``Managed Fund Shares''): PIMCO Foreign Currency Strategy...

  12. 77 FR 32161 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-05-31

    ..., forward contracts, swap contracts, the purchase of securities on a when-issued or delayed delivery basis... be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable... provisions of Rule 204A-1 under the Advisers Act relating to codes of ethics. This Rule requires investment...

  13. 77 FR 44291 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-07-27

    ... Equities Rule 5.2(j)(3), the Exchange's listing standards for Investment Company Units (``Units''). The... assets (plus the amount of any borrowings for investment purposes) in common stocks included in the Index...) under the Exchange Act, shall be NMS Stocks as defined in Rule 600 of Regulation NMS under the Exchange...

  14. 75 FR 15475 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Minor Rule...

    Science.gov (United States)

    2010-03-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61752; File No. 4-594] Self-Regulatory... Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization promptly file notice... Commission adopted amendments to paragraph (c) of Rule 19d-1 to allow self-regulatory organizations (``SROs...

  15. 75 FR 58011 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Minor Rule...

    Science.gov (United States)

    2010-09-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62924; File No. 10-198] Self-Regulatory... subject to the provisions of Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self-regulatory organization... 240.19d-1(c)(1). \\4\\ The Commission adopted amendments to paragraph (c) of Rule 19d-1 to allow self...

  16. 75 FR 15471 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Minor Rule...

    Science.gov (United States)

    2010-03-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61753; File No. 4-595] Self-Regulatory... Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization promptly file notice... Commission adopted amendments to paragraph (c) of Rule 19d-1 to allow self-regulatory organizations (``SROs...

  17. 77 FR 44302 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-07-27

    ... Concerning Rule 611 and Rule 610 of Regulation NMS,'' FAQ 3.23 ``Agency Block Transactions with Non-Trade... communications with personnel of the broker-dealer or through direct communications between the parties of the.... If there is crowd and/or DMM interest in response to the Floor Broker's verbal announcement of the...

  18. The Trump Administrations March 2017 Defense Budget Proposals: Frequently Asked Questions

    Science.gov (United States)

    2017-04-03

    The Trump Administration’s March 2017 Defense Budget Proposals: Frequently Asked Questions Pat Towell Specialist in U.S. Defense Policy and...Budget Lynn M. Williams Analyst in U.S. Defense Budget Policy April 3, 2017 Congressional Research Service 7-5700 www.crs.gov R44806 The Trump ...8 The Trump Administration’s March 2017 Defense Budget Proposals: FAQs Congressional Research Service 1 Introduction On

  19. 76 FR 10874 - Notice of Public Meeting of the Committee on Administration and Management

    Science.gov (United States)

    2011-02-28

    ... Notice of Public Meeting of the Committee on Administration and Management AGENCY: Administrative... Administrative Conference of the United States will host a public meeting of the Committee on Administration and... documents other than rules #0;or proposed rules that are applicable to the public. Notices of hearings #0...

  20. The new proposal for harmonised rules for the online sales of tangible goods: conformity, lack of conformity and remedies: in-depth analysis

    NARCIS (Netherlands)

    Smits, Jan

    2016-01-01

    Upon request by the JURI Committee, this paper evaluates the European Commission proposal of 9 December 2015 harmonizing certain civil law contractual rules for Online Shopping. The directive's approach concerning conformity, lack of conformity and remedies is analized. It also examines the question

  1. 78 FR 13062 - Request for Public Comment on the Proposed Adoption of Administration for Native Americans...

    Science.gov (United States)

    2013-02-26

    ... Strickland, Director, Division of Program Operations, ANA (877) 922-9262. SUPPLEMENTARY INFORMATION: Section... the recipient organization's Board of Directors. Additionally, ANA proposes to eliminate the..., remuneration, and other terms and conditions that structure or define the relationship. 3. Budget and Budget...

  2. 75 FR 3925 - Proposed Information Collection Request for Administrative Procedures-20 CFR 601 Including Form...

    Science.gov (United States)

    2010-01-25

    ... provided in the desired format, reporting burden (time and financial resources) is minimized, collection... prescribes the use of Form MA 8-7, Transmittal for Unemployment Insurance Materials. This simple check off... interested in comments that: Evaluate whether the proposed collection of information is necessary for the...

  3. 75 FR 48967 - Proposed Administrative Settlement Agreement Under Section 122(h) of the Comprehensive...

    Science.gov (United States)

    2010-08-12

    ... settlement agreement (``Settlement Agreement'') with Peter S. Austin, the William E. Austin Trust, and Austin & Austin Company, a partnership (``Respondents'') pursuant to Section 122(h) of the Comprehensive... CERCLA, 42 U.S.C. 9622(i), this notice is being published to inform the public of the proposed Settlement...

  4. 77 FR 23532 - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of a Proposed Rule Change...

    Science.gov (United States)

    2012-04-19

    ...-case basis, formal disciplinary action for any particular violation. Therefore, the Commission believes... by-case basis, of whether a violation requires formal disciplinary action under NYSE Amex Rule 476... governs disciplinary proceedings involving charges against members, member organizations, principal...

  5. 75 FR 51509 - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the NASDAQ Stock...

    Science.gov (United States)

    2010-08-20

    ... necessary to have a Professional designation rule as is commonplace in the industry, particularly where NOS... number over a calendar month will prevent gaming of the 390 order threshold.\\25\\ \\23\\ 390 orders is equal...

  6. 75 FR 51107 - Notice of Proposed Supplementary Rules for Public Lands in Routt County, CO: Emerald Mountain...

    Science.gov (United States)

    2010-08-18

    ... destination recreation-tourism market strategy. The strategy targets Steamboat Springs area visitors... concerns regarding traditional or religious cultural properties in the Emerald Mountain Special Recreation Management Area. These supplementary rules would not affect Indian land, resources, or religious rights...

  7. 78 FR 40531 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2013-07-05

    ... Products'' to incentivize competitive and aggressive quoting by market makers registered with the Exchange... market transactions in [shares] do not appear to result in the abuses that Rules 101 and 102 of...

  8. 77 FR 73104 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2012-12-07

    ... number of publicly traded shares, and corporate governance standards to ensure transparency and...\\ \\4\\ See Nasdaq Rule 5000 series. \\5\\ See id. In addition to the quantitative and corporate governance...

  9. 77 FR 25003 - Self-Regulatory Organizations; NASDAQ OMX Phlx LLC; Order Approving Proposed Rule Change To Amend...

    Science.gov (United States)

    2012-04-26

    ...; review and endorsement of customer orders; final approval of advertising or sales literature for use by... and qualified, given the importance and complexity of the rules governing financial responsibility for...

  10. 78 FR 18646 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-03-27

    ... under Rule 810, or an ICC insolvency or failure to pay has occurred. In the event of a haircutting... of ICC failure or insolvency. The revisions will in particular facilitate the orderly wind-down or...

  11. 78 FR 66973 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2013-11-07

    ... the administrator, accountant, custodian and transfer agent for the Fund (``Administrator,'' ``Accountant,'' ``Custodian'' and ``Transfer Agent,'' respectively). \\4\\ A Managed Fund Share is a security... expenses, dividends, distributions, taxes, risks, and reports to be distributed to beneficial owners of the...

  12. Using administrative data to estimate graduation rates: Challenges, Proposed solutions and their pitfalls.

    Directory of Open Access Journals (Sweden)

    Joydeep Roy

    2008-06-01

    Full Text Available In recent years there has been a renewed interest in understanding the levels and trends in high school graduation in the U.S. A big and influential literature has argued that the “true” high school graduation rate remains at an unsatisfactory level, and that the graduation rates for minorities (Blacks and Hispanics are alarmingly low. In this paper we take a closer look at the different measures of high school graduation which have recently been proposed and which yield such low estimates of graduation rates. We argue that the nature of the variables in the Common Core of Data, the dataset maintained by the U.S. Department of Education that is the main source for all of the new measures, requires caution in calculating graduation rates, and the adjustments that have been proposed often impart significant downward bias to the estimates.

  13. Medicare program; revision to accrual basis of accounting policy. Health Care Financing Administration (HCFA), HHS. Final rule.

    Science.gov (United States)

    1999-09-27

    Medicare policy provides that payroll taxes that a provider becomes obligated to remit to governmental agencies are included in allowable costs only in the cost reporting period in which payment (upon which the payroll taxes are based) is actually made to an employee. Therefore, for payroll accrued in 1 year but not paid until the next year, the associated payroll taxes are not an allowable cost until the next year. This final rule provides for an exception when payment would be made to the employee in the current year but for the fact the regularly scheduled payment date is after the end of the year. In that case, the rule requires allowance in the current year of accrued taxes on payroll that is accrued through the end of the year but not paid until the beginning of the next year, thus allowing accrued taxes on end-of-the year payroll in the same year that the accrual of the payroll itself is allowed. The effect of this rule is not on the allowability of cost but rather only on the timing of payment; that is, the cost of payroll taxes on end-of-the-year payroll is allowable in the current period rather than in the following period.

  14. 20 CFR 641.859 - What other special rules govern the classification of costs as administrative costs or program...

    Science.gov (United States)

    2010-04-01

    ... EMPLOYMENT AND TRAINING ADMINISTRATION, DEPARTMENT OF LABOR PROVISIONS GOVERNING THE SENIOR COMMUNITY SERVICE... documented distributions of actual time worked or other equitable cost allocation methods. (d) Specific costs... information; (2) Employment statistics information, including job listing information, job skills information...

  15. Prescription Drug Marketing Act of 1987; Prescription Drug Amendments of 1992; policies, requirements, and administrative procedures; delay of effective date. Final rule; delay of effective date.

    Science.gov (United States)

    2004-02-23

    The Food and Drug Administration (FDA) is further delaying, until December 1, 2006, the effective date of certain requirements of a final rule published in the Federal Register of December 3, 1999 (64 FR 67720). In the Federal Register of May 3, 2000 (65 FR 25639), the agency delayed until October 1, 2001, the effective date of certain requirements in the final rule relating to wholesale distribution of prescription drugs by distributors that are not authorized distributors of record, and distribution of blood derivatives by entities that meet the definition of a "health care entity" in the final rule. The agency further delayed the effective date of these requirements in three subsequent Federal Register notices. Most recently, in the Federal Register of January 31, 2003 (68 FR 4912), FDA delayed the effective date until April 1, 2004. This action further delays the effective date of these requirements until December 1, 2006. The final rule implements the Prescription Drug Marketing Act of 1987 (PDMA), as modified by the Prescription Drug Amendments of 1992 (PDA), and the Food and Drug Administration Modernization Act of 1997 (the Modernization Act). The agency is taking this action to address concerns about the requirements in the final rule raised by affected parties. As explained in the SUPPLEMENTARY INFORMATION section, FDA is working with stakeholders through its counterfeit drug initiative to facilitate widespread, voluntary adoption of track and trace technologies that will generate a de facto electronic pedigree, including prior transaction history back to the original manufacturer, as a routine course of business. If this technology is widely adopted, it is expected to help fulfill the pedigree requirements of the PDMA and obviate or resolve many of the concerns that have been raised with respect to the final rule by ensuring that an electronic pedigree travels with a drug product at all times. Therefore, it is necessary to delay the effective date of Sec

  16. Ruling of the Administrative Court of the Council of State of the Netherlands concerning the Appeal Lodged by Certain Environmental Protection Organizations (7th August 1981)

    International Nuclear Information System (INIS)

    1981-12-01

    In June 1981, a Joint Dutch-Belgian-Swiss radioactive waste disposal operation into the Atlantic was scheduled to take place under the NEA Multilateral Consultation and Surveillance Mechanism for Sea Dumping of Radioactive Waste. The operation was suspended because, on the basis of the 1979 Environmental Protection (General Provisions) Act of the Netherlands, certain environmental protection organizations lodged an appeal against the licence for this operation before the Netherlands Administrative Court of the Council of State, which decided to suspend the operation before deciding on the merits of the case. On 7 August 1981, the Court dismissed the appeal in this Ruling. (NEA) [fr

  17. Proposed framework for the Western Area Power Administration Environmental Risk Management Program

    Energy Technology Data Exchange (ETDEWEB)

    Glantz, C.S.; DiMassa, F.V.; Pelto, P.J.; Brothers, A.J. [Pacific Northwest Lab., Richland, WA (United States); Roybal, A.L. [Western Area Power Administration, Golden, CO (United States)

    1994-12-01

    The Western Area Power Administration (Western) views environmental protection and compliance as a top priority as it manages the construction, operation, and maintenance of its vast network of transmission lines, substations, and other facilities. A recent Department of Energy audit of Western`s environmental management activities recommends that Western adopt a formal environmental risk program. To accomplish this goal, Western, in conjunction with Pacific Northwest Laboratory, is in the process of developing a centrally coordinated environmental risk program. This report presents the results of this design effort, and indicates the direction in which Western`s environmental risk program is heading. Western`s environmental risk program will consist of three main components: risk communication, risk assessment, and risk management/decision making. Risk communication is defined as an exchange of information on the potential for threats to human health, public safety, or the environment. This information exchange provides a mechanism for public involvement, and also for the participation in the risk assessment and management process by diverse groups or offices within Western. The objective of risk assessment is to evaluate and rank the relative magnitude of risks associated with specific environmental issues that are facing Western. The evaluation and ranking is based on the best available scientific information and judgment and serves as input to the risk management process. Risk management takes risk information and combines it with relevant non-risk factors (e.g., legal mandates, public opinion, costs) to generate risk management options. A risk management tool, such as decision analysis, can be used to help make risk management choices.

  18. Labeling and advertising of home insulation. Final staff report to the Federal Trade Commission and proposed trade regulation rule (16 CFR Part 460)

    Energy Technology Data Exchange (ETDEWEB)

    1978-07-01

    Because insulation is a very difficult product for uniformed consumers to evaluate, there has been broad support for a rule requiring disclosure of information facilitating choices among insulation products. With information that the Recommended Rule will require, consumers will be able to compare the thermal properties of various types of insulation and make the best purchases. The FTC undertook this rulemaking effort and proposed a Rule on November 18, 1977. Hearings were conducted. Approximately 50 witnesses representing insulation manufacturers, contractors, trade associations, consumer and environmental groups, and state and Federal government agencies attended. As the record shows, without the Rule, some insulation industry members have failed to base R-value claims on tests or have extrapolated values from too-thin samples. Neither labels nor ads disclose R values; most do not explain R value; and the industry is not telling consumers about factors that often reduce insulation R values. Consumers are seldom told about performance characteristics of individual types of insulation. They are not advised that insulation is not always a good investment, or that their money might be more wisely spent on other conservation measures. The Rule addresses all of these problems. All aspects of the insulation industry and some consumer characteristics are summarized. (MCW)

  19. Labeling and advertising of home insulation. Final staff report to the Federal Trade Commission and proposed trade regulation rule (16 CFR Part 460)

    Energy Technology Data Exchange (ETDEWEB)

    1978-07-01

    Insulation can save significant amounts of fuel and money, and has therefore captured public attention as a desirable energy conservation measure. Because insulation is a very difficult product for uninformed consumers to evaluate, there was broad support for a rule requiring the disclosure of information facilitating choices among insulation products. With the information that the Recommended Rule will require, consumers will be able to compare the thermal properties of varous types of insulation and make the best purchases for their needs. In order to provide consumers, as quickly as possible, with information aiding their purchase of this major conservation measure, and to protect consumers from the abuses that rising demand has brought, the Commission undertook this rulemaking proceeding on an expedited schedule. The Rule was proposed on November 18, 1977. The tests mandated by the Rule will provide reproducible and accurate R-values, permitting comparisons of thermal performance. As a result of the testing and required disclosures of R-values and related information, consumers should be able to make sound choices for their needs, without being uninformed or misinformed about the relative values of different types of insulation. The Recommended Rule covers the testing, advertising, and labeling of thermal insulation products. It includes organic, fibrous, cellular, and reflective insulations sold for use in homes, apartments, and other residential dwellings. Insulation sold directly to consumers for do-it-yourself installation is covered, as well as insulation installed by professionals.

  20. Proposal to modify Rule 10a and to delete Recommendation 10a(3) from the International Code of Nomenclature of Prokaryotes.

    Science.gov (United States)

    Oren, Aharon

    2017-09-01

    Principle 2 of the Prokaryotic Code, as modified by the ICSP in 1999, reads: 'The nomenclature of prokaryotes is not independent of botanical and zoological nomenclature. When naming new taxa in the rank of genus or higher, due consideration is to be given to avoiding names which are regulated by the International Code of Zoological Nomenclature and the International Code of Nomenclature for algae, fungi and plants'. But in the current version of the Prokaryotic Code no Rule implements this version of Principle 2. I therefore propose adding the following sentence to Rule 10a: 'As from January 2001, newly proposed generic names must not be later homonyms of names in use in botany or zoology'. Recommendation 10a(3) of the Code states: 'Avoid introducing into bacteriology as generic names such names as are in use in botany or zoology, in particular well-known names'. This Recommendation contravenes the current version of Principle 2 and the proposed new version of Rule 10a. Therefore I propose to delete Recommendation 10a(3) from the Prokaryotic Code.

  1. 78 FR 32287 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2013-05-29

    ... Guaranty Fund in accordance with the risk waterfall under the Rules, the energy segment will be applied... algorithm,\\5\\ with modifications for concentration charges and a trinomial model used with respect to... of the LIFFE A&M clearing relationship. Relevant models applicable to the clearing of LIFFE Contracts...

  2. 77 FR 62572 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2012-10-15

    ...)(B), the board of directors of a Company \\5\\ shall consider the following factors: (i) The source of... 14.10(c)(4)(A) and (B), but rather, only open-end management investment companies registered under.... In addition, Rule 10C-1 does not exempt open-end management investment companies from the...

  3. 76 FR 9065 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List...

    Science.gov (United States)

    2011-02-16

    ... the SPDR Nuveen S&P High Yield Municipal Bond ETF February 9, 2011. I. Introduction On December 21... Municipal Bond ETF (``ETF'' or ``Fund'') under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02. The... Municipal Bond ETF (``Fund'' or ``ETF''). The SPDR Nuveen S&P High Yield Municipal Bond ETF\\4\\ seeks to...

  4. 76 FR 32005 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2011-06-02

    ... Listing and Trading of the Guggenheim Enhanced Core Bond ETF and Guggenheim Enhanced Ultra- Short Bond ETF... change to list and trade shares (``Shares'') of the Guggenheim Enhanced Core Bond ETF and Guggenheim Enhanced Ultra-Short Bond ETF (each a ``Fund,'' and, together, the ``Funds'') under NYSE Arca Equities Rule...

  5. 75 FR 57496 - Notice of Proposed Supplementary Rule To Require the Use of Certified Noxious-Weed-Free Forage...

    Science.gov (United States)

    2010-09-21

    ... mulch for project work. This action is a cooperative effort between the BLM, the U.S. Forest Service... enemies to keep their populations in balance. Consequently, depending on the circumstances (e.g., weed(s... rules would be implemented by including a standard stipulation in all Special Recreation Permits and...

  6. 78 FR 1281 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2013-01-08

    ... one method. The Commission will post all comments on the Commission's Internet Web site ( http://www.... The IM Basis Risk Modification captures the risk associated with differences between outright single... \\7\\ requires, among other things, that the rules of a clearing agency be designed to promote the...

  7. 75 FR 20016 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc...

    Science.gov (United States)

    2010-04-16

    ... (``BCC'') for disciplinary action. In addition, the fine schedule would be administered on a one year... as one single offense, for purposes of initiating disciplinary action under Exchange rules, or... the Business Conduct Committee (``BCC'') for possible disciplinary action when the Exchange determines...

  8. 78 FR 34024 - Endangered Fish and Wildlife; Proposed Rule To Eliminate the Expiration Date Contained in the...

    Science.gov (United States)

    2013-06-06

    ... Atlantic Right Whales at the Crossroads. Harvard University Press, Cambridge, Massachusetts. Lagueux, K.M... and two years post ship strike rule. NOAA/NEFSC Reference Document 11-15. Silber G.K. and S. Bettridge..., the vessel log book must contain an entry, signed and dated by the master of the vessel, documenting...

  9. 17 CFR 240.19b-4 - Filings with respect to proposed rule changes by self-regulatory organizations.

    Science.gov (United States)

    2010-04-01

    ... and fairly implied by that rule. (e) For the purposes of this paragraph, new derivative securities... the product class that would include the new derivative securities product and the self-regulatory... within five business days after commencement of trading a new derivative securities product. (f) A...

  10. 77 FR 76326 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2012-12-27

    ... its investment objective. The Fund will not invest in derivative securities including options, swaps... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68488; File No. SR-NYSEArca-2012-14] Self... Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \\2\\ and Rule 19b...

  11. 75 FR 51863 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating to...

    Science.gov (United States)

    2010-08-23

    ... securities defined in Section 2 of NYSE Arca Equities Rule 8, collectively, ``Derivative Securities Products... Derivative Securities Products) each shall have a minimum market value of at least $75 million. The Exchange... provides, among other things, that (i) the component stocks (excluding Derivative Securities Products...

  12. 77 FR 47444 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2012-08-08

    ..., and Managed Fund Shares (collectively, ``Derivative Securities Products'')\\4\\ when applying the... wholly comprised of Index Fund Shares or other Derivative Securities Products. \\3\\ The Exchange notes... calls Index Fund Shares. \\4\\ Rule 14.11 includes criteria for derivative securities that may be listed...

  13. 75 FR 43597 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2010-07-26

    ....12f-5. \\17\\ Notably, with respect to new derivative securities products (as defined in SEC Rule 19b-4... interests in unit investment trusts or investment companies, or any other derivative security (collectively, ``Derivatives Security Products'') for which an underlying index, indicative optimized portfolio value, intraday...

  14. 76 FR 55956 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2011-09-09

    ... Commentary .02(b)(4) to NYSE Arca Equities Rule 8.200, means any combination of investments, including cash... investment objective of USMI is for the daily changes in percentage terms of its Units' net asset value... Fundamentals of Commodity Futures Returns,'' Gorton, Rouwenhorst and Hayashi (September 2008), Yale...

  15. 75 FR 65263 - Virginia Graeme Baker Pool and Spa Safety Act; Public Accommodation; Withdrawal of Proposed Rule

    Science.gov (United States)

    2010-10-22

    ...'' or ``Act'') as ``an inn, hotel, motel, or other place of lodging, except for an establishment located... interpretive rule to interpret ``public accommodations facility'' in the VGB Act as ``an inn, hotel, motel, or... CONSUMER PRODUCT SAFETY COMMISSION 16 CFR Part 1450 Virginia Graeme Baker Pool and Spa Safety Act...

  16. 77 FR 63914 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-10-17

    ... ``compensation committee'', (iii) clarify the definition of the term compensation committee as used in NSX Rule... clarify the definition of ``independence'' as it pertains to members of the compensation committee in NSX... this requirement will benefit investors by ensuring that the members of the company's compensation...

  17. 77 FR 75459 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To...

    Science.gov (United States)

    2012-12-20

    ... clear that, consistent with the behavior of all other market orders entered on the Exchange, including... to add a reference to IPO Auctions to the rule and to disseminate the lesser of the Reference Buy...)(A) to disseminate the lesser of the Reference Buy Shares and the Reference Sell Shares in an effort...

  18. 78 FR 32487 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2013-05-30

    ...) above. Principal Investment Strategies According to the Registration Statement, the Fund's investment... investment objective by using a quantitative, rules-based strategy designed to provide returns that... man- made disaster, act of God, armed conflict, act of terrorism, riot or labor disruption or any...

  19. 75 FR 47652 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change...

    Science.gov (United States)

    2010-08-06

    ... Listing and Trading of WisdomTree Dreyfus Commodity Currency Fund under NYSE Arca Equities Rule 8.600... and trade the shares (``Shares'') of the WisdomTree Dreyfus Commodity Currency Fund (``Fund'') under... redemption securities, including that the securities accepted for deposits and the securities used to satisfy...

  20. 78 FR 13132 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-02-26

    ...-sided (not crosses) Complex Orders are then subject to the Exchange' Complex Order processing, including... order meets the definition of Complex Order in Rule 1080.08 \\25\\ and will apply a new spread priority... 1033(i) is being deleted, as explained below. If a multi-leg order does not comply with the definition...

  1. 75 FR 25005 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2010-05-06

    ... deems appropriate for options trading Exchange- Traded Fund Shares (``ETFs'' or ``Fund Shares'' or ``Units'') that are traded on a national securities exchange and are defined as an ``NMS stock'' in Rule... similar entity that holds a specified non-U.S. currency deposited with the trust or similar entity when...

  2. 77 FR 36591 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-06-19

    ...., value, growth), sectors, and industries, as well as exchange- traded currency and commodity trusts..., securities, foreign currencies, and net income from an interest in a qualified publicly traded partnership... traded on the Exchange under NYSE Arca Equities Rule 5.2(j)(3), seeks to provide investment results that...

  3. 77 FR 51081 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-08-23

    ... each of the last three years, but with a currency that has been primarily traded on a non-delivered... traded on the Exchange under NYSE Arca Equities Rule 5.2(j)(3), seeks to provide investment results that...) the country has issued the equivalent of $5 billion in local currency sovereign debt. The criteria...

  4. 77 FR 11177 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of a Proposed Rule...

    Science.gov (United States)

    2012-02-24

    ...-Traded Fund Shares and Foreign Currencies). Exchange rules governing margin requirements and trading halt... of Options on Stocks, Exchange-Traded Fund Shares and Foreign Currencies). \\19\\ See Notice, supra... and Currency Options), 1009A (Designation of the Index) and 1101A (Terms of Option Contracts) to list...

  5. 77 FR 6850 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2012-02-09

    ... Listing and Trading of the PIMCO Total Return Exchange Traded Fund Under NYSE Arca Equities Rule 8.600... and trade shares (``Shares'') of the PIMCO Total Return Exchange Traded Fund (``Fund'') under NYSE... outlook for interest rates, currency exchange rates, and the economy, analyze credit and call risks, and...

  6. 77 FR 21827 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-04-11

    ... Fund Shares on the Exchange.\\3\\ The Fund will be an actively managed exchange-traded fund.\\4\\ The... Investment Company Units, listed and traded on the Exchange under NYSE Arca Equities Rule 5.2(j)(3), seeks to...-NYSEArca-2008-86) (order approving Exchange listing and trading of WisdomTree Dreyfus Emerging Currency...

  7. 78 FR 14600 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2013-03-06

    ... currency other than United States dollars) or more par amount outstanding and significant par value traded... traded on the Exchange under NYSE Arca Equities Rule 5.2(j)(3), seeks to provide investment results that... trading of WisdomTree Dreyfus Commodity Currency Fund); 64935 (July 20, 2011), 76 FR 44966 (July 27, 2011...

  8. 77 FR 26056 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of a Proposed Rule...

    Science.gov (United States)

    2012-05-02

    ... are flexible exchange-traded index, equity, or currency option contracts that provide investors the... Options on Stocks, Exchange-Traded Fund Shares and Foreign Currencies). \\13\\ See Exchange Rules 721... on Stocks, Exchange-Traded Fund Shares and Foreign Currencies). \\18\\ See Notice, supra note 3 and...

  9. 75 FR 3948 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2010-01-25

    ..., Other than Paid Advertising) and 9810 (Initiation of Proceeding) to reflect recent changes to... Paid Advertising) and 9810 (Initiation of Proceeding) to update cross-references to corresponding rules... circulation in any newspaper, investment service, or similar publication, of any matter that has, or is...

  10. 78 FR 66396 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2013-11-05

    ... relating to codes of ethics. This Rule requires investment advisers to adopt a code of ethics that reflects.... Forwards on securities are contracts to purchase or sell securities for a fixed price at a future date beyond normal settlement time. Forwards on Fixed Income Instruments are contracts to purchase or sell...

  11. 78 FR 12110 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2013-02-21

    ... the Advisers Act relating to codes of ethics. This Rule requires investment advisers to adopt a code of ethics that reflects the fiduciary nature of the relationship to clients as well as compliance... quantitative model to identify which securities the Fund might purchase and sell and opportune times for...

  12. 77 FR 36314 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-06-18

    ... relating to codes of ethics. This Rule requires investment advisers to adopt a code of ethics that reflects... writer of the option is obligated to purchase the requisite amount of the asset underlying the option to... amount of cash or cash equivalents sufficient to cover the purchase price of the asset underlying the...

  13. 78 FR 77755 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-12-24

    .... Bloomfield, et al., SEC Rel. No. 62750 (Aug 20, 2010), available at http://www.sec.gov/litigation/admin/2010... Industry Regulatory Authority, Inc., Regulatory Notice 09-05, available at http://www.finra.org/web/groups... post all comments on the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml ). Copies...

  14. 77 FR 68191 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Deleting...

    Science.gov (United States)

    2012-11-15

    ... micro- second market, there is no longer a competitive advantage to being on the trading Floor when... liquidating order. The Supplementary Material sets forth examples illustrating the operation of NYSE MKT Rules...) was meant to address situations where a Floor broker may have been perceived as having an advantage...

  15. 78 FR 11238 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2013-02-15

    ... such as flows, market technical trends, and government policies. With respect to fixed income investing... PIMCO Foreign Currency Strategy Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 February 8... and trade shares (``Shares'') of the PIMCO Foreign Currency Strategy Exchange-Traded Fund (``Fund...

  16. 77 FR 73500 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2012-12-10

    ... sufficiently broad-based to deter potential manipulation in that the Reference Indices stocks are among the... option eligible securities in the relevant Reference Index that meet, among others, stock and option... Component Stocks.\\9\\ Specifically, Commentary .01(a)(A) to NYSE Arca Equities Rule 5.2(j)(3) \\10\\ sets forth...

  17. 76 FR 62118 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending...

    Science.gov (United States)

    2011-10-06

    ... Rule 6.96(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC (``Arca...

  18. 76 FR 53515 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2011-08-26

    ... Options Rule 6.96(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in its Capacity as a Facility of Affiliated Exchanges and To... permanent the pilot program that permits the Exchange to accept inbound orders routed by Archipelago...

  19. 76 FR 62119 - Self-Regulatory Organizations; NYSE Arca, Inc; Order Approving a Proposed Rule Change Amending...

    Science.gov (United States)

    2011-10-06

    ... Rule 7.45(c)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC (``Arca...

  20. 76 FR 53509 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2011-08-26

    ... Equities Rule 7.45(c)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To... permanent the pilot program that permits the Exchange to accept inbound orders routed by Archipelago...

  1. 76 FR 53513 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-08-26

    ... Rule 17(c)(2)(B) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... the pilot program that permits the Exchange to accept inbound orders routed by Archipelago Securities...

  2. 76 FR 53516 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2011-08-26

    ... Rule 993NY(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify...(b)(2) to make permanent the pilot program that permits the Exchange to accept inbound orders routed...

  3. 76 FR 53511 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2011-08-26

    ... Rule 17(c)(2)(B) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... make permanent the pilot program that permits the Exchange to accept inbound orders routed by...

  4. 76 FR 62125 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending...

    Science.gov (United States)

    2011-10-06

    ... Rule 993NY(b)(2) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC (``Arca...

  5. 76 FR 62116 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending...

    Science.gov (United States)

    2011-10-06

    ... Rule 17(c)(2)(B) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC (``Arca...

  6. 76 FR 62122 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Science.gov (United States)

    2011-10-06

    ... Rule 17(c)(2)(B) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify... existing pilot program that permits the Exchange to accept inbound orders routed by Archipelago Securities...

  7. 77 FR 61649 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2012-10-10

    ... clearance of the following twenty additional investment grade Standard North American Corporate Single Name... ``Additional Single Names''). As with the Standard North American Corporate Single Names currently cleared, ICC... Single Names do not require any changes to the body of the ICC Rules. ICC will clear the Additional...

  8. 76 FR 65763 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add...

    Science.gov (United States)

    2011-10-24

    ... American Corporate CDS Contracts (``Corporate Single Name CDS Contracts'') currently cleared by ICC and... rules for Corporate Single Name CDS Contracts in Section 26B, with certain modifications that reflect differences in terms and market conventions between SES Contracts and Corporate Single Name CDS Contracts. In...

  9. 78 FR 38750 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2013-06-27

    ...\\ considering the order's marketability (defined as a number of ticks away from the current market), size..., broker-dealers that are not Market-Makers or specialists on an options exchange, and/or Market- Makers or..., size and complex order type trigger a COA. The Exchange's Complex Order System is governed by Rule 1080...

  10. 76 FR 38712 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change To...

    Science.gov (United States)

    2011-07-01

    ... to BATS Rule 11.13 to state that the Exchange will consider it inconsistent with just and equitable... the very inside of the market but are temporarily un-executable at their full limit price due to the... price improvement for market participants at times when such participants are not receiving executions...

  11. 75 FR 43200 - Notice of Proposed Supplementary Rules for Public Lands in Colorado: Public Lands Administered by...

    Science.gov (United States)

    2010-07-23

    ... Main Street, Ca[ntilde]on City, Colorado 81212, during regular business hours (7:30 a.m. to 3:45 p.m... material way the economy, productivity, competition, jobs, the environment, public health or safety, or... Supplementary Rules Executive Order 12866 requires each agency to write regulations that are simple and easy to...

  12. 78 FR 35340 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change...

    Science.gov (United States)

    2013-06-12

    ... with Inventory, 86 J. FIN. ECON. 513, 513 (2007); and Narayan Y. Naik & Pradeep K. Yadav, Trading Costs... Liquidity, Asset Prices, and Welfare, 95 J. FIN. ECON. 107, 109 (2010); Wen Mao & Michael S. Pagano..., that the rules of a national securities exchange be designed to promote just and equitable principles...

  13. 77 FR 54630 - Self-Regulatory Organizations; BATS-Y Exchange, Inc.; Order Approving Proposed Rule Change, as...

    Science.gov (United States)

    2012-09-05

    ... Maker Peg Order below one round lot, the market maker would need to enter a new order, after performing... checks pursuant to the Market Access Rule and Regulation SHO prior to entering a new Market Maker Peg... Amendment No. 1, To Adopt a New Market Maker Peg Order Available to Exchange Market Makers August 29, 2012...

  14. 75 FR 59311 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule...

    Science.gov (United States)

    2010-09-27

    ... cancelled, the Market Maker shall enter new bid interest at a price not more than the Designated Percentage... Market Maker shall enter new offer interest at a price not more than the Designated Percentage away from... market makers to engage in passive market making or to enter stabilizing bids pursuant to Nasdaq Rules...

  15. 75 FR 41258 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule...

    Science.gov (United States)

    2010-07-15

    ... movements in the price at which a security is traded can indicate aberrant volatility, which is harmful to investors. On August 19, 2008, the Commission approved new Rule 4753(c), which established a volatility... 4753(c), a volatility-based pause in trading in individual NASDAQ-listed securities traded on NASDAQ...

  16. 78 FR 25327 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-04-30

    ... a broad ethical concept that covers all unethical business-related conduct. See also In the Matter... principles of trade or otherwise constitute unethical activity under NYSE Rule 2010.\\10\\ \\9\\ See In the... designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable...

  17. 77 FR 50671 - Withdrawal of Proposed Rule on Insurer Reporting Requirements; List of Insurers Required To File...

    Science.gov (United States)

    2012-08-22

    ... reports on their motor vehicle theft loss experiences. An insurer included in any of the appendices that...: Congress enacted the Motor Vehicle Theft Law Enforcement Act of 1984 (Pub. L. 98-547). This legislation... report includes information about thefts and recoveries of motor vehicles, the rating rules used by the...

  18. 77 FR 27254 - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To...

    Science.gov (United States)

    2012-05-09

    ... respect of the Clearing Member's Proprietary Account and any relevant customer account. Where the Daily...\\ requires, among other things, that the rules of a clearing agency be designed to promote the safeguarding... safeguarding of securities and funds, which are in the custody or control of ICE Clear Europe or for which it...

  19. 77 FR 51073 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2012-08-23

    ... thing that is presented. As a matter of logic, moreover, a broker-dealer should not be held responsible... providing liquidity in a larger number of stocks, it faces greater challenges in ensuring that its quoted... methods: Electronic Comments Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro...

  20. 78 FR 62841 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2013-10-22

    ... million, shares of liquidity during the month, which is a higher rate than the base rate of $0.0007 per... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70655; File No. SR-BX-2013-054] Self-Regulatory... Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or Greater October...

  1. 78 FR 62828 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To...

    Science.gov (United States)

    2013-10-22

    ... (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50... delay, outage, or failure of a communication system used to transmit market data prices or to facilitate... including this rule will reinforce the importance of and ensure that Members are aware of these requirements...

  2. 78 FR 62896 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2013-10-22

    ... (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50... delay, outage, or failure of a communication system used to transmit market data prices or to facilitate... including this rule will reinforce the importance of and ensure that Members are aware of these requirements...

  3. 78 FR 15995 - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-03-13

    ... it may be impossible to hedge to offset the risk created by trading options, the Exchange expects... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69069; File No. SR-NASDAQ-2013-043] Self... the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given...

  4. 75 FR 10851 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2010-03-09

    ...\\6\\ and to provide competitive pricing. \\4\\ See NYSE Amex Rule 900.2NY(18). \\5\\ See, e.g., NYSE Amex... pricing models based on real-time streaming data, access to multiple markets simultaneously, and order and... theoretical value of the option, which moves with various factors in their pricing models, such as the value...

  5. 75 FR 2902 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change by...

    Science.gov (United States)

    2010-01-19

    ... market activity altogether. In today's evolving regulatory climate, the Exchange believes that the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61326; File No. SR-Phlx-2009-113] Self... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on...

  6. 75 FR 6072 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change...

    Science.gov (United States)

    2010-02-05

    ... delisting process if such rule changes are found to benefit Nasdaq's financial position.\\46\\ [[Page 6075... SEC filing made by listing companies, including proxies and annual and quarterly financial reports... the changes that have taken place in the financial markets, the existing time periods are unreasonably...

  7. 78 FR 21650 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2013-04-11

    ... corporate governance documents.\\8\\ \\7\\ See Section 3(a)(27) of the Act, 15 U.S.C. 78c(a)(27). \\8\\ The..., along with other corporate documents, are rules of the Exchange \\7\\ and must be filed with the... designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable...

  8. 77 FR 29730 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change, as...

    Science.gov (United States)

    2012-05-18

    ... requirements. (6) The books, records, premises, officers, agents, directors and employees of NOS as a facility of BX shall be deemed to be the books, records, premises, officers, agents, directors and employees... of orders are deemed to be violative of applicable pre-trade requirements under Rule 15c3-5, the...

  9. 77 FR 20863 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-04-06

    ... change is available on the Exchange's Web site, at the Exchange's principal office and in the Public... Member's order. Also, if the information available would enable tracing of some, but not all, of the... all comments on the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml ). Copies of...

  10. 77 FR 29721 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2012-05-18

    ... volatility. \\7\\ See Commentary .07 to NYSE Amex Options Rule 904. See also Securities Exchange Act Release No... time and at an accelerated rate, which the Exchange believes is a direct result of the implementation... Exchange has also considered the potential for resulting or increased market on close volatility in...

  11. 77 FR 60491 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2012-10-03

    ... volatility. \\8\\ See IM-3120-2 to Rule 3120. Economically Equivalent Products The Exchange has considered the... rate, which the Exchange believes is a direct result of the implementation of the Delta-Based Equity... 55972. Market on Close Volatility The Exchange has also considered the potential for resulting or...

  12. 78 FR 60352 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Science.gov (United States)

    2013-10-01

    ... that use complex calculations based on a variety of market factors to compute quotes in their appointed... computations also factor in their market risk models. It is the Exchange's understanding that for some Market... International Securities Exchange LLC To Amend Exchange Rule 604 in Connection With Market Maker Continuous...

  13. Employee Retirement Income Security Act of 1974: rules and regulations for administration and enforcement; claims procedure. Pension and Welfare Benefits Administration, Labor. Final regulation.

    Science.gov (United States)

    2000-11-21

    This document contains a final regulation revising the minimum requirements for benefit claims procedures of employee benefit plans covered by Title I of the Employee Retirement Income Security Act of 1974 (ERISA or the Act). The regulation establishes new standards for the processing of claims under group health plans and plans providing disability benefits and further clarifies existing standards for all other employee benefit plans. The new standards are intended to ensure more timely benefit determinations, to improve access to information on which a benefit determination is made, and to assure that participants and beneficiaries will be afforded a full and fair review of denied claims. When effective, the regulation will affect participants and beneficiaries of employee benefit plans, employers who sponsor employee benefit plans, plan fiduciaries, and others who assist in the provision of plan benefits, such as third-party benefits administrators and health service providers or health maintenance organizations that provide benefits to participants and beneficiaries of employee benefit plans.

  14. Quality assurance in central nuclear power plant control systems. (Status report containing proposed enhancements for KTA rules)

    International Nuclear Information System (INIS)

    Gossner, S.

    1985-01-01

    All enterprises investigated observe the requirements laid down in KTA 1401. In most cases, the quality assurance systems and measures applied even go beyond the requirements of KTA 1401, especially in those enterprises working primarily for export and having to meet foreign quality assurance standards. Quality assurance measures in these enterprises are based primarily on 10 CFR 50, App.B and related rules and standards (e.g. ANSI N 54.2; NUREG 75/087). Internal quality assurance in these enterprises is organized on the basis of graphic flow diagrams which are even presented in the quality assurance manuals. These flow diagrams, in contrast to the German KTA rules, meet the international standards for quality assurance. KTA 1401 requirements not sufficiently met are, e.g. the operator audits with plant producers and unit and equipment producer audits with component producers. The report presents hints for improvements of the quality assurance concept in control systems engineering. (orig./HP) [de

  15. Rules and regulations as potential moderator on the relationship between organizational internal and external factors with effective construction risk management in Nigerian construction companies: A proposed framework

    Science.gov (United States)

    Adeleke, A. Q.; Bahaudin, A. Y.; Kamaruddeen, A. M.

    2016-08-01

    Certain organizational internal and external factors have been found to influence effective construction risk management within the construction company which has contributed to massive risk occurrence on the projects. Yet, the influence of the organizational factors such as effective communication, team competency with skills, active leadership, political factor, organizational culture, technology factor and economic factor on effective construction risk management among the construction companies operating in Abuja and Lagos state Nigeria have not received considerable attention. More so, a moderating variable is proposed. This paper proposes rules and regulations as the potential moderator on the relationship between organisational internal factors, external factors and effective construction risk management.

  16. 76 FR 52034 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2011-08-19

    ... Shares of ProShares Short VIX Short-Term Futures ETF, ProShares Short VIX Mid-Term Futures ETF, ProShares Ultra VIX Short-Term Futures ETF, ProShares Ultra VIX Mid-Term Futures ETF, ProShares UltraShort VIX Short-Term Futures ETF, and ProShares UltraShort VIX Mid-Term Futures ETF Under NYSE Arca Equities Rule...

  17. 76 FR 28855 - Defense Federal Acquisition Regulation Supplement; Business Systems-Definition and Administration

    Science.gov (United States)

    2011-05-18

    ...; Business Systems-- Definition and Administration; Interim Rule #0;#0;Federal Register / Vol. 76 , No. 96...-AG58 Defense Federal Acquisition Regulation Supplement; Business Systems--Definition and Administration... an initial proposed rule for Business Systems-- Definition and Administration (DFARS Case 2009-D038...

  18. 75 FR 63798 - Notice of Public Meeting of the Committee on Administration

    Science.gov (United States)

    2010-10-18

    ... Notice of Public Meeting of the Committee on Administration AGENCY: Administrative Conference of the... Conference of the United States will host a public meeting of the Committee on Administration of the Assembly... documents other than rules #0;or proposed rules that are applicable to the public. Notices of hearings #0...

  19. New Advantage 24 contraceptive gel claims 24-hour effectiveness. But proposed FDA rule could put N-9 products to the test.

    Science.gov (United States)

    1995-04-01

    Advantage 24 is a new contraceptive gel that makes use of bioadhesive technology to offer 24 hours of protection relying on the spermicide nonoxynol-9 (N-9) in lower concentrations. If a proposed US Food and Drug Administration (FDA) rule is enforced N-9 may be examined closely. The manufacturer, Whitehall-Robins Healthcare in New Jersey, stopped production of the Today contraceptive sponge because of the costs of complying with FDA standards. The Advantage 24 gel costs twice as much as the sponge. It is made in Switzerland and distributed by an Illinois company. Any vaginal contraceptive containing N-9 would be approved by the FDA as long as it complied with guidelines laid down in an FDA monograph. However, the registration of the gel could not be confirmed. The product uses a bioadhesive technology concept that natural substances adhere to epithelial and mucosal tissues in the body. Polycarbofil is mixed with water, N-9, and mineral oil to create an emulsion that allows for a time-release mechanism, but at any given time only 2 mg of N-9 is available to kill sperm. The final formula for Advantage 24 is 52.5 mg per dose. Too much N-9 can be toxic, as demonstrated by the Today sponge, which contained 1000 mg of N-9. In Kenya prostitutes using it frequently experienced 3 times as many genital lesions as those using a placebo. A study of Advantage 24 by a Miami laboratory involved 250 women, 22-45 years old, who had had prior tubal ligations. When the gel was applied 15-30 minutes before intercourse the efficacy rate was 98%; it was 91% for those applying it 12 hours before; and it was 86% when the gel was applied 24 hours ahead of time. FDA compliance officers are intrigued about the claim that the gel lasts 24 hours. However, if the claim is held up by research data, women will have an easily available, portable, efficient, aesthetic, and highly effective contraceptive.

  20. 77 FR 72141 - Rules of Practice and Procedure for Hearings Before the Office of Administrative Law Judges

    Science.gov (United States)

    2012-12-04

    ..., the amount in controversy, and the importance of the issues at stake. Fed. R. Civ. P. 26(g). A... burdens should be proportional to the amount in controversy and the nature of the case. Otherwise... statement. G. The Privacy Act of 1974, 5 U.S.C. 552a, as Amended The Department has reviewed this proposed...

  1. Proposed food and drug administration protection action guides for human food and animal feed: Rationale and limits

    International Nuclear Information System (INIS)

    Shleien, B.; Schmidt, G.D.; Chiacchierini, R.P.

    1978-01-01

    The Food and Drug Administration is proposing Protective Action Guides (PAG's) to be used in the event that a radiological incident results in the radioactive contamination of human food and animal feed. PAG's are proposed for two levels of response: (1) PREVENTIVE PAG - establishes a level at which responsible officials should take protective action to prevent or reduce the concentration of radioactivity in food or animal feed. (2) EMERGENCY PAG - establishes a level at which responsible officials should isolate food containing radioactivity to prevent its introduction into commerce and determine whether condemnation or another disposition is appropriate. Derived response levels, which are defined as the concentration of radioactivity in food or animal feed corresponding to the above PAG's, are proposed for radionuclides of most significance. The presentation will discuss the supporting rationale as well as the numerical limits for the PAG's. This rationale is based on the process of risk assessment and cost-benefit and cost-effectiveness analysis. The risk assessment compares the risk of radiation exposure to the risk from prevalent hazards accepted by society and from variability of the natural radiation environment. The cost-benefit analysis is limited to protective actions efficacious in the reduction of iodine-131 dose to the thyroid via the milk pathway (condemnation and use of stored feed). In addition, the metabolic and agricultural transfer models that were used to calculate derived response levels will be described briefly. (author)

  2. Proposed food and drug administration protection action guides for human food and animal feed: Rationale and limits

    Energy Technology Data Exchange (ETDEWEB)

    Shleien, B; Schmidt, G D; Chiacchierini, R P [Food and Drug Administration, Bureau of Radiological Health, Rockville, MD (United States)

    1978-12-01

    The Food and Drug Administration is proposing Protective Action Guides (PAG's) to be used in the event that a radiological incident results in the radioactive contamination of human food and animal feed. PAG's are proposed for two levels of response: (1) PREVENTIVE PAG - establishes a level at which responsible officials should take protective action to prevent or reduce the concentration of radioactivity in food or animal feed. (2) EMERGENCY PAG - establishes a level at which responsible officials should isolate food containing radioactivity to prevent its introduction into commerce and determine whether condemnation or another disposition is appropriate. Derived response levels, which are defined as the concentration of radioactivity in food or animal feed corresponding to the above PAG's, are proposed for radionuclides of most significance. The presentation will discuss the supporting rationale as well as the numerical limits for the PAG's. This rationale is based on the process of risk assessment and cost-benefit and cost-effectiveness analysis. The risk assessment compares the risk of radiation exposure to the risk from prevalent hazards accepted by society and from variability of the natural radiation environment. The cost-benefit analysis is limited to protective actions efficacious in the reduction of iodine-131 dose to the thyroid via the milk pathway (condemnation and use of stored feed). In addition, the metabolic and agricultural transfer models that were used to calculate derived response levels will be described briefly. (author)

  3. 77 FR 11355 - Defense Federal Acquisition Regulation Supplement; Business Systems-Definition and Administration...

    Science.gov (United States)

    2012-02-24

    ...D published an initial proposed rule for Business Systems-- Definition and Administration (DFARS... the definition and administration of contractor business systems as follows: A. Contractor business..., 245, and 252 RIN 0750-AG58 Defense Federal Acquisition Regulation Supplement; Business Systems...

  4. Rule of Thumb Proposing the Size of Aperture Expected to be Sufficient to Resolve Double Stars with Given Parameters

    Science.gov (United States)

    Knapp, Wilfried

    2018-01-01

    Visual observation of double stars is an anachronistic passion especially attractive for amateurs looking for sky objects suitable for visual observation even in light polluted areas. Session planning then requires a basic idea which objects might be suitable for a given equipment—this question is a long term issue for visual double star observers and obviously not easy to answer, especially for unequal bright components. Based on a reasonably large database with limited aperture observations (done with variable aperture equipment iris diaphragm or aperture masks) a heuristic approach is used to derive a statistically well founded Rule of Thumb formula.

  5. 75 FR 16891 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change, as...

    Science.gov (United States)

    2010-04-02

    ... proposing to automate the creation of the Guaranteed Directed Order (``GDO'') and the manner in which the... the Trading Host and the EP's quote will be automatically shelved. In addition, the GDO creation and... proposing to remove from Section 5(c)(iii)(1) certain language about the function of the NBBO filter process...

  6. 76 FR 75932 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Science.gov (United States)

    2011-12-05

    ... the equivalent of $5 billion in local currency sovereign debt. The criteria used to evaluate whether a... Change The Exchange proposes to list and trade the shares of the following fund of the WisdomTree Trust.... Purpose The Exchange proposes to list and trade the Shares of the WisdomTree Emerging Markets Inflation...

  7. 76 FR 36493 - Endangered and Threatened Wildlife and Plants; Proposed Rule To Establish a Manatee Refuge in...

    Science.gov (United States)

    2011-06-22

    ... benefits of the proposed changes, the economic impact... manatees; 3. Any foreseeable economic or other impacts resulting from the proposed designation; 4. Any... Bureau 2010 Web site). Tourism surveys suggest that about half of all visitors to the area come to Citrus...

  8. 78 FR 75585 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2013-12-12

    ... With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC...'') in connection with the proposed business combination (the ``Combination''), as described in more...''), each a national securities exchange registered with the Commission. Upon completion of the Combination...

  9. 78 FR 75607 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change in...

    Science.gov (United States)

    2013-12-12

    ... the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC...'') in connection with the proposed business combination (the ``Combination''), as described in more...''), each a national securities exchange registered with the Commission. Upon completion of the Combination...

  10. 75 FR 63528 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Science.gov (United States)

    2010-10-15

    ... executed, the Exchange will re-enter a new bid or offer on behalf of a Market Maker. Bids and offers...- 2010-018); see id. Under the proposal, the Exchange will require registered market makers to enter and... instructions for the Exchange to enter a quote on the Market Maker's behalf consistent with proposed paragraph...

  11. Assessment of the environmental impact of the FAA proposed rule making affecting the conditions of transport of radioactive materials on aircraft

    International Nuclear Information System (INIS)

    Hall, R.J.; Hendrickson, P.L.; King, J.C.; McSweeney, T.I.; Shipler, D.B.; Brown, C.L.; Davis, D.K.; Watson, E.C.

    1975-01-01

    Amendments to Federal Aviation Administration (FAA) regulations relating to the transporting of radioactive materials on commercial aircraft are presented. Potential effects of the proposed changes are examined in the environmental impact statement, which is presented in the 10 sections and 5 appendices of this document. (JGB)

  12. 78 FR 48083 - Freedom of Information Act Administration

    Science.gov (United States)

    2013-08-07

    ... PEACE CORPS 22 CFR Part 303 RIN 0420-AA29 Freedom of Information Act Administration AGENCY: Peace Corps. ACTION: Proposed rule. SUMMARY: The proposed rule updates Peace Corps regulations on the Freedom of Information Act (FOIA) to implement guidance given by the President and the Attorney General...

  13. 78 FR 39369 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Relating to...

    Science.gov (United States)

    2013-07-01

    ... employees to agree and consent in writing to the applicability to them of these jurisdictional and oversight... on the current NYSE Euronext Certificate and Bylaws, will reflect a simplified and more efficient... another current subsidiary of Euronext, Liffe Administration and Management (``LAM''). ICE has informed...

  14. 75 FR 47332 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Science.gov (United States)

    2010-08-05

    ...-Floating Rate Normal ITS issued by U.S. Bancorp Capital IX, each with a liquidation amount of $1,000 (the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62607; File No. SR-ISE-2010-80] Self-Regulatory... Securities Exchange, LLC That Constitutes a Stated Interpretation With Respect to the Meaning, Administration...

  15. 77 FR 76148 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2012-12-26

    ..., corporate debt securities are fixed-income securities issued by businesses to finance their operations....nyse.com , at the principal office of the Exchange, and at the Commission's Public Reference Room. II... principal underwriter and distributor of the Fund's Shares. Brown Brothers Harriman & Co. (``Administrator...

  16. 78 FR 29165 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2013-05-17

    ... information concerning the Corporation as the Exchange may reasonably require. The Exchange proposes to retain..., current earnings or losses and the dividends of such unconsolidated subsidiaries for the period of the...

  17. 78 FR 33136 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval to Proposed Rule...

    Science.gov (United States)

    2013-06-03

    ... retail brokers of implementing technology changes to identify orders as Retail or non-Retail. Furthermore... the proposal may cause an exponential increase in monitoring and recordkeeping burdens associated with...

  18. 78 FR 50358 - Notice of Intent To Prepare an Environmental Impact Statement for the Proposed Rule, Standards...

    Science.gov (United States)

    2013-08-19

    ... Escherichia. coli exceedance of the proposed standard occurred during 5 percent of the monitoring period with.../2013/5079/SIR2013-5079.pdf . Accessed July 30, 2013. Dated: August 13, 2013. Leslie Kux, Assistant...

  19. Royal Wine Corporation d/b/a/ Royal Kedem (Herzog Wine Cellars), Oxnard, CA; Proposed Settlement of Clean Water Act Class II Administrative Penalty and Opportunity to Comment

    Science.gov (United States)

    Public Notice of Proposed Settlement of Clean Water Act Class II Administrative Penalty and Opportunity to Comment In the Matter of Royal Wine Corporation d/b/a/ Royal Kedem (Herzog Wine Cellars), Oxnard, California.

  20. US Department of Energy response to standards for remedial actions at inactive uranium processing sites: Proposed rule

    International Nuclear Information System (INIS)

    1988-01-01

    The Title I groundwater standards for inactive uranium mill tailings sites, which were promulgated on January 5, 1983, by the US Environmental Protection Agency (EPA) for the Uranium Mill Tailings Remedial Action (UMTRA) Project, were remanded to the EPA on September 3, 1985, by the US Tenth Circuit Court of Appeals. The Court instructed the EPA to compile general groundwater standards for all Title I sites. On September 24, 1987, the EPA published proposed standards (52FR36000-36008) in response to the remand. This report includes an evaluation of the potential effects of the proposed EPA groundwater standards on the UMTRA Project, as well as a discussion of the DOE's position on the proposed standards. The report also contains and appendix which provides supporting information and cost analyses. In order to assess the impacts of the proposed EPA standards, this report summarizes the proposed EPA standards in Section 2.0. The next three sections assess the impacts of the three parts of the EPA standards: Subpart A considers disposal sites; Subpart B is concerned with restoration at processing sites; and Subpart C addresses supplemental standards. Section 6.0 integrates previous sections into a recommendations section. Section 7.0 contains the DOE response to questions posed by the EPA in the preamble to the proposed standards. 6 refs., 5 figs., 3 tabs

  1. Combating global warming. Possible rules, regulations and administrative arrangements for a global market in CO2 emission entitlements

    International Nuclear Information System (INIS)

    1994-12-01

    When in 1991 the UNCTAD secretariat launched its research into the idea of controlling carbon dioxide emissions through a system of 'tradeable permits', there was little support for this approach. Some felt that the idea was premature and should not detract from efforts to introduce more conventional measures, such as environmental taxes and new regulations. However, in a few short years, the idea of using tradeable market-based instruments to combat global warming has gained widespread acceptance. The UNCTAD secretariat's 1992 study on a global system of tradeable carbon emission entitlements (UNCTAD/RDP/DFP/1), was widely regarded as a major breakthrough in this area. This study argued that tradeable permits were both an efficient means of controlling man-made carbon dioxide emissions at minimum cost, and an effective mechanism for transferring resources to developing countries and countries in transition, to help them to contribute to the international effort to abate emissions of greenhouse gases. The study contained a detailed assessment of key technical elements of a tradeable CO 2 entitlements system, including permit allocation techniques, resource transfers, equity/distributional implications, institutional and administrative requirements. The present publication explores the institutional requirements for both policy-making and the organization of a global market in CO 2 emission allowances. It shows that one can start with a simple pilot scheme based on the joint implementation of commitments, which constitutes the cornerstone of the Framework Convention, and evolve gradually to a more complete system on the basis of 'learning by doing'. Since the use of markets can dramatically lower the cost of controlling greenhouse gas emissions, it is clearly in the self-interest of major emitters to act as 'market leaders' willing to pioneer

  2. 77 FR 45706 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-08-01

    ... the initial public offering (``IPO'') of Facebook, Inc. (``Facebook'' or ``FB'') on May 18, 2012. In the weeks since the Facebook IPO, Nasdaq has reviewed the events of May 18 with the goal of proposing... with the Facebook IPO process on May 18, 2012, and the impacts that those system difficulties had on...

  3. 75 FR 8416 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change and...

    Science.gov (United States)

    2010-02-24

    .... 78s(b)(1). \\2\\ 17 CFR 240.19b-4. \\3\\ Amendment No. 1 added clarifying language regarding the... proposing to automate the creation of the Guaranteed Directed Order (``GDO'') and the manner in which the... EP. The Trading Host will use the shelved EP quote as the GDO. In addition, the GDO creation and the...

  4. 77 FR 77137 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change with...

    Science.gov (United States)

    2012-12-31

    ...: ``Immediate family member' means a person's spouse, parents, children and siblings, whether by blood, marriage... definitions applicable to categories of Directors: (1) NASDAQ OMX proposes a new definition of ``Staff... organizations of Phlx. (2) NASDAQ OMX is adopting a new definition of ``Issuer Director'' and ``Issuer committee...

  5. 77 FR 77168 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2012-12-31

    ...: ``Immediate family member' means a person's spouse, parents, children and siblings, whether by blood, marriage... definitions applicable to categories of Directors: (1) NASDAQ OMX proposes a new definition of ``Staff... organizations of Phlx. (2) NASDAQ OMX is adopting a new definition of ``Issuer Director'' and ``Issuer committee...

  6. 77 FR 77129 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change With...

    Science.gov (United States)

    2012-12-31

    ..., children and siblings, whether by blood, marriage or adoption, or anyone residing in such person's home... Directors: (1) NASDAQ OMX proposes a new definition of ``Staff Director.'' Currently, the definition of... adopting a new definition of ``Issuer Director'' and ``Issuer committee member''. The By-Laws currently...

  7. 75 FR 8765 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2010-02-25

    ...-growing (yet extremely volatile) semiconductor industry. When investors want information and investment... Number of Components in the PHLX Semiconductor Sector\\SM\\ Known as SOX\\SM\\, on Which Options Are Listed... Commission a proposal to expand the number of components in the PHLX Semiconductor Sector\\SM\\ known as SOX\\SM...

  8. 76 FR 64144 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2011-10-17

    ... closely tailor their investment and risk management strategies and decisions. Furthermore, the Exchange... investment, trading, and risk management purposes. 2. Statutory Basis The Exchange believes that its proposal... having the ability to execute hedging and trading strategies via STOs,\\8\\ particularly in the current...

  9. 75 FR 5360 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change...

    Science.gov (United States)

    2010-02-02

    ..., 2009) (SR-ISE-2006-26) (order approving International Securities Exchange (``ISE'') proposal to.... Professional customers place and cancel orders in relation to an option's theoretical value in much the same... organizations will be required to review their customers' activity on at least a quarterly basis to determine...

  10. 76 FR 6503 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Science.gov (United States)

    2011-02-04

    ..., exchange-traded notes (``ETNs''), exchange-traded currency trusts, and closed-end funds.\\5\\ \\5\\ Underlying..., and ETPs including, but not limited to, ETNs, exchange-traded currency trusts, and closed-end funds...-traded currency trusts, and closed-end funds). The Commission finds that the proposal to list and trade...

  11. 75 FR 10332 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to...

    Science.gov (United States)

    2010-03-05

    ... competitive pressures on Exchange data products and the Exchange's compelling need to attract order flow imposes significant competitive pressure on the Exchange to act equitably, fairly, and reasonably in... subject to significant competitive forces and the proposed fees represent responses to that competition...

  12. 75 FR 20018 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change, As...

    Science.gov (United States)

    2010-04-16

    ... any equity exchange. Given the competitive pressures that currently characterize the U.S. equity... number of alternative sources of information that impose significant competitive pressures on BATS in... competitive pressure on BATS to act equitably, fairly, and reasonably in setting the terms of its proposal...

  13. 75 FR 31830 - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc...

    Science.gov (United States)

    2010-06-04

    ..., impose significant competitive pressure on Phlx to act equitably, fairly, and reasonably in setting the... NYSE Arca Order, the Commission also stated that, ``when possible, reliance on competitive forces is....'' \\36\\ If an exchange ``was subject to significant competitive forces in setting the terms of a proposal...

  14. 76 FR 72482 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Science.gov (United States)

    2011-11-23

    ... Authority (``OPRA'') have the necessary systems capacity to handle the potential additional traffic... the public interest. The Commission believes that the proposal strikes a reasonable balance between... represented that it and OPRA have the necessary systems capacity to handle the potential additional traffic...

  15. 78 FR 65396 - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Order Disapproving Proposed Rule Change To...

    Science.gov (United States)

    2013-10-31

    ... customers would not be fully rewarded for providing an aggressive quote and thus the incentives to improve... its proposal rewards a specific category of market participants who have general market making... the increased reward of a preferential directed order allocation only to market makers who are taking...

  16. 76 FR 82011 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Science.gov (United States)

    2011-12-29

    ... financial incentives, the Exchange is rewarding aggressive liquidity providers in the market. The Exchange... intends to file a proposal to adopt the financial incentives for the Competitive Liquidity Provider... seeking to provide incentives for quoting and to add competition to the existing group of liquidity...

  17. 75 FR 69494 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Science.gov (United States)

    2010-11-12

    ... in the gold market generally occurs at the time of day when trading in the European time zones..., the Exchange may propose to list and/or trade pursuant to unlisted trading privileges (``UTP... Commission has approved trading of the streetTRACKS Gold Trust and iShares Silver Trust and on the Exchange...

  18. 75 FR 6241 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2010-02-08

    ... as a going concern. This requirement, which was adopted in 2003,\\11\\ is duplicative of disclosure... regard to whether it expresses doubt about the ability of the company to continue as a going concern.\\13... reference to the going concern requirement because it will no longer apply. In addition, Nasdaq is proposing...

  19. 76 FR 57781 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Science.gov (United States)

    2011-09-16

    ... containing documents such as the Board committees' charters and the company's code of ethics. These products... explaining services offered by NASDAQ to certain newly listing companies. NASDAQ will implement the proposed... and public companies, including companies listed on the NASDAQ Exchange and various European exchanges...

  20. 78 FR 12123 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending...

    Science.gov (United States)

    2013-02-21

    ... in Items I, II, and III below, which Items have been prepared by the self-regulatory organization... Exchange proposes to amend the times in which certain ATP Holders are required to notify the Exchange in... to extend the time ATP Holders acting as agent for Customer orders have to notify the Exchange of a...